0001127602-24-005734.txt : 20240220 0001127602-24-005734.hdr.sgml : 20240220 20240220162840 ACCESSION NUMBER: 0001127602-24-005734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krein Christopher J CENTRAL INDEX KEY: 0001794946 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35826 FILM NUMBER: 24653880 MAIL ADDRESS: STREET 1: 875 E. WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Artisan Partners Asset Management Inc. CENTRAL INDEX KEY: 0001517302 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 450969585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 E. WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-390-6100 MAIL ADDRESS: STREET 1: 875 E. WISCONSIN AVENUE STREET 2: SUITE 800 CITY: MILWAUKEE STATE: WI ZIP: 53202 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-15 0001517302 Artisan Partners Asset Management Inc. APAM 0001794946 Krein Christopher J C/O ARTISAN PARTNERS ASSET MANAGEMENT 875 E WISCONSIN AVE., SUITE 800 MILWAUKEE WI 53202 1 Executive Vice President 0 Class A Common Stock, par value $0.01 per share 2024-02-15 4 M 0 10981 0 A 59218 D Class A Common Stock, par value $0.01 per share 2024-02-15 4 F 0 1830 42.26 D 57388 D Performance Share Units 2024-02-15 4 M 0 18809 0 D Class A Common Stock, par value $0.01 per share 18809 23987 D Restricted Share Units 2024-02-15 4 A 0 7828 0 A Class A Common Stock, par value $0.01 per share 7828 7828 D Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share"). Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement. /s/Lisa A. Moran, attorney-in-fact for Mr. Krein 2024-02-20 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY EXHIBIT 24 Artisan Partners Asset Management Power of Attorney for Executing Forms 3, 4 and 5 Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Sarah A. Johnson, Laurie E. Simpson, Lisa A. Moran, and Molly L. Bussie or any of them acting singly, and with full power of substitution and re-substitution, the undersigned's true and lawful attorney-in-fact (each of such persons and their substitutes being referred to herein as the "Attorney-in-Fact"), with full power to act for the undersigned and in the undersigned's name, place and stead, in any and all capacities, to: 1. Prepare, execute, and submit to the Securities and Exchange Commission ("SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required or considered by the Attorney-in-Fact to be advisable under Section 13 or Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or any rule or regulation of the SEC; 2. Prepare, execute and submit to the SEC, Artisan Partners Asset Management Inc. (the ?Company?), and/or any national securities exchange on which the Company?s securities are listed any and all reports (including any amendments thereto) the undersigned is required to file with the SEC, or which the Attorney-in-Fact considers it advisable to file with the SEC, under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder, or under Rule 144 under the Securities Act of 1933 (?Rule 144?), with respect to the any security of the Company, including Forms 3, 4 and 5, Schedules 13D and 13G, and Forms 144; and 3. Obtain, as the undersigned's representative and on the undersigned's behalf, information regarding transactions in the Company's equity securities from any third party, including the Company and any brokers, dealers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such third party to release any such information to the Attorney-in-Fact. The undersigned acknowledges that: a) This Power of Attorney authorizes, but does not require, the Attorney-in-Fact to act in his or her discretion on information provided to such Attorney-in-Fact without independent verification of such information; b) Any documents prepared or executed by the Attorney-in-Fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information as the Attorney-in-Fact, in his or her discretion, deems necessary or desirable; c) Neither the Company nor the Attorney-in-Fact assumes any liability for the undersigned's responsibility to comply with the requirements of Section 13 or Section 16 of the Exchange Act or Rule 144, any liability of the undersigned for any failure to comply with such requirements, or any liability of the undersigned for disgorgement of profits under Section 16(b) of the Exchange Act; and d) This Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under Section 13 or Section 16 of the Exchange Act, including, without limitation, the reporting requirements under Section 13 or Section 16 of the Exchange Act. The undersigned hereby grants to the Attorney-in-Fact full power and authority to do and perform each and every act and thing requisite, necessary or advisable to be done in connection with the foregoing, as fully, to all intents and purposes, as the undersigned might or could do in person, hereby ratifying and confirming all that the Attorney-in-Fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by authority of this Power of Attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 4 or 5 or Schedules 13D or 13G or Forms 144 with respect to the undersigned's holdings of and transactions in securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Attorney-in-Fact. This Power of Attorney revokes all previous powers of attorney with respect to the subject matter of this Power of Attorney. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of January 25, 2023. /s/ Christopher J. Krein Christopher J. Krein