0001140361-17-028464.txt : 20170724 0001140361-17-028464.hdr.sgml : 20170724 20170724154345 ACCESSION NUMBER: 0001140361-17-028464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170720 FILED AS OF DATE: 20170724 DATE AS OF CHANGE: 20170724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAP 1 LLC CENTRAL INDEX KEY: 0001651662 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35363 FILM NUMBER: 17978309 BUSINESS ADDRESS: STREET 1: C/O NORTH BAY ASSOCIATES STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200 CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 BUSINESS PHONE: (405) 936-6220 MAIL ADDRESS: STREET 1: C/O NORTH BAY ASSOCIATES STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200 CITY: OKLAHOMA CITY STATE: OK ZIP: 73134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Resorts Inc CENTRAL INDEX KEY: 0001517401 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 431793922 STATE OF INCORPORATION: MO FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 17409 HIDDEN VALLEY DRIVE CITY: WILDWOOD STATE: MO ZIP: 63025 BUSINESS PHONE: 636-938-7474 MAIL ADDRESS: STREET 1: 17409 HIDDEN VALLEY DRIVE CITY: WILDWOOD STATE: MO ZIP: 63025 4 1 doc1.xml FORM 4 X0306 4 2017-07-20 0 0001517401 Peak Resorts Inc SKIS 0001651662 CAP 1 LLC C/O NORTH BAY ASSOCIATES 14000 QUAIL SPRINGS PARKWAY, SUITE 2200 OKLAHOMA CITY OK 73134 0 0 1 0 Common Stock 2017-07-20 4 P 0 75000 5.47 A 1656013 D Common Stock 2017-07-21 4 P 0 69512 5.55 A 1725525 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.50, inclusive. The reporting person undertakes to provide to Peak Resorts Inc., any security holder of Peak Resorts Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.60, inclusive. /s/ Stephen A. Ives, Vice President 2017-07-24