EX-1.01 2 ex101.htm EX-1.01 Document

Exhibit 1.01 
Conflict Minerals Report of Stratasys Ltd. 
This is the Conflict Minerals Report of Stratasys Ltd. (“Stratasys”, “we”, “us”, or the “Company”) for calendar year 2024 in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”) and Form SD. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to “Conflict Minerals” as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). Conflict Minerals are defined by the SEC as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten. Rule 13p-1 imposes certain reporting obligations on SEC registrants whose products contain Conflict Minerals that are necessary for the functionality or production of their products. If the SEC registrant has reason to believe that any of those Conflict Minerals may have originated in the Democratic Republic of the Congo (the “DRC”) or a country that shares an internationally recognized border with the Democratic Republic of the Congo (collectively, “Covered Countries”) or is unable to determine the country of origin of those Conflict Minerals, the SEC registrant is required to submit a Conflict Minerals Report to the SEC that includes a description of the measures it took to exercise due diligence on the Conflict Minerals’ source and chain of custody. As part of the Company’s commitment to human rights, it has reviewed the supply chain for its products in accordance with the guidance provided by EU regulations and has contacted its suppliers for information regarding Conflict Minerals that may have been sourced from conflict-affected or high-risk areas (“CAHRAs”).
Business Overview
We are a global leader in polymer-based 3D printing solutions, which we provide at every stage of the product life cycle, with multiple technologies and complete solutions for superior application fit, across industrial, healthcare and consumer fields. We focus, in particular, on polymer 3D printing solutions that address the fastest growing manufacturing solutions, which we view as the biggest potential growth opportunity in the 3D printing industry. Leveraging distinct competitive advantages that include a broad set of best-in-class 3D printing platforms, software, materials and technology partner ecosystems, innovative leadership, and a global GTM infrastructure, we are positioned to further expand our leadership in this significant and growing global marketplace.
Our approximately 2,300 granted and pending additive technology patents currently held (in addition to many others previously held) have been used to create models, prototypes, manufacturing tools, and production parts for a multitude of industries including aerospace, automotive, transportation, healthcare, consumer products, dental, medical, fashion and education. Our products and comprehensive solutions improve product quality, development time, cost, time-to-market and patient care. Our additive manufacturing ecosystem of solutions and expertise includes materials, software, expert services, and on-demand parts production.
In recent years we have expanded our leadership through innovation in the fast-growing mass production parts segment through our next-generation photopolymer platform. Our pioneering approach to additive manufacturing of end-use parts enables us to serve a large market with manufacturing-grade 3D printers, utilizing P3™ Programmable PhotoPolymerization technology, which precisely controls light, heat, and force, among other variables, to produce parts with exceptional accuracy and consistency and unique production grade properties.
We have also introduced our Neo® line of systems to the global market, which feature dynamic laser beam technology that enables build accuracy, feature detail, and low variability across the full extent of a large build platform. As an open resin system, the Neo products provide customers materials with a wide range of properties such as chemical resistance, heat tolerance, flexibility, durability, and optical clarity, and can produce large parts providing a significant build area in a small footprint.
Similarly, we have accelerated our growth in production-scale 3D printing having introduced the Stratasys H350™ 3D printer, the first system powered by Xaar’s powder-based SAF™ technology, which is designed to deliver cost-competitive parts at production-level throughput. H Series™ Production Platform printers such as the H350 are designed to deliver part quality, consistency, and reliability for high production yield, utilizing a uniform thermal experience for all printed parts regardless of their placement in the build, representing a significant improvement over traditional powder-bed fusion processes.
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We now offer a broader range of systems, consumables and services for additive manufacturing. Our wide range of solutions, based on our proprietary 3D printing technologies and materials, enhances the ability of designers, engineers and manufacturers to:
visualize and communicate product ideas and designs;
verify the form, fit and function of prototypes;
manufacture tools, jigs, fixtures, casts and injection molds used in the process of manufacturing end-products;
manufacture customized and short-to-medium-run end-products more efficiently and with greater agility, and more sustainably; and
produce objects that could not otherwise be manufactured through subtractive manufacturing methodologies.
We benefit from recurring revenues from the sale of resin and plastic consumables and related services. We provide products and services to our global customer base throughout our offices in North America and internationally, including: Baden-Baden, Germany; Shanghai, China; and Tokyo, Japan, as well as through our worldwide network of over 130 resellers and channel partners who are exclusive to us and our additive manufacturing technologies. We have 1,779 employees worldwide, including what we believe is one of the largest additive manufacturing service bureaus in the United States.
Conflict Minerals
As we offer our clients products that might include Conflict Minerals that are necessary to the production or functionality of our manufactured products, we are subject to the reporting requirements associated with Conflict Minerals under Section 1502 of the Dodd-Frank Act and Rule 13p-1. We are committed to responsible sourcing, as outlined in our Conflict Minerals Policy. Further we are committed to conducting supply chain due diligence practices in alignment with the smelter or refiner verification program set up by third party audit bodies, such as the Responsible Minerals Initiative (“RMI”), and the London Bullion Market Association (“LBMA”). We are also committed to ensuring human rights are upheld in all respects, including the elimination of child or forced labor conditions in our supply chain, generally, and more specifically in CAHRAs. However, as we are “downstream”, in that we or our suppliers purchase cassiterite, columbite-tantalite (coltan), wolframite, gold, or their derivatives, which presently are limited to tin, tantalum, tungsten, and gold (collectively “3TG”) -related materials after processing by smelters or refiners, we can only report with reasonable certainty the origins or likely origins of the necessary 3TG in our minerals supply chain.
 We furthermore do not directly purchase or procure raw materials from the mineral sites.
Our commitment to proper Conflict Mineral conduct is an element of our overall corporate responsibility. It relates, in part, to fair wages and working conditions (social and human capital care), and environmental stewardship (protection of our people and planet).
1. Reasonable Country of Origin Inquiry
In accordance with our Conflict Minerals Policy, we have concluded in good faith that during calendar year 2024, we have manufactured and contracted to manufacture products containing 3TG and have determined that the use of these minerals is necessary to the functionality or production of these products. 
We performed a reasonable country of origin inquiry (“RCOI”) simultaneously with the due diligence phase in which we engaged to determine whether the Conflict Minerals necessary to the functionality or production of our products did or did not originate from the CAHRAs, as defined per Rule 13p-1. We integrated aspects of the RCOI into the design of our policies and management systems on Conflict Minerals and carry out the RCOI in the due diligence phase in which we engaged our relevant upstream suppliers to determine whether the Conflict Minerals necessary to the functionality or production of our products originated from the CAHRAs, as defined per Rule 13p-1. The RCOI and the due diligence process were done simultaneously due to the large number of applicable suppliers from which we source materials. We operate significantly downstream from the sources of the minerals necessary to the production and/or functionality of our products’ components. As such, we rely upon the due diligence conducted by our own applicable suppliers. The RCOI that we conducted therefore has certain limitations
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that limit the total degree of certainty, and we cannot determine with absolute certainty the exact source location of all of the necessary Conflict Minerals used in our products in 2024. However, the RCOI we conducted employed several methods to assess whether the necessary Conflict Minerals in our products may have originated from the CAHRAs. These measures consisted primarily of the following actions:
a)We performed internal assessments of our products and components to determine which of them contain, or for which the necessary Conflict Minerals were employed, in the production and manufacturing phases.
b)We identified a list of suppliers we purchased from directly during calendar year 2024 ("in-scope suppliers") and segmented the list according to the type of material the supplier provides. Some of the suppliers’ categories were excluded for the following reasons: they were not necessary to the functionality or production of the products, they did not contain the necessary Conflict Minerals, or the supplier provided a commercial off the shelf product. . Using a risk-based approach, the company then identified the 117 most significant suppliers, representing 95% of the company's spend on conflict minerals-containing components. The final list of suppliers we approached consists of 117 suppliers
c)We solicited survey responses using the standardized template designed by the Responsible Minerals Initiative (“RMI”), (the “Conflict Minerals Reporting Template version 6.4 and above” (“CMRT”)). We engaged our supply chain to respond to the CMRT by referring suppliers to training materials that included an overview of the law and instructions on how to complete the CMRT. These are part of our on-going efforts to ensure compliance with our responsible sourcing program among our suppliers, as well as contributing to our goal of increasing the number of relevant smelters or refiners that cooperate with Third Party Audit bodies, such as the RMI.
d)We assessed the responses received from our relevant suppliers of the necessary 3TG for information that would be identified as inconsistent, incomplete, or inaccurate. In addition, we validate CMRTs received from suppliers to identify deviation from the RMI’s requirements as per its Responsible Minerals Assurance Program (“RMAP”). Responses that failed any of the “red flag” review tests were identified for additional follow up.
e)To non-responsive in-scope suppliers, we sent periodic reminders to provide surveys or updated responses according to our expectations regarding the CMRT, such as provision of a current version (i.e., 6.4 or above).
 
Based on the RCOI conducted, Stratasys has reason to believe that a portion of the Conflict Minerals necessary to the functionality of its products or its components is likely to have originated in the CAHRAs and has reason to believe, that those necessary Conflict Minerals may not be entirely from recycled or scrap sources. Based on this result, Stratasys conducted due diligence activities and details these efforts in this Conflict Minerals Report and in accordance with Stratasys’ Conflict Minerals Policy and general sourcing expectations from its suppliers.
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2. Due Diligence 
Due diligence design
In accordance with Rule 13p-1 and Form SD, we undertook to perform robust due diligence on the source and chain of custody of the 3TG-related materials included in our products to determine whether the Conflict Minerals necessary to the functionality or production of our products or products’ components originated from the DRC or the Covered Countries, or financially benefitted the armed groups in those countries in any way, as defined per Rule 13p-1. Because we have no direct relationships with smelters or refiners and therefore believe that we are a “downstream company”, we designed our due diligence measures according to the recommendations of the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (2016) and related supplements (the “OECD Due Diligence Guidance”) for downstream companies.
The five steps defined in the OECD Due Diligence Guidance are: (1) establishment of strong internal company management systems; (2) identification and assessment of risks in the supply chain; (3) design and implementation of a strategy to respond to risks as they are identified; (4) carry out independent third-party audits of smelters’ and refiners’ due diligence practices; and (5) report annually on supply chain due diligence.
We have undertaken (and continue to undertake) the foregoing five steps of due diligence as described below:
a. OECD Step 1: Establishment of strong company management systems
We review and maintain our management system to support supply chain due diligence related to the 3TG. Our management system includes a steering committee sponsored by the senior responsible executive and a team of subject matter experts from various functions such as supplier management, engineering, and legal. The team subject matter experts are responsible for implementing the Company’s Conflict Minerals compliance strategy. As part of responsible sourcing and supply chain due diligence, the Company has established the following actions:
Renewed our commitment to ethical business practices through the annual global training on our Code of Business Conduct and Ethics (“Code”) to all employees, which also includes a specific reference to Stratasys’ efforts as it relates to conflict minerals. Our Code is available at https://investors.stratasys.com/corporate-governance/governance-documents.
Continued focus on integrating social impact programs and practices as part of our business model and culture through the Stratasys Corporate Social Responsibility (“CSR”) Program, under our ESG & Sustainability umbrella. We are advancing additive manufacturing by securing access to our unique capabilities, making our technology more widely available to support quality education, healthcare and medical needs for those in need, and all-in-all putting into practice our 4 Stratasys defined UN Sustainable Development Goals with a global network of volunteers and NGO partners, we are proud to 3D Print a Better Tomorrow – together with our local communities.
We strive to ensure that purchased metals originate, to the greatest degree possible, only from smelters or refiners have been validated as conformant or active according to the RMI’s RMAP or other third-party audit programs, such as the LBMA.
In addition, we expect our suppliers to comply with the terms of our Conflict Minerals Policy and any other applicable policy and encourage them to define, implement and communicate to their sub-suppliers their own policy, outlining their commitment to responsible sourcing of 3TG and other minerals from conflict-afflicted areas, legal compliance and measures for implementation of the supply chain due diligence. Our Conflict Minerals Policy is available at https://investors.stratasys.com/corporate-governance/governance-documents.
 
Maintained the Company’s Conflict Minerals Governance Charter that sets out the Conflict Minerals annual due diligence plan including establishing steps for compliance, objectives, timelines, internal management and the cross functional team with identified roles and responsibilities to support supply chain due diligence.
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Conducted ongoing communication of the cross functional Conflict Minerals team, for the purpose of sharing best practices and monitoring our progress regarding the various steps required for achieving compliance among our suppliers.
Engaged with in-scope suppliers of the necessary 3TG and referred them to training materials online, including an overview of relevant Conflict Minerals regulations and compliance measures, and instructions on how to respond to the due diligence survey (based on receiving at a minimum version 6.4 of the CMRT or higher).
Continued to include a Conflict Minerals provision in our standard Purchasing Terms and Conditions for Goods and Services to require suppliers to comply with our Conflict Minerals Policy and requirements.
Communicated the due diligence efforts both internally and externally to relevant direct suppliers, surveyed suppliers, customers, employees, senior management, and all Company stakeholders, as requested and applicable.
Maintained a grievance mechanism whereby concerns and violations of the Conflict Minerals Policy should be reported to Stratasys’ Compliance Officer / Chief Legal Officer.
 
b. OECD Step 2: Identify and assess risk in the supply chain
As part of our risk-based approach for the management of a responsible supply chain, Stratasys identified the suppliers from which it made purchases over a specified amount during 2024. We assessed two primary risks in our supply chain while trying to move towards the goal of sourcing the necessary Conflict Minerals from smelters or refiners that have received a conformant or active designation from the RMI or other Third Party Audit bodies, such as the LBMA: (1) the risk of not receiving timely and accurate information from the supplier; and (2) the risk of not being able to replace a supplier due to reasons such as volume, ease of replacement, complexity of relationship and criticality to business operations. 
In order to segment our suppliers into three risk levels (high, medium and low) we have identified and assessed Conflict Minerals-related risks based on suppliers’ and manufacturers’ characteristics, such as the amount we have spent with a supplier during calendar year 2024 and the extent to which we are dependent upon any particular manufacturer or supplier as well as the availability of alternative suppliers. This segmentation allowed us to prioritize our risk mitigation efforts based on the level of supplier risk. 
We have identified, to the best of our efforts, the smelters or refiners in our minerals supply chain by conducting a supply chain inquiry using, at a minimum, version 6.4 or higher of the CMRT, requesting suppliers and manufactures to identify smelters or refiners and the likely country of origin of the Conflict Minerals in products or product components that they supply to Stratasys. In addition, Stratasys compared smelters or refiners identified by the supply chain survey against the list of facilities that have received a conformant or active designation under the RMI’s RMAP and other independent third-party audit programs. 
As part of the risk assessment phase, we identified that 67.61% of our in-scope suppliers have a policy in place that addresses the Conflict Minerals sourcing and 55.68% do not provide us with products containing Conflict Minerals. 
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c. OECD Step 3: Design and implement a strategy to respond to identified risks
The findings of the supply chain risk assessment were and continue to be reported to designated members of our senior management. As part of our risk management strategy, we continue to work with the in-scope suppliers while we advance our efforts to investigate our supply chain as follows: 
Continued periodic reporting to the Conflict Minerals team sponsor to track progress, assess risks and provide management support as needed.
Contacted in-scope suppliers whose responses were identified as incomplete, inconsistent or inaccurate.
Reviewed in-scope suppliers’ responses to track smelters or refiners in our supply chain that supply us with Conflict Minerals and have not received a conformant or active designation from the RMI’s RMAP program or other independent third-party audit programs.
Referred in-scope suppliers to online training materials that included an overview of Rule 13p-1 and instructions on how to complete the CMRT.
As part of our continued risk management efforts, we send follow-up letters to high-risk, non-responsive in-scope suppliers, as well as to in-scope suppliers who have declared the existence of conflict minerals in their supply chain from smelters or refiners in CAHRAs that do not participate in the RMAP. Additionally, we have sent risk management letters to suppliers providing an outdated version of the CMRT, and to those declaring the presence of conflict minerals from uncertified smelters not located in the covered countries. We also require verification from suppliers who have declared their products to be “conflict-free.”
we remain committed to the responsible sourcing of conflict minerals, we do not seek to eliminate sourcing from the CAHRAs. Instead, we continue to engage with our suppliers to address the identified risks and ensure compliance with Rule 13p-1.
Supply chain due diligence is a dynamic process that requires on-going risk monitoring. In order to ensure effective management of risks, we review the risk identification process occasionally and update the risk mitigation strategy accordingly while consulting and communicating with relevant stakeholders.
d. OECD Step 4: Review independent third-party audits of smelter or refiner due diligence practices
Stratasys is a downstream consumer of necessary Conflict Minerals and is many steps removed from the smelters or refiners who process, provide and mine the minerals and ores. Therefore, Stratasys does not perform direct audits of smelters or refiners within its supply chain. Instead, our due diligence efforts rely on cross-industry initiatives, such as those led by the RMI (i.e., the RMAP) to conduct smelter or refiner due diligence to verify and audit the status of the smelters or refiners.
e. OECD Step 5: Prepare this annual report on supply chain due diligence
Stratasys’ Conflict Mineral Policy states that we will comply with Section 1502 of the Dodd Frank Act which includes filing a Form SD and this Conflict Minerals report with the SEC and posting publicly on the Internet (https://investors.stratasys.com/corporate-governance/governance-documents). 
3. Results of the Assessment
We conducted a supply chain survey of the 84 in-scope suppliers that we identified may contribute necessary Conflict Minerals to our products. In calendar year 2024 we included metal, electronics and plastic suppliers and manufacturers and took a risk-based approach which focused on suppliers and manufacturers with which we have spent a majority of our manufacturing-related expenses.
We received responses from in-scope suppliers representing approximately an 80.73% response rate, containing the names and locations of reported smelters or refiners (see Annex 1) and the potential countries of origin (see Annex 2) of the mines or facilities that process Conflict Minerals, compared to approximately an 84.34% response rate attained for reporting year 2023.
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Of the 80.73% (88 from 113) of suppliers and manufacturers that responded: 
0% of in-scope suppliers were classified as “DRC conflict free”
9% of in-scope suppliers were classified as “Not from DRC”
56% of in-scope suppliers were classified as “Free no 3TG”
7% of in-scope suppliers were classified as “Undetermined not from DRC”
8% of in-scope suppliers were classified as “Undetermined from DRC”
21% of in-scope suppliers were classified as “Undefined from DRC”
The terms above have the following meaning as part of our due diligence efforts:
“DRC conflict free” indicates the in-scope suppliers that reported that Conflict Minerals used in the products provided to Stratasys originate from the DRC or one of the Covered Countries, but that the smelters are approved by the RMAP, the RMI’s Responsible Minerals Assurance Program.
“Not from DRC” indicates the in-scope suppliers reported that they source Conflict Minerals, but from countries other than the DRC or Covered Countries.
“Free no 3TG” indicates the in-scope suppliers reported that Conflict Minerals are not contained in the product, or which are not necessary for the functionality or are not included in the production of the products, provided to Stratasys.
“Undetermined not from DRC” indicates the in-scope suppliers that reported that Conflict Minerals being used in the products do not originate from the DRC or one of the Covered Countries, but they have not yet concluded their due diligence process so this determination could potentially change. Due diligence for these in-scope suppliers will continue until their status is confirmed.
“Undetermined from DRC” indicates the in-scope suppliers that reported that Conflict Minerals used originate from the DRC or one of the Covered Countries and that the smelters or refiners are approved by the RMAP, but they have not yet concluded their due diligence process so this determination could potentially change. Due diligence for these in-scope suppliers will continue until the status is confirmed.
“Undefined from DRC” indicates the in-scope suppliers that reported that Conflict Minerals used originate from the DRC or one of the Covered Countries and that the smelters or refiners are not yet approved by the RMAP. Due diligence for these in-scope suppliers will continue until the status is confirmed.
Despite in-scope suppliers indicating that they source Conflict Minerals from the DRC and Covered Countries, these in-scope suppliers were unable to accurately report which specific smelters or refiners were part of the supply chain in terms of the components sold to Stratasys in 2024.
As a result of this lack of information, we are unable to determine with complete accuracy the full list of facilities used to process those necessary Conflict Minerals or their likely country of origin, and therefore, we are unable to conclude whether or not the Conflict Minerals used in our products may have directly or indirectly financed armed groups in the CAHRAs. Our efforts to determine the likely mine(s) or location of origin for the necessary Conflict Minerals are realized through the due diligence measures described above.
Smelters or refiners verified as conflict-free or in the audit process: 
Tin72 of 93 (77.42%)
Tantalum34 of 36 (94.44%)
Tungsten37 of 56 (66.10%)
Gold95 of 183 (51.91%)
Total238 of 368 (64.67%)
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Status of identified smelters or refiners:
Verified Conflict Free (RMI Compliant)234 of 368 (63.59%)
Participating in an audit process (RMI Active)4 of 368 (1.09%)
Total (Conflict Free and under Audit process)
238 of 368 (64.67%)
Not Participating130 of 368 (35.33%)
Additional Risk Factors
 The statements above are based on the RCOI process and due diligence performed in good faith by Stratasys. These statements are based on the infrastructure and information available at the time. A number of factors could introduce errors or otherwise affect our conclusions.
These factors include, but are not limited to, gaps in product or product content information, gaps in supplier data, errors or omissions by or of suppliers, confusion over requirements of SEC final rules, gaps in supplier education and knowledge, lack of timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier unfamiliarity with Rule 13p-1 and or with our Conflict Minerals Policy, conflict-area sourced materials being declared as secondary materials, companies going out of business in 2024 and the potential smuggling of conflict-area Conflict Minerals to countries beyond the CAHRAs.
We do not gather information from our suppliers on a continuous or real-time basis, but rather information is gathered from suppliers at the time that it is provided in a CMRT of at least version 6.4 or higher.
We cannot be completely certain of our conclusions regarding the source and chain of custody of the necessary Conflict Minerals used or necessary to the production or for the functionality of our products or product components in 2024, as the information comes from direct and secondary suppliers and independent third-party audit programs.
Continuous improvement efforts to mitigate risk 
Stratasys continues to conduct and report annually on supply chain due diligence for the applicable Conflict Minerals, as required by Rule 13p-1. Stratasys continues to take, as applicable, the following steps to improve the due diligence process and mitigate the possibility that we are utilizing Conflict Minerals that, directly or indirectly, benefit armed groups propagating human rights violations in the CAHRAs:
Work with in-scope suppliers that did not respond to Stratasys’ surveys to help them understand the importance of this initiative to Stratasys and to encourage their participation in 2025.
Attempt to validate in-scope supplier responses using information collected via independent, conflict-free smelter validation programs such as the RMAP.
Send follow-up letters to high risk non-responsive in-scope suppliers and to in-scope suppliers with Conflict Minerals from the CAHRAs, as well as from smelters or refiners that do not participate in the RMI’s RMAP.
In addition to the above steps, Stratasys continues to implement its Conflict Minerals Policy and Code of Conduct to the best of its abilities, namely via communication to its stakeholders and suppliers regarding its Conflict Minerals Policy.
This report contains “forward-looking statements” within the meaning of U.S. federal securities laws. These forward-looking statements can generally be identified as such because the context of the statement will include words such as “may”, “will,” “intends,” “plans,” “believes,” “anticipates,” “expects,” “estimates,” “predicts,” “potential,” “continue,” or “opportunity,” the negative of these words or words of similar import. Examples of forward-looking statements include statements relating to our future plans, and any other statement that does not directly relate to any historical or current fact. Forward-looking statements are based on our current expectations and assumptions, which may or may not prove to be accurate. Forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results to differ materially from those stated in such statements. As a result, these statements speak only as of the date they are made and we undertake no obligation to update or revise any forward-looking statement, except as required by U.S. federal securities laws.
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Annex 1 
Names and Locations of Smelters or Refiners
Metal Smelter NameSmelter Country
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICA
GoldAida Chemical Industries Co., Ltd.JAPAN
GoldAgosi AGGERMANY
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTAN
GoldAngloGold Ashanti Corrego do Sitio MineracaoBRAZIL
GoldArgor-Heraeus S.A.SWITZERLAND
GoldAsahi Pretec Corp.JAPAN
GoldAsaka Riken Co., Ltd.JAPAN
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEY
GoldAurubis AGGERMANY
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINES
GoldBoliden RonnskarSWEDEN
GoldC. Hafner GmbH + Co. KGGERMANY
GoldCaridadMEXICO
GoldCCR Refinery - Glencore Canada CorporationCANADA
GoldCendres + Metaux S.A.SWITZERLAND
GoldYunnan Copper Industry Co., Ltd.CHINA
GoldChimet S.p.A.ITALY
GoldChugai MiningJAPAN
GoldDaye Non-Ferrous Metals Mining Ltd.CHINA
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OF
GoldDowaJAPAN
GoldEco-System Recycling Co., Ltd. East PlantJAPAN
GoldJSC Novosibirsk RefineryRUSSIAN FEDERATION
GoldRefinery of Seemine Gold Co., Ltd.CHINA
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINA
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINA
GoldLT Metal Ltd.KOREA, REPUBLIC OF
GoldHeimerle + Meule GmbHGERMANY
GoldHeraeus Metals Hong Kong Ltd.CHINA
GoldHeraeus Germany GmbH Co. KGGERMANY
GoldHunan Chenzhou Mining Co., Ltd.CHINA
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINA
GoldHwaSeong CJ CO., LTD.KOREA, REPUBLIC OF
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINA
GoldIshifuku Metal Industry Co., Ltd.JAPAN
GoldIstanbul Gold RefineryTURKEY
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GoldJapan MintJAPAN
GoldJiangxi Copper Co., Ltd.CHINA
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICA
GoldAsahi Refining Canada Ltd.CANADA
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATION
GoldJSC UralelectromedRUSSIAN FEDERATION
GoldJX Nippon Mining & Metals Co., Ltd.JAPAN
GoldKazakhmys Smelting LLCKAZAKHSTAN
GoldKazzincKAZAKHSTAN
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICA
GoldKojima Chemicals Co., Ltd.JAPAN
GoldKyrgyzaltyn JSCKYRGYZSTAN
GoldL'azurde Company For JewelrySAUDI ARABIA
GoldLingbao Gold Co., Ltd.CHINA
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINA
GoldLS MnM Inc.KOREA, REPUBLIC OF
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINA
GoldMaterionUNITED STATES OF AMERICA
GoldMatsuda Sangyo Co., Ltd.JAPAN
GoldMetalor Technologies (Suzhou) Ltd.CHINA
GoldMetalor Technologies (Hong Kong) Ltd.CHINA
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPORE
GoldMetalor Technologies S.A.SWITZERLAND
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICA
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICO
GoldMitsubishi Materials CorporationJAPAN
GoldMitsui Mining and Smelting Co., Ltd.JAPAN
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATION
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEY
GoldNavoi Mining and Metallurgical CombinatUZBEKISTAN
GoldNihon Material Co., Ltd.JAPAN
GoldOhura Precious Metal Industry Co., Ltd.JAPAN
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RUSSIAN FEDERATION
GoldMKS PAMP SASWITZERLAND
GoldPenglai Penggang Gold Industry Co., Ltd.CHINA
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATION
GoldPT Aneka Tambang (Persero) TbkINDONESIA
GoldPX Precinox S.A.SWITZERLAND
GoldRand Refinery (Pty) Ltd.SOUTH AFRICA
GoldRoyal Canadian MintCANADA
GoldSabin Metal Corp.UNITED STATES OF AMERICA
GoldSamduck Precious MetalsKOREA, REPUBLIC OF
GoldSamwon Metals Corp.KOREA, REPUBLIC OF
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GoldSEMPSA Joyeria Plateria S.A.SPAIN
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINA
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINA
GoldSichuan Tianze Precious Metals Co., Ltd.CHINA
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATION
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINA
GoldSumitomo Metal Mining Co., Ltd.JAPAN
GoldSuper Dragon Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldTanaka Kikinzoku Kogyo K.K.JAPAN
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINA
GoldShandong Gold Smelting Co., Ltd.CHINA
GoldTokuriki Honten Co., Ltd.JAPAN
GoldTongling Nonferrous Metals Group Co., Ltd.CHINA
GoldTorecomKOREA, REPUBLIC OF
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUM
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICA
GoldValcambi S.A.SWITZERLAND
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIA
GoldYamakin Co., Ltd.JAPAN
GoldYokohama Metal Co., Ltd.JAPAN
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINA
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINA
GoldMorris and WatsonNEW ZEALAND
GoldSAFINA A.S.CZECHIA
GoldGuangdong Jinding Gold LimitedCHINA
GoldUmicore Precious Metals ThailandTHAILAND
GoldMMTC-PAMP India Pvt., Ltd.INDIA
GoldKGHM Polska Miedz Spolka AkcyjnaPOLAND
GoldFidelity Printers and Refiners Ltd.ZIMBABWE
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINA
GoldShandong Humon Smelting Co., Ltd.CHINA
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINA
GoldAl Etihad Gold Refinery DMCCUNITED ARAB EMIRATES
GoldEmirates Gold DMCCUNITED ARAB EMIRATES
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATES
GoldKaloti Precious MetalsUNITED ARAB EMIRATES
GoldSudan Gold RefinerySUDAN
GoldT.C.A S.p.AITALY
GoldREMONDIS PMR B.V.NETHERLANDS
GoldFujairah Gold FZCUNITED ARAB EMIRATES
11



GoldIndustrial Refining CompanyBELGIUM
GoldShirpur Gold Refinery Ltd.INDIA
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OF
GoldMarsam MetalsBRAZIL
GoldTOO Tau-Ken-AltynKAZAKHSTAN
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICA
GoldShenzhen CuiLu Gold Co., Ltd.CHINA
GoldAlbino Mountinho Lda.PORTUGAL
GoldSAAMPFRANCE
GoldL'Orfebre S.A.ANDORRA
Gold8853 S.p.A.ITALY
GoldItalpreziosiITALY
GoldWIELAND Edelmetalle GmbHGERMANY
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIA
GoldAU Traders and RefinersSOUTH AFRICA
GoldGGC Gujrat Gold Centre Pvt. Ltd.INDIA
GoldSai RefineryINDIA
GoldModeltech Sdn BhdMALAYSIA
GoldBangalore RefineryINDIA
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATION
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANY
GoldPease & CurrenUNITED STATES OF AMERICA
GoldJALAN & CompanyINDIA
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OF
GoldPlanta Recuperadora de Metales SpACHILE
GoldABC Refinery Pty Ltd.AUSTRALIA
GoldSafimet S.p.AITALY
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIA
GoldAfrican Gold RefineryUGANDA
GoldGold Coast RefineryGHANA
GoldNH Recytech CompanyKOREA, REPUBLIC OF
GoldQG Refining, LLCUNITED STATES OF AMERICA
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATES
GoldCGR Metalloys Pvt Ltd.INDIA
GoldSovereign MetalsINDIA
GoldEco-System Recycling Co., Ltd. North PlantJAPAN
GoldEco-System Recycling Co., Ltd. West PlantJAPAN
GoldAugmont Enterprises Private LimitedINDIA
GoldKundan Care Products Ltd.INDIA
GoldEmerald Jewel Industry India Limited (Unit 1)INDIA
GoldEmerald Jewel Industry India Limited (Unit 2)INDIA
GoldEmerald Jewel Industry India Limited (Unit 3)INDIA
GoldEmerald Jewel Industry India Limited (Unit 4)INDIA
12



GoldK.A. RasmussenNORWAY
GoldAlexy MetalsUNITED STATES OF AMERICA
GoldMD OverseasINDIA
GoldMetallix Refining Inc.UNITED STATES OF AMERICA
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICA
GoldWEEEREFININGFRANCE
GoldGold by Gold ColombiaCOLOMBIA
GoldDongwu Gold GroupCHINA
GoldSam Precious MetalsUNITED ARAB EMIRATES
GoldNOBLE METAL SERVICESUNITED STATES OF AMERICA
GoldCoimpa Industrial LTDABRAZIL
GoldSHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.CHINA
GoldGG Refinery Ltd.TANZANIA, UNITED REPUBLIC OF
GoldImpala Refineries – Base Metals Refinery (BMR)SOUTH AFRICA
GoldImpala RustenburgSOUTH AFRICA
GoldAttero Recycling Pvt LtdINDIA
GoldInca One (Chala One Plant)PERU
GoldInca One (Koricancha Plant)PERU
GoldImpala Refineries – Platinum Metals Refinery (PMR)SOUTH AFRICA
GoldElite Industech Co., Ltd.TAIWAN, PROVINCE OF CHINA
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINA
TantalumF&X Electro-Materials Ltd.CHINA
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCHINA
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINA
TantalumJiujiang Tanbre Co., Ltd.CHINA
TantalumAMG BrasilBRAZIL
TantalumMetallurgical Products India Pvt., Ltd.INDIA
TantalumMineracao Taboca S.A.BRAZIL
TantalumMitsui Mining and Smelting Co., Ltd.JAPAN
TantalumNPM Silmet ASESTONIA
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINA
TantalumQuantumCleanUNITED STATES OF AMERICA
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINA
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATION
TantalumTaki Chemical Co., Ltd.JAPAN
TantalumTelex MetalsUNITED STATES OF AMERICA
TantalumUlba Metallurgical Plant JSCKAZAKHSTAN
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINA
TantalumD Block Metals, LLCUNITED STATES OF AMERICA
13



TantalumFIR Metals & Resource Ltd.CHINA
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINA
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINA
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINA
TantalumKEMET de MexicoMEXICO
TantalumTANIOBIS Co., Ltd.THAILAND
TantalumTANIOBIS GmbHGERMANY
TantalumMaterion Newton Inc.UNITED STATES OF AMERICA
TantalumTANIOBIS Japan Co., Ltd.JAPAN
TantalumTANIOBIS Smelting GmbH & Co. KGGERMANY
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICA
TantalumGlobal Advanced Metals AizuJAPAN
TantalumResind Industria e Comercio Ltda.BRAZIL
TantalumJiangxi Tuohong New Raw MaterialCHINA
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CHINA
Tantalum5D Production OUESTONIA
TantalumPowerX Ltd.RWANDA
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINA
TinAlphaUNITED STATES OF AMERICA
TinPT Aries Kencana SejahteraINDONESIA
TinPT Premium Tin IndonesiaINDONESIA
TinDowaJAPAN
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)
TinEstanho de Rondonia S.A.BRAZIL
TinFenix MetalsPOLAND
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINA
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINA
TinGejiu Kai Meng Industry and Trade LLCCHINA
TinChina Tin Group Co., Ltd.CHINA
TinMalaysia Smelting Corporation (MSC)MALAYSIA
TinMetallic Resources, Inc.UNITED STATES OF AMERICA
TinMineracao Taboca S.A.BRAZIL
TinMinsurPERU
TinMitsubishi Materials CorporationJAPAN
TinJiangxi New Nanshan Technology Ltd.CHINA
TinNovosibirsk Tin CombineRUSSIAN FEDERATION
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILAND
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)
TinPT Artha Cipta LanggengINDONESIA
TinPT Babel Inti PerkasaINDONESIA
TinPT Babel Surya Alam LestariINDONESIA
14



TinPT Bangka Tin IndustryINDONESIA
TinPT Belitung Industri SejahteraINDONESIA
TinPT Bukit TimahINDONESIA
TinPT Mitra Stania PrimaINDONESIA
TinPT Panca Mega PersadaINDONESIA
TinPT Prima Timah UtamaINDONESIA
TinPT Refined Bangka TinINDONESIA
TinPT Sariwiguna BinasentosaINDONESIA
TinPT Stanindo Inti PerkasaINDONESIA
TinPT Timah Tbk KundurINDONESIA
TinPT Timah Tbk MentokINDONESIA
TinPT Timah NusantaraINDONESIA
TinPT Tinindo Inter NusaINDONESIA
TinPT Tommy UtamaINDONESIA
TinRui Da HungTAIWAN, PROVINCE OF CHINA
TinThaisarcoTHAILAND
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINA
TinVQB Mineral and Trading Group JSCVIET NAM
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZIL
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINA
TinTin Smelting Branch of Yunnan Tin Co., Ltd.CHINA
TinCV Venus Inti PerkasaINDONESIA
TinMagnu's Minerais Metais e Ligas Ltda.BRAZIL
TinPT Tirus Putra MandiriINDONESIA
TinMelt Metais e Ligas S.A.BRAZIL
TinPT ATD Makmur Mandiri JayaINDONESIA
TinO.M. Manufacturing Philippines, Inc.PHILIPPINES
TinCV Ayi JayaINDONESIA
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAM
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAM
TinPT Rajehan AriqINDONESIA
TinPT Cipta Persada MuliaINDONESIA
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAM
TinResind Industria e Comercio Ltda.BRAZIL
TinSuper LigasBRAZIL
TinAurubis BeerseBELGIUM
TinAurubis BerangoSPAIN
TinPT Bangka Prima TinINDONESIA
TinPT Sukses Inti Makmur (SIM)INDONESIA
15



TinPT Menara Cipta MuliaINDONESIA
TinHuiChang Hill Tin Industry Co., Ltd.CHINA
TinModeltech Sdn BhdMALAYSIA
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINA
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINA
TinPT Bangka SerumpunINDONESIA
TinPongpipat Company LimitedMYANMAR
TinTin Technology & RefiningUNITED STATES OF AMERICA
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINA
TinMa'anshan Weitai Tin Co., Ltd.CHINA
TinPT Rajawali Rimba PerkasaINDONESIA
TinLuna Smelter, Ltd.RWANDA
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINA
TinPrecious Minerals and Smelting LimitedINDIA
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINA
TinPT Mitra Sukses GlobalindoINDONESIA
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBRAZIL
TinCRM SynergiesSPAIN
TinFabrica Auricchio Industria e Comercio Ltda.BRAZIL
TinDS MyanmarMYANMAR
TinPT Putera Sarana Shakti (PT PSS)INDONESIA
TinMining Minerals Resources SARLCONGO, DEMOCRATIC REPUBLIC OF THE
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JAPAN
TinMalaysia Smelting Corporation Berhad (Port Klang)MALAYSIA
TinPT Mitra Graha RayaINDONESIA
TinRIKAYAA GREENTECH PRIVATE LIMITEDINDIA
TinWoodcross Smelting Company LimitedUGANDA
TinGlobal Advanced Metals Greenbushes Pty Ltd.AUSTRALIA
TinLongnan Chuangyue Environmental Protection Technology Development Co., LtdCHINA
TungstenA.L.M.T. Corp.JAPAN
TungstenKennametal HuntsvilleUNITED STATES OF AMERICA
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINA
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINA
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINA
TungstenGlobal Tungsten & Powders LLCUNITED STATES OF AMERICA
TungstenHunan Chenzhou Mining Co., Ltd.CHINA
16



TungstenHunan Jintai New Material Co., Ltd.CHINA
TungstenJapan New Metals Co., Ltd.JAPAN
TungstenKennametal FallonUNITED STATES OF AMERICA
TungstenWolfram Bergbau und Hutten AGAUSTRIA
TungstenXiamen Tungsten Co., Ltd.CHINA
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINA
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINA
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINA
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINA
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINA
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINA
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINA
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINA
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINA
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAM
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCHINA
TungstenH.C. Starck Tungsten GmbHGERMANY
TungstenTANIOBIS Smelting GmbH & Co. KGGERMANY
TungstenMasan High-Tech MaterialsVIET NAM
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINA
TungstenNiagara Refining LLCUNITED STATES OF AMERICA
TungstenChina Molybdenum Tungsten Co., Ltd.CHINA
TungstenHydrometallurg, JSCRUSSIAN FEDERATION
TungstenUnecha Refractory metals plantRUSSIAN FEDERATION
TungstenPhilippine Chuangxin Industrial Co., Inc.PHILIPPINES
TungstenACL Metais EireliBRAZIL
TungstenMoliren Ltd.RUSSIAN FEDERATION
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATION
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATION
TungstenHubei Green Tungsten Co., Ltd.CHINA
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BRAZIL
TungstenCronimet Brasil LtdaBRAZIL
TungstenArtek LLCRUSSIAN FEDERATION
TungstenFujian Xinlu Tungsten Co., Ltd.CHINA
TungstenOOO “Technolom” 2RUSSIAN FEDERATION
TungstenOOO “Technolom” 1RUSSIAN FEDERATION
TungstenLLC VostokRUSSIAN FEDERATION
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CHINA
TungstenHANNAE FOR T Co., Ltd.KOREA, REPUBLIC OF
17



TungstenTungsten Vietnam Joint Stock CompanyVIET NAM
TungstenNam Viet Cromit Joint Stock CompanyVIET NAM
TungstenMALAMET SMELTING SDN. BHD.MALAYSIA
TungstenDONGKUK INDUSTRIES CO., LTD.KOREA, REPUBLIC OF
TungstenLianyou Resources Co., Ltd.TAIWAN, PROVINCE OF CHINA
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.CHINA
TungstenPhilippine Carreytech Metal Corp.PHILIPPINES
TungstenKenee Mining Corporation VietnamVIET NAM
TungstenPhilippine Bonway Manufacturing Industrial CorporationPHILIPPINES



 

 

18



Annex 2
Country of Origin (COO)*
GoldTantalumTinTungsten
ANDORRABRAZILAUSTRALIAAUSTRIA
AUSTRALIACHINABELGIUMBRAZIL
AUSTRIAESTONIABOLIVIA (PLURINATIONAL STATE OF)CHINA
BELGIUMGERMANYBRAZILGERMANY
BRAZILINDIACHINAJAPAN
CANADAJAPANCONGO, DEMOCRATIC REPUBLIC OF THEKOREA, REPUBLIC OF
CHILEKAZAKHSTANINDIAMALAYSIA
CHINAMEXICOINDONESIAPHILIPPINES
COLOMBIARUSSIAN FEDERATIONJAPANRUSSIAN FEDERATION
CZECHIARWANDAMALAYSIATAIWAN, PROVINCE OF CHINA
FRANCETHAILANDMYANMARUNITED STATES OF AMERICA
GERMANYUNITED STATES OF AMERICAPERUVIET NAM
GHANA PHILIPPINES 
INDIA POLAND 
INDONESIA RUSSIAN FEDERATION 
ITALY RWANDA 
JAPAN SPAIN 
KAZAKHSTAN TAIWAN, PROVINCE OF CHINA 
KOREA, REPUBLIC OF THAILAND 
KYRGYZSTAN UGANDA 
LITHUANIA UNITED STATES OF AMERICA 
MALAYSIA VIET NAM 
MEXICO   
NETHERLANDS   
NEW ZEALAND   
NORWAY   
PERU   
PHILIPPINES   
POLAND   
PORTUGAL   
RUSSIAN FEDERATION   
SAUDI ARABIA   
SINGAPORE   
19



SOUTH AFRICA   
SPAIN   
SUDAN   
SWEDEN   
SWITZERLAND   
TAIWAN, PROVINCE OF CHINA   
TANZANIA, UNITED REPUBLIC OF   
THAILAND   
TURKEY   
UGANDA   
UNITED ARAB EMIRATES   
UNITED STATES OF AMERICA   
UZBEKISTAN   
ZIMBABWE   
  
*As not all of the smelters or refiners (SORs) reported by our suppliers or manufacturers in the supply chain inquiry provided information on the Location of Mine in their CMRTs, and we were not able to establish from the SORs complete sourcing information on their Conflict Minerals, we have indicated for the COO the closest indication provided as to the source of Conflict Minerals, i.e., the Smelter Country as reported in the suppliers’ CMRT.
 
20