N-6F 1 formn-6f.htm OAKTREE FINANCE, LLC - FORM N-6F formn-6f.htm

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-6F

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65
OF THE INVESTMENT COMPANY ACT OF 1940

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 (the “Act”) and in connection with such notice submits the following information:

Name:
Oaktree Finance, LLC
   
   
Address of Principal Office:   
c/o Oaktree Capital Management, L.P.
333 South Grand Avenue, 28th Floor
Los Angeles, CA 90071
   
   
Telephone Number:
(213) 830-6300


Name and address for agent for service of process:   
Todd Molz
Managing Director and General Counsel
Oaktree Capital Management, L.P.
333 South Grand Avenue, 28th Floor
Los Angeles, CA 90071


The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of the date of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.


 
 

 
 

SIGNATURE

     Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the City of Los Angeles and the State of California on the 6th day of April, 2011.

 
OAKTREE FINANCE, LLC
 
     
  By: Oaktree Capital Management, L.P.  
    Its:  Manager  
       
       
 
By:
/s/ Todd Molz  
 
Name:
Todd Molz
 
 
Title:
Managing Director and
General Counsel
 
       
       
 
By:
/s/ Lisa Arakaki  
 
Name:
Lisa Arakaki
 
 
Title:
Managing Director