0001127602-24-005734.txt : 20240220
0001127602-24-005734.hdr.sgml : 20240220
20240220162840
ACCESSION NUMBER: 0001127602-24-005734
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240215
FILED AS OF DATE: 20240220
DATE AS OF CHANGE: 20240220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Krein Christopher J
CENTRAL INDEX KEY: 0001794946
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35826
FILM NUMBER: 24653880
MAIL ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Artisan Partners Asset Management Inc.
CENTRAL INDEX KEY: 0001517302
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 450969585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-390-6100
MAIL ADDRESS:
STREET 1: 875 E. WISCONSIN AVENUE
STREET 2: SUITE 800
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-15
0001517302
Artisan Partners Asset Management Inc.
APAM
0001794946
Krein Christopher J
C/O ARTISAN PARTNERS ASSET MANAGEMENT
875 E WISCONSIN AVE., SUITE 800
MILWAUKEE
WI
53202
1
Executive Vice President
0
Class A Common Stock, par value $0.01 per share
2024-02-15
4
M
0
10981
0
A
59218
D
Class A Common Stock, par value $0.01 per share
2024-02-15
4
F
0
1830
42.26
D
57388
D
Performance Share Units
2024-02-15
4
M
0
18809
0
D
Class A Common Stock, par value $0.01 per share
18809
23987
D
Restricted Share Units
2024-02-15
4
A
0
7828
0
A
Class A Common Stock, par value $0.01 per share
7828
7828
D
Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").
Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. 10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.
10,981 earned PSUs settled in Shares on 2/15/2024 and 7,828 of the earned PSUs will settle in Shares upon a qualifying retirement.
/s/Lisa A. Moran, attorney-in-fact for Mr. Krein
2024-02-20
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
EXHIBIT 24
Artisan Partners Asset Management
Power of Attorney
for Executing Forms 3, 4 and 5
Know all by these presents, that the undersigned hereby makes,
constitutes and appoints each of Sarah A. Johnson, Laurie E. Simpson,
Lisa A. Moran, and Molly L. Bussie or any of them acting singly, and
with full power of substitution and re-substitution, the undersigned's
true and lawful attorney-in-fact (each of such persons and their
substitutes being referred to herein as the "Attorney-in-Fact"),
with full power to act for the undersigned and in the undersigned's
name, place and stead, in any and all capacities, to:
1. Prepare, execute, and submit to the Securities and Exchange Commission
("SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required
or considered by the Attorney-in-Fact to be advisable under Section 13
or Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act")
or any rule or regulation of the SEC;
2. Prepare, execute and submit to the SEC, Artisan Partners Asset
Management Inc. (the ?Company?), and/or any national securities exchange
on which the Company?s securities are listed any and all reports
(including any amendments thereto) the undersigned is required to file
with the SEC, or which the Attorney-in-Fact considers it advisable to
file with the SEC, under Section 13 or Section 16 of the Exchange
Act or any rule or regulation thereunder, or under Rule 144 under
the Securities Act of 1933 (?Rule 144?), with respect to the any
security of the Company, including Forms 3, 4 and 5, Schedules
13D and 13G, and Forms 144; and
3. Obtain, as the undersigned's representative and on the
undersigned's behalf, information regarding transactions in the
Company's equity securities from any third party, including the
Company and any brokers, dealers, employee benefit plan administrators
and trustees, and the undersigned hereby authorizes any such third
party to release any such information to the Attorney-in-Fact.
The undersigned acknowledges that:
a) This Power of Attorney authorizes, but does not require, the
Attorney-in-Fact to act in his or her discretion on information provided
to such Attorney-in-Fact without independent verification of such information;
b) Any documents prepared or executed by the Attorney-in-Fact on
behalf of the undersigned pursuant to this Power of Attorney will be in
such form and will contain such information as the Attorney-in-Fact, in
his or her discretion, deems necessary or desirable;
c) Neither the Company nor the Attorney-in-Fact assumes any liability
for the undersigned's responsibility to comply with the requirements of
Section 13 or Section 16 of the Exchange Act or Rule 144, any liability
of the undersigned for any failure to comply with such requirements, or
any liability of the undersigned for disgorgement of profits under Section
16(b) of the Exchange Act; and
d) This Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under
Section 13 or Section 16 of the Exchange Act, including, without
limitation, the reporting requirements under Section 13 or Section
16 of the Exchange Act.
The undersigned hereby grants to the Attorney-in-Fact full power
and authority to do and perform each and every act and thing requisite,
necessary or advisable to be done in connection with the foregoing, as
fully, to all intents and purposes, as the undersigned might or could
do in person, hereby ratifying and confirming all that the
Attorney-in-Fact, or his or her substitute or substitutes, shall
lawfully do or cause to be done by authority of this Power of Attorney.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 4 or 5 or
Schedules 13D or 13G or Forms 144 with respect to the undersigned's
holdings of and transactions in securities of the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the
Attorney-in-Fact. This Power of Attorney revokes all previous powers
of attorney with respect to the subject matter of this Power of Attorney.
IN WITNESS WHEREOF, the undersigned has executed this Power of
Attorney as of January 25, 2023.
/s/ Christopher J. Krein
Christopher J. Krein