0001517650-16-000107.txt : 20160217
0001517650-16-000107.hdr.sgml : 20160217
20160217160438
ACCESSION NUMBER: 0001517650-16-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160127
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc.
CENTRAL INDEX KEY: 0001517650
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 451505676
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (317) 872-3000
MAIL ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Platon Jeff M.
CENTRAL INDEX KEY: 0001634369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54450
FILM NUMBER: 161433215
MAIL ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
4
1
wf-form4_145574306160241.xml
FORM 4
X0306
4
2016-01-27
0
0001517650
Interactive Intelligence Group, Inc.
ININ
0001634369
Platon Jeff M.
7601 INTERACTIVE WAY
INDIANAPOLIS
IN
46278
0
1
0
0
Chief Marketing Officer
Common Stock
2016-02-13
4
M
0
625
0
A
704.75
D
Common Stock
2016-02-13
4
F
0
225
26.54
D
479.75
D
Common Stock
2016-02-13
4
M
0
626
0
A
1105.75
D
Common Stock
2016-02-13
4
F
0
226
26.54
D
879.75
D
Common Stock
56.28
I
by 401k plan
Restricted Stock Units
2016-01-27
4
A
0
2500
0
A
Common Stock
2500.0
2500
D
Restricted Stock Units
2016-02-13
4
M
0
625
0
D
Common Stock
625.0
1875
D
Restricted Stock Units
2016-02-13
4
M
0
626
0
D
Common Stock
626.0
1874
D
The number of shares reported as directly held by the reporting person includes 79.75 shares held in the Employee Stock Purchase Plan (ESPP) as of the reporting date.
Represents shares withheld by Interactive Intelligence Group, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of February 17, 2016.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock.
On February 13, 2015, the reporting person was granted performance-based RSUs, with the number of RSUs to be determined based on the extent to which certain performance conditions were met for 2015. As determined on January 27, 2016, the reporting person earned 2,500 RSUs based on the Company's 2015 performance. These earned RSUs are subject to additional time-based vesting, as described in footnote 6 below.
The earned performance-based RSUs are subject to additional time-based vesting as follows: 626 shares vested on 2/13/16 and the remaining 1,874 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19.
The earned time-based RSUs vest as follows: 625 vested on 2/13/16 and the remaining 1,875 RSUs are scheduled to vest equally on 2/13/17, 2/13/18 and 2/13/19.
/s/ Ashley A. Vukovits, Attorney-in-fact
2016-02-17