0001140361-17-028464.txt : 20170724
0001140361-17-028464.hdr.sgml : 20170724
20170724154345
ACCESSION NUMBER: 0001140361-17-028464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170720
FILED AS OF DATE: 20170724
DATE AS OF CHANGE: 20170724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAP 1 LLC
CENTRAL INDEX KEY: 0001651662
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35363
FILM NUMBER: 17978309
BUSINESS ADDRESS:
STREET 1: C/O NORTH BAY ASSOCIATES
STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73134
BUSINESS PHONE: (405) 936-6220
MAIL ADDRESS:
STREET 1: C/O NORTH BAY ASSOCIATES
STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Peak Resorts Inc
CENTRAL INDEX KEY: 0001517401
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 431793922
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 17409 HIDDEN VALLEY DRIVE
CITY: WILDWOOD
STATE: MO
ZIP: 63025
BUSINESS PHONE: 636-938-7474
MAIL ADDRESS:
STREET 1: 17409 HIDDEN VALLEY DRIVE
CITY: WILDWOOD
STATE: MO
ZIP: 63025
4
1
doc1.xml
FORM 4
X0306
4
2017-07-20
0
0001517401
Peak Resorts Inc
SKIS
0001651662
CAP 1 LLC
C/O NORTH BAY ASSOCIATES
14000 QUAIL SPRINGS PARKWAY, SUITE 2200
OKLAHOMA CITY
OK
73134
0
0
1
0
Common Stock
2017-07-20
4
P
0
75000
5.47
A
1656013
D
Common Stock
2017-07-21
4
P
0
69512
5.55
A
1725525
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.50, inclusive. The reporting person undertakes to provide to Peak Resorts Inc., any security holder of Peak Resorts Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.60, inclusive.
/s/ Stephen A. Ives, Vice President
2017-07-24