0001517650-16-000275.txt : 20161202
0001517650-16-000275.hdr.sgml : 20161202
20161202100904
ACCESSION NUMBER: 0001517650-16-000275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161201
FILED AS OF DATE: 20161202
DATE AS OF CHANGE: 20161202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc.
CENTRAL INDEX KEY: 0001517650
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 451505676
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (317) 872-3000
MAIL ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weber Paul
CENTRAL INDEX KEY: 0001597239
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54450
FILM NUMBER: 162030012
MAIL ADDRESS:
STREET 1: 7601 INTERACTIE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
4
1
wf-form4_148069133120696.xml
FORM 4
X0306
4
2016-12-01
1
0001517650
Interactive Intelligence Group, Inc.
ININ
0001597239
Weber Paul
7601 INTERACTIVE WAY
INDIANAPOLIS
IN
46278
0
1
0
0
Chief Business Officer
Common Stock
2016-12-01
4
D
0
31238
60.50
D
0
D
Common Stock
2016-12-01
4
D
0
179.56
60.50
D
0
I
by 401(k) plan
Stock Option (right to Buy)
32.33
2016-12-01
4
D
0
25000
28.17
D
2015-01-21
2017-01-21
Common Stock
25000.0
0
D
Stock Option (right to Buy)
24.5
2016-12-01
4
D
0
25000
36
D
2016-01-09
2018-01-09
Common Stock
25000.0
0
D
Stock Option (right to Buy)
39.97
2016-12-01
4
D
0
12500
20.53
D
2019-01-11
Common Stock
12500.0
0
D
Stock Option (right to Buy)
66.39
2016-12-01
4
D
0
15000
0
D
2020-01-13
Common Stock
15000.0
0
D
Stock Option (right to Buy)
27.73
2016-12-01
4
D
0
47208
32.77
D
2022-02-04
Common Stock
47208.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
1041
60.50
D
Common Stock
1041.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
312
60.50
D
Common Stock
312.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
2750
60.50
D
Common Stock
2750.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
4875
60.50
D
Common Stock
4875.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
4874
60.50
D
Common Stock
4874.0
0
D
Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share.
Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option.
Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50.
This option was to vest in four equal annual installments beginning on 2/4/2017. 23,604 shares of common stock subject to this option vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested option was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to the vested option. The remaining 23,604 shares of common stock subject to this option were cancelled and converted into an award to receive an amount in cash equal to the product of (i) the excess, if any, of $60.50 over the Exercise Price and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this option immediately prior to the effective time of the Merger.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit.
Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
Pursuant to the Merger Agreement, this RSU, which was to vest on 5/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
This RSU was to vest in three equal annual installments beginning on 2/13/2017. 3,250 shares of common stock subject to this RSU vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested RSU was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to the vested RSU. The remaining 1,625 shares of common stock subject to this RSU were cancelled and converted into an award to receive an amount in cash equal to the product of (i) $60.50 and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this RSU immediately prior to the effective time of the Merger.
This RSU was to vest in three equal annual installments beginning on 2/13/2017. 3,250 shares of common stock subject to this RSU vested at the effective time of the Merger in accordance with the terms of the Merger Agreement, which vested RSU was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to the vested RSU. The remaining 1,624 shares of common stock subject to this RSU were cancelled and converted into an award to receive an amount in cash equal to the product of (i) $60.50 and (ii) the number of such remaining shares, which cash award continues to be subject to the same vesting terms and conditions that applied to this RSU immediately prior to the effective time of the Merger.
/s/ Ashley A. Vukovits, Attorney-in-fact
2016-12-02