0001517650-16-000275.txt : 20161202 0001517650-16-000275.hdr.sgml : 20161202 20161202100904 ACCESSION NUMBER: 0001517650-16-000275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc. CENTRAL INDEX KEY: 0001517650 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 451505676 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (317) 872-3000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weber Paul CENTRAL INDEX KEY: 0001597239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54450 FILM NUMBER: 162030012 MAIL ADDRESS: STREET 1: 7601 INTERACTIE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 4 1 wf-form4_148069133120696.xml FORM 4 X0306 4 2016-12-01 1 0001517650 Interactive Intelligence Group, Inc. ININ 0001597239 Weber Paul 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 0 1 0 0 Chief Business Officer Common Stock 2016-12-01 4 D 0 31238 60.50 D 0 D Common Stock 2016-12-01 4 D 0 179.56 60.50 D 0 I by 401(k) plan Stock Option (right to Buy) 32.33 2016-12-01 4 D 0 25000 28.17 D 2015-01-21 2017-01-21 Common Stock 25000.0 0 D Stock Option (right to Buy) 24.5 2016-12-01 4 D 0 25000 36 D 2016-01-09 2018-01-09 Common Stock 25000.0 0 D Stock Option (right to Buy) 39.97 2016-12-01 4 D 0 12500 20.53 D 2019-01-11 Common Stock 12500.0 0 D Stock Option (right to Buy) 66.39 2016-12-01 4 D 0 15000 0 D 2020-01-13 Common Stock 15000.0 0 D Stock Option (right to Buy) 27.73 2016-12-01 4 D 0 47208 32.77 D 2022-02-04 Common Stock 47208.0 0 D Restricted Stock Units 2016-12-01 4 D 0 1041 60.50 D Common Stock 1041.0 0 D Restricted Stock Units 2016-12-01 4 D 0 312 60.50 D Common Stock 312.0 0 D Restricted Stock Units 2016-12-01 4 D 0 2750 60.50 D Common Stock 2750.0 0 D Restricted Stock Units 2016-12-01 4 D 0 4875 60.50 D Common Stock 4875.0 0 D Restricted Stock Units 2016-12-01 4 D 0 4874 60.50 D Common Stock 4874.0 0 D Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share. Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option. Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option. Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50. This option was to vest in four equal annual installments beginning on 2/4/2017. 23,604 shares of common stock subject to this option vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested option was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to the vested option. The remaining 23,604 shares of common stock subject to this option were cancelled and converted into an award to receive an amount in cash equal to the product of (i) the excess, if any, of $60.50 over the Exercise Price and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this option immediately prior to the effective time of the Merger. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit. Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. Pursuant to the Merger Agreement, this RSU, which was to vest on 5/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. This RSU was to vest in three equal annual installments beginning on 2/13/2017. 3,250 shares of common stock subject to this RSU vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested RSU was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to the vested RSU. The remaining 1,625 shares of common stock subject to this RSU were cancelled and converted into an award to receive an amount in cash equal to the product of (i) $60.50 and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this RSU immediately prior to the effective time of the Merger. This RSU was to vest in three equal annual installments beginning on 2/13/2017. 3,250 shares of common stock subject to this RSU vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested RSU was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to the vested RSU. The remaining 1,624 shares of common stock subject to this RSU were cancelled and converted into an award to receive an amount in cash equal to the product of (i) $60.50 and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this RSU immediately prior to the effective time of the Merger. /s/ Ashley A. Vukovits, Attorney-in-fact 2016-12-02