0001398344-21-014619.txt : 20210721 0001398344-21-014619.hdr.sgml : 20210721 20210721112100 ACCESSION NUMBER: 0001398344-21-014619 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210721 DATE AS OF CHANGE: 20210721 EFFECTIVENESS DATE: 20210721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Centre Funds CENTRAL INDEX KEY: 0001517238 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22545 FILM NUMBER: 211103337 BUSINESS ADDRESS: STREET 1: 48 WALL STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 215.988.9188 MAIL ADDRESS: STREET 1: 48 WALL STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: Drexel Hamilton Mutual Funds DATE OF NAME CHANGE: 20110401 0001517238 S000035644 Centre American Select Equity Fund C000109113 Investor Class DHAMX C000136015 Institutional Class DHANX 0001517238 S000055251 Centre Global Infrastructure Fund C000173735 Investor Class DHIVX C000173736 Institutional Class DHINX N-PX 1 fp0066789_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-22545

 

CENTRE FUNDS

(Exact name of registrant as specified in charter)

 

48 Wall Street, Suite 1100, New York, New York 10005

(Address of principal executive offices) (Zip code)

 

James A. Abate

48 Wall Street, Suite 1100

New York, New York 10005

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (212) 918-4707

 

Date of fiscal year end: September 30

 

Date of reporting period: July 1, 2020 - June 30, 2021

 

 

 

Item 1 – Proxy Voting Record.

 

 CENTRE AMERICAN SELECT EQUITY FUND

 

Vote Summary

 

THE J. M. SMUCKER COMPANY    
Security 832696405             Meeting Type Annual  
Ticker Symbol SJM             Meeting Date 19-Aug-2020  
ISIN US8326964058             Agenda 935244599 - Management    
Record Date 22-Jun-2020             Holding Recon Date 22-Jun-2020  
City / Country   / United States         Vote Deadline Date 18-Aug-2020  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes Management For   For None    
1B. Election of Director whose term of office will expire in 2021: Paul J. Dolan Management For   For None    
1C. Election of Director whose term of office will expire in 2021: Jay L. Henderson Management For   For None    
1D. Election of Director whose term of office will expire in 2021: Kirk L. Perry Management For   For None    
1E. Election of Director whose term of office will expire in 2021: Sandra Pianalto Management For   For None    
1F. Election of Director whose term of office will expire in 2021: Nancy Lopez Russell Management For   For None    
1G. Election of Director whose term of office will expire in 2021: Alex Shumate Management For   For None    
1H. Election of Director whose term of office will expire in 2021: Mark T. Smucker Management For   For None    
1I. Election of Director whose term of office will expire in 2021: Richard K. Smucker Management For   For None    
1J. Election of Director whose term of office will expire in 2021: Timothy P. Smucker Management For   For None    
1K. Election of Director whose term of office will expire in 2021: Jodi L. Taylor Management For   For None    
1L. Election of Director whose term of office will expire in 2021: Dawn C. Willoughby Management For   For None    
2. Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. Management For   For None    
3. Advisory approval of the Company's executive compensation. Management For   For None    
4. Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. Management For   For None    
MAXIM INTEGRATED PRODUCTS, INC.    
Security 57772K101             Meeting Type Special  
Ticker Symbol MXIM             Meeting Date 08-Oct-2020  
ISIN US57772K1016             Agenda 935270455 - Management    
Record Date 31-Aug-2020             Holding Recon Date 31-Aug-2020  
City / Country   / United States         Vote Deadline Date 07-Oct-2020  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. To adopt the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among Analog Devices, Inc. ("Analog Devices"), Magneto Corp., a Delaware corporation and wholly- owned subsidiary of Analog Devices, and Maxim Integrated Products, Inc. ("Maxim" and, this proposal, the "Maxim merger proposal"). Management For   For None    
2. To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Maxim's named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement (the "Maxim compensation proposal"). Management For   For None    
3. To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Maxim merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Maxim stockholders (the "Maxim adjournment proposal"). Management For   For None    
THE PROCTER & GAMBLE COMPANY    
Security 742718109             Meeting Type Annual  
Ticker Symbol PG             Meeting Date 13-Oct-2020  
ISIN US7427181091             Agenda 935264969 - Management    
Record Date 14-Aug-2020             Holding Recon Date 14-Aug-2020  
City / Country   / United States         Vote Deadline Date 12-Oct-2020  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. ELECTION OF DIRECTOR: Francis S. Blake Management For   For None    
1B. ELECTION OF DIRECTOR: Angela F. Braly Management For   For None    
1C. ELECTION OF DIRECTOR: Amy L. Chang Management For   For None    
1D. ELECTION OF DIRECTOR: Joseph Jimenez Management For   For None    
1E. ELECTION OF DIRECTOR: Debra L. Lee Management For   For None    
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Management For   For None    
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Management For   For None    
1H. ELECTION OF DIRECTOR: W. James McNerney, Jr. Management For   For None    
1I. ELECTION OF DIRECTOR: Nelson Peltz Management For   For None    
1J. ELECTION OF DIRECTOR: David S. Taylor Management For   For None    
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Management For   For None    
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Management For   For None    
2. Ratify Appointment of the Independent Registered Public Accounting Firm. Management For   For None    
3. Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). Management For   For None    
4. Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. Management For   For None    
5. Shareholder Proposal - Report on Efforts to Eliminate Deforestation. Shareholder For   Against None    
6. Shareholder Proposal - Annual Report on Diversity. Shareholder For   Against None    
MAXIM INTEGRATED PRODUCTS, INC.    
Security 57772K101             Meeting Type Annual  
Ticker Symbol MXIM             Meeting Date 05-Nov-2020  
ISIN US57772K1016             Agenda 935275506 - Management    
Record Date 11-Sep-2020             Holding Recon Date 11-Sep-2020  
City / Country   / United States         Vote Deadline Date 04-Nov-2020  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: William P. Sullivan Management For   For None    
1B. Election of Director: Tunc Doluca Management For   For None    
1C. Election of Director: Tracy C. Accardi Management For   For None    
1D. Election of Director: James R. Bergman Management For   For None    
1E. Election of Director: Joseph R. Bronson Management For   For None    
1F. Election of Director: Robert E. Grady Management For   For None    
1G. Election of Director: Mercedes Johnson Management For   For None    
1H. Election of Director: William D. Watkins Management For   For None    
1I. Election of Director: MaryAnn Wright Management For   For None    
2. To ratify the appointment of PricewaterhouseCoopers LLP as Maxim Integrated's independent registered public accounting firm for the fiscal year ending June 26, 2021. Management For   For None    
3. Advisory vote to approve named executive officer compensation. Management For   For None    
THE HAIN CELESTIAL GROUP, INC.    
Security 405217100             Meeting Type Annual  
Ticker Symbol HAIN             Meeting Date 24-Nov-2020  
ISIN US4052171000             Agenda 935283630 - Management    
Record Date 28-Sep-2020             Holding Recon Date 28-Sep-2020  
City / Country   / United States         Vote Deadline Date 23-Nov-2020  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1a. Election of Director: Richard A. Beck Management For   For None    
1b. Election of Director: Celeste A. Clark Management For   For None    
1c. Election of Director: Dean Hollis Management For   For None    
1d. Election of Director: Shervin J. Korangy Management For   For None    
1e. Election of Director: Mark L. Schiller Management For   For None    
1f. Election of Director: Michael B. Sims Management For   For None    
1g. Election of Director: Glenn W. Welling Management For   For None    
1h. Election of Director: Dawn M. Zier Management For   For None    
2. To approve, on an advisory basis, named executive officer compensation. Management For   For None    
3. To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. Management For   For None    
MICROSOFT CORPORATION    
Security 594918104             Meeting Type Annual  
Ticker Symbol MSFT             Meeting Date 02-Dec-2020  
ISIN US5949181045             Agenda 935284478 - Management    
Record Date 08-Oct-2020             Holding Recon Date 08-Oct-2020  
City / Country   / United States         Vote Deadline Date 01-Dec-2020  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Reid G. Hoffman Management For   For None    
1B. Election of Director: Hugh F. Johnston Management For   For None    
1C. Election of Director: Teri L. List-Stoll Management For   For None    
1D. Election of Director: Satya Nadella Management For   For None    
1E. Election of Director: Sandra E. Peterson Management For   For None    
1F. Election of Director: Penny S. Pritzker Management For   For None    
1G. Election of Director: Charles W. Scharf Management For   For None    
1H. Election of Director: Arne M. Sorenson Management For   For None    
1I. Election of Director: John W. Stanton Management For   For None    
1J. Election of Director: John W. Thompson Management For   For None    
1K. Election of Director: Emma N. Walmsley Management For   For None    
1L. Election of Director: Padmasree Warrior Management For   For None    
2. Advisory vote to approve named executive officer compensation. Management For   For None    
3. Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. Management For   For None    
4. Shareholder Proposal - Report on Employee Representation on Board of Directors. Shareholder For   Against None    
VISA INC.    
Security 92826C839             Meeting Type Annual  
Ticker Symbol V             Meeting Date 26-Jan-2021  
ISIN US92826C8394             Agenda 935315576 - Management    
Record Date 27-Nov-2020             Holding Recon Date 27-Nov-2020  
City / Country   / United States         Vote Deadline Date 25-Jan-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Lloyd A. Carney Management For   For None    
1B. Election of Director: Mary B. Cranston Management For   For None    
1C. Election of Director: Francisco Javier Fernández-Carbajal Management For   For None    
1D. Election of Director: Alfred F. Kelly, Jr. Management For   For None    
1E. Election of Director: Ramon Laguarta Management For   For None    
1F. Election of Director: John F. Lundgren Management For   For None    
1G. Election of Director: Robert W. Matschullat Management For   For None    
1H. Election of Director: Denise M. Morrison Management For   For None    
1I. Election of Director: Suzanne Nora Johnson Management For   For None    
1J. Election of Director: Linda J. Rendle Management For   For None    
1K. Election of Director: John A. C. Swainson Management For   For None    
1L. Election of Director: Maynard G. Webb, Jr. Management For   For None    
2. Approval, on an advisory basis, of compensation paid to our named executive officers. Management For   For None    
3. Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. Management For   For None    
4. Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. Management For   For None    
5. Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. Management For   For None    
6. To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. Shareholder For   Against None    
7. To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. Shareholder For   Against None    
APPLE INC.    
Security 037833100             Meeting Type Annual  
Ticker Symbol AAPL             Meeting Date 23-Feb-2021  
ISIN US0378331005             Agenda 935323167 - Management    
Record Date 28-Dec-2020             Holding Recon Date 28-Dec-2020  
City / Country   / United States         Vote Deadline Date 22-Feb-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: James Bell Management For   For None    
1B. Election of Director: Tim Cook Management For   For None    
1C. Election of Director: Al Gore Management For   For None    
1D. Election of Director: Andrea Jung Management For   For None    
1E. Election of Director: Art Levinson Management For   For None    
1F. Election of Director: Monica Lozano Management For   For None    
1G. Election of Director: Ron Sugar Management For   For None    
1H. Election of Director: Sue Wagner Management For   For None    
2. Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. Management For   For None    
3. Advisory vote to approve executive compensation. Management For   For None    
4. A shareholder proposal entitled "Shareholder Proxy Access Amendments". Shareholder For   Against None    
5. A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". Shareholder For   Against None    
THE WALT DISNEY COMPANY    
Security 254687106             Meeting Type Annual  
Ticker Symbol DIS             Meeting Date 09-Mar-2021  
ISIN US2546871060             Agenda 935328206 - Management    
Record Date 11-Jan-2021             Holding Recon Date 11-Jan-2021  
City / Country   / United States         Vote Deadline Date 08-Mar-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Susan E. Arnold Management For   For None    
1B. Election of Director: Mary T. Barra Management For   For None    
1C. Election of Director: Safra A. Catz Management For   For None    
1D. Election of Director: Robert A. Chapek Management For   For None    
1E. Election of Director: Francis A. deSouza Management For   For None    
1F. Election of Director: Michael B.G. Froman Management For   For None    
1G. Election of Director: Robert A. Iger Management For   For None    
1H. Election of Director: Maria Elena Lagomasino Management For   For None    
1I. Election of Director: Mark G. Parker Management For   For None    
1J. Election of Director: Derica W. Rice Management For   For None    
2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. Management For   For None    
3. To approve the advisory resolution on executive compensation. Management For   For None    
4. Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. Shareholder For   Against None    
5. Shareholder proposal requesting non- management employees on director nominee candidate lists. Shareholder For   Against None    
ADOBE INC    
Security 00724F101             Meeting Type Annual  
Ticker Symbol ADBE             Meeting Date 20-Apr-2021  
ISIN US00724F1012             Agenda 935343412 - Management    
Record Date 22-Feb-2021             Holding Recon Date 22-Feb-2021  
City / Country   / United States         Vote Deadline Date 19-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director for a term of one year: Amy Banse Management For   For None    
1B. Election of Director for a term of one year: Melanie Boulden Management For   For None    
1C. Election of Director for a term of one year: Frank Calderoni Management For   For None    
1D. Election of Director for a term of one year: James Daley Management For   For None    
1E. Election of Director for a term of one year: Laura Desmond Management For   For None    
1F. Election of Director for a term of one year: Shantanu Narayen Management For   For None    
1G. Election of Director for a term of one year: Kathleen Oberg Management For   For None    
1H. Election of Director for a term of one year: Dheeraj Pandey Management For   For None    
1I. Election of Director for a term of one year: David Ricks Management For   For None    
1J. Election of Director for a term of one year: Daniel Rosensweig Management For   For None    
1K. Election of Director for a term of one year: John Warnock Management For   For None    
2. Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. Management For   For None    
3. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. Management For   For None    
4. Approve, on an advisory basis, the compensation of our named executive officers. Management For   For None    
BANK OF AMERICA CORPORATION    
Security 060505104             Meeting Type Annual  
Ticker Symbol BAC             Meeting Date 20-Apr-2021  
ISIN US0605051046             Agenda 935345670 - Management    
Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
City / Country   / United States         Vote Deadline Date 19-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Sharon L. Allen Management For   For None    
1B. Election of Director: Susan S. Bies Management For   For None    
1C. Election of Director: Frank P. Bramble, Sr. Management For   For None    
1D. Election of Director: Pierre J.P. de Weck Management For   For None    
1E. Election of Director: Arnold W. Donald Management For   For None    
1F. Election of Director: Linda P. Hudson Management For   For None    
1G. Election of Director: Monica C. Lozano Management For   For None    
1H. Election of Director: Thomas J. May Management For   For None    
1I. Election of Director: Brian T. Moynihan Management For   For None    
1J. Election of Director: Lionel L. Nowell III Management For   For None    
1K. Election of Director: Denise L. Ramos Management For   For None    
1L. Election of Director: Clayton S. Rose Management For   For None    
1M. Election of Director: Michael D. White Management For   For None    
1N. Election of Director: Thomas D. Woods Management For   For None    
1O. Election of Director: R. David Yost Management For   For None    
1P. Election of Director: Maria T. Zuber Management For   For None    
2. Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). Management For   For None    
3. Ratifying the appointment of our independent registered public accounting firm for 2021. Management For   For None    
4. Amending and restating the Bank of America Corporation Key Employee Equity Plan. Management For   For None    
5. Shareholder proposal requesting amendments to our proxy access by law. Shareholder For   Against None    
6. Shareholder proposal requesting amendments to allow shareholders to act by written consent. Shareholder For   Against None    
7. Shareholder proposal requesting a change in organizational form. Shareholder For   Against None    
8. Shareholder proposal requesting a racial equity audit. Shareholder For   Against None    
OLIN CORPORATION    
Security 680665205             Meeting Type Annual  
Ticker Symbol OLN             Meeting Date 22-Apr-2021  
ISIN US6806652052             Agenda 935342422 - Management    
Record Date 26-Feb-2021             Holding Recon Date 26-Feb-2021  
City / Country   / United States         Vote Deadline Date 21-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Heidi S. Alderman Management For   For None    
1B. Election of Director: Beverley A. Babcock Management For   For None    
1C. Election of Director: Gray G. Benoist Management For   For None    
1D. Election of Director: C. Robert Bunch Management For   For None    
1E. Election of Director: Scott D. Ferguson Management For   For None    
1F. Election of Director: W. Barnes Hauptfuhrer Management For   For None    
1G. Election of Director: John M. B. O'Connor Management For   For None    
1H. Election of Director: Earl L. Shipp Management For   For None    
1I. Election of Director: Scott M. Sutton Management For   For None    
1J. Election of Director: William H. Weideman Management For   For None    
1K. Election of Director: Carol A. Williams Management For   For None    
2. Approval of the Olin Corporation 2021 Long Term Incentive Plan. Management For   For None    
3. Advisory vote to approve named executive officer compensation. Management For   For None    
4. Ratification of the appointment of independent registered public accounting firm. Management For   For None    
THE AES CORPORATION    
Security 00130H105             Meeting Type Annual  
Ticker Symbol AES             Meeting Date 22-Apr-2021  
ISIN US00130H1059             Agenda 935343397 - Management    
Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
City / Country   / United States         Vote Deadline Date 21-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Janet G. Davidson Management For   For None    
1B. Election of Director: Andrés R. Gluski Management For   For None    
1C. Election of Director: Tarun Khanna Management For   For None    
1D. Election of Director: Holly K. Koeppel Management For   For None    
1E. Election of Director: Julia M. Laulis Management For   For None    
1F. Election of Director: James H. Miller Management For   For None    
1G. Election of Director: Alain Monié Management For   For None    
1H. Election of Director: John B. Morse, Jr. Management For   For None    
1I. Election of Director: Moisés Naím Management For   For None    
1J. Election of Director: Teresa M. Sebastian Management For   For None    
2. To approve, on an advisory basis, the Company's executive compensation. Management For   For None    
3. To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. Management For   For None    
4. To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. Shareholder For   Against None    
JOHNSON & JOHNSON    
Security 478160104             Meeting Type Annual  
Ticker Symbol JNJ             Meeting Date 22-Apr-2021  
ISIN US4781601046             Agenda 935345214 - Management    
Record Date 23-Feb-2021             Holding Recon Date 23-Feb-2021  
City / Country   / United States         Vote Deadline Date 21-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Mary C. Beckerle Management For   For None    
1B. Election of Director: D. Scott Davis Management For   For None    
1C. Election of Director: Ian E. L. Davis Management For   For None    
1D. Election of Director: Jennifer A. Doudna Management For   For None    
1E. Election of Director: Alex Gorsky Management For   For None    
1F. Election of Director: Marillyn A. Hewson Management For   For None    
1G. Election of Director: Hubert Joly Management For   For None    
1H. Election of Director: Mark B. McClellan Management For   For None    
1I. Election of Director: Anne M. Mulcahy Management For   For None    
1J. Election of Director: Charles Prince Management For   For None    
1K. Election of Director: A. Eugene Washington Management For   For None    
1L. Election of Director: Mark A. Weinberger Management For   For None    
1M. Election of Director: Nadja Y. West Management For   For None    
1N. Election of Director: Ronald A. Williams Management For   For None    
2. Advisory Vote to Approve Named Executive Officer Compensation. Management For   For None    
3. Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. Management For   For None    
4. Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. Shareholder For   Against None    
5. Independent Board Chair. Shareholder For   Against None    
6. Civil Rights Audit. Shareholder For   Against None    
7. Executive Compensation Bonus Deferral. Shareholder For   Against None    
ABBOTT LABORATORIES    
Security 002824100             Meeting Type Annual  
Ticker Symbol ABT             Meeting Date 23-Apr-2021  
ISIN US0028241000             Agenda 935345125 - Management    
Record Date 24-Feb-2021             Holding Recon Date 24-Feb-2021  
City / Country   / United States         Vote Deadline Date 22-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 R.J. Alpern For   For None    
  2 R.S. Austin For   For None    
  3 S.E. Blount For   For None    
  4 R.B. Ford For   For None    
  5 M.A. Kumbier For   For None    
  6 D.W. McDew For   For None    
  7 N. McKinstry For   For None    
  8 W.A. Osborn For   For None    
  9 M.F. Roman For   For None    
  10 D.J. Starks For   For None    
  11 J.G. Stratton For   For None    
  12 G.F. Tilton For   For None    
  13 M.D. White For   For None    
2. Ratification of Ernst & Young LLP as Auditors. Management For   For None    
3. Say on Pay - An Advisory Vote to Approve Executive Compensation. Management For   For None    
4A. Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. Management For   For None    
4B. Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. Management For   For None    
5. Shareholder Proposal - Lobbying Disclosure. Shareholder For   Against None    
6. Shareholder Proposal - Report on Racial Justice. Shareholder For   Against None    
7. Shareholder Proposal - Independent Board Chairman. Shareholder For   Against None    
THE WILLIAMS COMPANIES, INC.    
Security 969457100             Meeting Type Annual  
Ticker Symbol WMB             Meeting Date 27-Apr-2021  
ISIN US9694571004             Agenda 935351572 - Management    
Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
City / Country   / United States         Vote Deadline Date 26-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Alan S. Armstrong Management For   For None    
1B. Election of Director: Stephen W. Bergstrom Management For   For None    
1C. Election of Director: Nancy K. Buese Management For   For None    
1D. Election of Director: Stephen I. Chazen Management For   For None    
1E. Election of Director: Charles I. Cogut Management For   For None    
1F. Election of Director: Michael A. Creel Management For   For None    
1G. Election of Director: Stacey H. Doré Management For   For None    
1H. Election of Director: Vicki L. Fuller Management For   For None    
1I. Election of Director: Peter A. Ragauss Management For   For None    
1J. Election of Director: Rose M. Robeson Management For   For None    
1K. Election of Director: Scott D. Sheffield Management For   For None    
1L. Election of Director: Murray D. Smith Management For   For None    
1M. Election of Director: William H. Spence Management For   For None    
2. Approval, by nonbinding advisory vote, of the Company's executive compensation. Management For   For None    
3. Ratification of Ernst & Young LLP as independent auditors for 2021. Management For   For None    
BERKSHIRE HATHAWAY INC.    
Security 084670702             Meeting Type Annual  
Ticker Symbol BRKB             Meeting Date 01-May-2021  
ISIN US0846707026             Agenda 935351128 - Management    
Record Date 03-Mar-2021             Holding Recon Date 03-Mar-2021  
City / Country   / United States         Vote Deadline Date 30-Apr-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Warren E. Buffett For   For None    
  2 Charles T. Munger For   For None    
  3 Gregory E. Abel For   For None    
  4 Howard G. Buffett For   For None    
  5 Stephen B. Burke For   For None    
  6 Kenneth I. Chenault For   For None    
  7 Susan L. Decker For   For None    
  8 David S. Gottesman For   For None    
  9 Charlotte Guyman For   For None    
  10 Ajit Jain For   For None    
  11 Thomas S. Murphy For   For None    
  12 Ronald L. Olson For   For None    
  13 Walter Scott, Jr. For   For None    
  14 Meryl B. Witmer For   For None    
2. Shareholder proposal regarding the reporting of climate-related risks and opportunities. Shareholder For   Against None    
3. Shareholder proposal regarding diversity and inclusion reporting. Shareholder For   Against None    
BARRICK GOLD CORPORATION    
Security 067901108             Meeting Type Annual and Special Meeting  
Ticker Symbol GOLD             Meeting Date 04-May-2021  
ISIN CA0679011084             Agenda 935373148 - Management    
Record Date 05-Mar-2021             Holding Recon Date 05-Mar-2021  
City / Country   / Canada         Vote Deadline Date 29-Apr-2021  
SEDOL(s)         Quick Code      
                               
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1 DIRECTOR Management            
  1 D. M. Bristow For   For None    
  2 G. A. Cisneros For   For None    
  3 C. L. Coleman For   For None    
  4 J. M. Evans For   For None    
  5 B. L. Greenspun For   For None    
  6 J. B. Harvey For   For None    
  7 A. N. Kabagambe For   For None    
  8 A. J. Quinn For   For None    
  9 M. L. Silva For   For None    
  10 J. L. Thornton For   For None    
2 Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration Management For   For None    
3 Advisory resolution on approach to executive compensation Management For   For None    
4 Special resolution approving the capital reduction in order to enable the Return of Capital Management For   For None    
BUNGE LIMITED    
Security G16962105             Meeting Type Annual  
Ticker Symbol BG             Meeting Date 05-May-2021  
ISIN BMG169621056             Agenda 935349375 - Management    
Record Date 08-Mar-2021             Holding Recon Date 08-Mar-2021  
City / Country   / United States         Vote Deadline Date 04-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Sheila Bair Management For   For None    
1B. Election of Director: Carol M. Browner Management For   For None    
1C. Election of Director: Paul Fribourg Management For   For None    
1D. Election of Director: J. Erik Fyrwald Management For   For None    
1E. Election of Director: Gregory A. Heckman Management For   For None    
1F. Election of Director: Bernardo Hees Management For   For None    
1G. Election of Director: Kathleen Hyle Management For   For None    
1H. Election of Director: Henry W. Winship Management For   For None    
1I. Election of Director: Mark N. Zenuk Management For   For None    
2. Advisory vote to approve executive compensation. Management For   For None    
3. To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. Management For   For None    
4. Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. Management For   For None    
5. Shareholder proposal regarding a report on the soy supply chain. Shareholder For   For None    
6. Shareholder proposal regarding simple majority vote. Shareholder For   Against None    
ARCHER-DANIELS-MIDLAND COMPANY    
Security 039483102             Meeting Type Annual  
Ticker Symbol ADM             Meeting Date 06-May-2021  
ISIN US0394831020             Agenda 935362400 - Management    
Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
City / Country   / United States         Vote Deadline Date 05-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: M.S. Burke Management For   For None    
1B. Election of Director: T. Colbert Management For   For None    
1C. Election of Director: T.K. Crews Management For   For None    
1D. Election of Director: P. Dufour Management For   For None    
1E. Election of Director: D.E. Felsinger Management For   For None    
1F. Election of Director: S.F. Harrison Management For   For None    
1G. Election of Director: J.R. Luciano Management For   For None    
1H. Election of Director: P.J. Moore Management For   For None    
1I. Election of Director: F.J. Sanchez Management For   For None    
1J. Election of Director: D.A. Sandler Management For   For None    
1K. Election of Director: L.Z. Schlitz Management For   For None    
1L. Election of Director: K.R. Westbrook Management For   For None    
2. Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. Management For   For None    
3. Advisory Vote on Executive Compensation. Management For   For None    
4. Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. Shareholder For   Against None    
EASTMAN CHEMICAL COMPANY    
Security 277432100             Meeting Type Annual  
Ticker Symbol EMN             Meeting Date 06-May-2021  
ISIN US2774321002             Agenda 935370572 - Management    
Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
City / Country   / United States         Vote Deadline Date 05-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1a. Election of Director: HUMBERTO P. ALFONSO Management For   For None    
1b. Election of Director: VANESSA L. ALLEN SUTHERLAND Management For   For None    
1c. Election of Director: BRETT D. BEGEMANN Management For   For None    
1d. Election of Director: MARK J. COSTA Management For   For None    
1e. Election of Director: EDWARD L. DOHENY II Management For   For None    
1f. Election of Director: JULIE F. HOLDER Management For   For None    
1g. Election of Director: RENÉE J. HORNBAKER Management For   For None    
1h. Election of Director: KIM ANN MINK Management For   For None    
1i. Election of Director: JAMES J. O'BRIEN Management For   For None    
1j. Election of Director: DAVID W. RAISBECK Management For   For None    
1k. Election of Director: CHARLES K. STEVENS III Management For   For None    
2. Advisory Approval of Executive Compensation as Disclosed in Proxy Statement Management For   For None    
3. Approve the 2021 Omnibus Stock Compensation Plan Management For   For None    
4. Ratify Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm Management For   For None    
5. Advisory Vote on Stockholder Proposal Requesting that the Board of Directors Take Steps Necessary to Permit Stockholders to Act by Written Consent Shareholder For   Against None    
CIMAREX ENERGY CO.    
Security 171798101             Meeting Type Annual  
Ticker Symbol XEC             Meeting Date 12-May-2021  
ISIN US1717981013             Agenda 935359097 - Management    
Record Date 16-Mar-2021             Holding Recon Date 16-Mar-2021  
City / Country   / United States         Vote Deadline Date 11-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1.1 Election of Class I Director: Kathleen A. Hogenson Management For   For None    
1.2 Election of Class I Director: Lisa A. Stewart Management For   For None    
2. Advisory vote to approve executive compensation. Management For   For None    
3. Approve Amended and Restated 2019 Equity Incentive Plan. Management For   For None    
4. Proposal to amend and restate our Certificate of Incorporation to provide for the annual election of all directors. Management For   For None    
5. Ratify the appointment of KPMG LLP as our independent auditors for 2021. Management For   For None    
KINDER MORGAN, INC.    
Security 49456B101             Meeting Type Annual  
Ticker Symbol KMI             Meeting Date 12-May-2021  
ISIN US49456B1017             Agenda 935365420 - Management    
Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
City / Country   / United States         Vote Deadline Date 11-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director for a one year term expiring in 2022: Richard D. Kinder Management For   For None    
1B. Election of Director for a one year term expiring in 2022: Steven J. Kean Management For   For None    
1C. Election of Director for a one year term expiring in 2022: Kimberly A. Dang Management For   For None    
1D. Election of Director for a one year term expiring in 2022: Ted A. Gardner Management For   For None    
1E. Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. Management For   For None    
1F. Election of Director for a one year term expiring in 2022: Gary L. Hultquist Management For   For None    
1G. Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. Management For   For None    
1H. Election of Director for a one year term expiring in 2022: Deborah A. Macdonald Management For   For None    
1I. Election of Director for a one year term expiring in 2022: Michael C. Morgan Management For   For None    
1J. Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter Management For   For None    
1K. Election of Director for a one year term expiring in 2022: C. Park Shaper Management For   For None    
1L. Election of Director for a one year term expiring in 2022: William A. Smith Management For   For None    
1M. Election of Director for a one year term expiring in 2022: Joel V. Staff Management For   For None    
1N. Election of Director for a one year term expiring in 2022: Robert F. Vagt Management For   For None    
1O. Election of Director for a one year term expiring in 2022: Perry M. Waughtal Management For   For None    
2. Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. Management For   For None    
3. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. Management For   For None    
4. Approval, on an advisory basis, of the compensation of our named executive officers. Management For   For None    
VERIZON COMMUNICATIONS INC.    
Security 92343V104             Meeting Type Annual  
Ticker Symbol VZ             Meeting Date 13-May-2021  
ISIN US92343V1044             Agenda 935364846 - Management    
Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
City / Country   / United States         Vote Deadline Date 12-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1a. Election of Director: Shellye L. Archambeau Management For   For None    
1b. Election of Director: Roxanne S. Austin Management For   For None    
1c. Election of Director: Mark T. Bertolini Management For   For None    
1d. Election of Director: Melanie L. Healey Management For   For None    
1e. Election of Director: Clarence Otis, Jr. Management For   For None    
1f. Election of Director: Daniel H. Schulman Management For   For None    
1g. Election of Director: Rodney E. Slater Management For   For None    
1h. Election of Director: Hans E. Vestberg Management For   For None    
1i. Election of Director: Gregory G. Weaver Management For   For None    
2 Advisory Vote to Approve Executive Compensation Management For   For None    
3 Ratification of Appointment of Independent Registered Public Accounting Firm Management For   For None    
4 Shareholder Action by Written Consent Shareholder For   Against None    
5 Amend Clawback Policy Shareholder For   Against None    
6 Shareholder Ratification of Annual Equity Awards Shareholder For   Against None    
INTEL CORPORATION    
Security 458140100             Meeting Type Annual  
Ticker Symbol INTC             Meeting Date 13-May-2021  
ISIN US4581401001             Agenda 935369012 - Management    
Record Date 19-Mar-2021             Holding Recon Date 19-Mar-2021  
City / Country   / United States         Vote Deadline Date 12-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Patrick P. Gelsinger Management For   For None    
1B. Election of Director: James J. Goetz Management For   For None    
1C. Election of Director: Alyssa Henry Management For   For None    
1D. Election of Director: Omar Ishrak Management For   For None    
1E. Election of Director: Risa Lavizzo-Mourey Management For   For None    
1F. Election of Director: Tsu-Jae King Liu Management For   For None    
1G. Election of Director: Gregory D. Smith Management For   For None    
1H. Election of Director: Dion J. Weisler Management For   For None    
1I. Election of Director: Frank D. Yeary Management For   For None    
2. Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. Management For   For None    
3. Advisory vote to approve executive compensation of our listed officers. Management For   For None    
4. Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. Shareholder For   Against None    
5. Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. Shareholder For   Against None    
6. Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. Shareholder For   Against None    
WEYERHAEUSER COMPANY    
Security 962166104             Meeting Type Annual  
Ticker Symbol WY             Meeting Date 14-May-2021  
ISIN US9621661043             Agenda 935372297 - Management    
Record Date 18-Mar-2021             Holding Recon Date 18-Mar-2021  
City / Country   / United States         Vote Deadline Date 13-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Mark A. Emmert Management For   For None    
1B. Election of Director: Rick R. Holley Management For   For None    
1C. Election of Director: Sara Grootwassink Lewis Management For   For None    
1D. Election of Director: Deidra C. Merriwether Management For   For None    
1E. Election of Director: Al Monaco Management For   For None    
1F. Election of Director: Nicole W. Piasecki Management For   For None    
1G. Election of Director: Lawrence A. Selzer Management For   For None    
1H. Election of Director: Devin W. Stockfish Management For   For None    
1I. Election of Director: Kim Williams Management For   For None    
2. Approval, on an advisory basis, of the compensation of the named executive officers. Management For   For None    
3. Ratification of selection of independent registered public accounting firm for 2021. Management For   For None    
JPMORGAN CHASE & CO.    
Security 46625H100             Meeting Type Annual  
Ticker Symbol JPM             Meeting Date 18-May-2021  
ISIN US46625H1005             Agenda 935372285 - Management    
Record Date 19-Mar-2021             Holding Recon Date 19-Mar-2021  
City / Country   / United States         Vote Deadline Date 17-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Linda B. Bammann Management For   For None    
1B. Election of Director: Stephen B. Burke Management For   For None    
1C. Election of Director: Todd A. Combs Management For   For None    
1D. Election of Director: James S. Crown Management For   For None    
1E. Election of Director: James Dimon Management For   For None    
1F. Election of Director: Timothy P. Flynn Management For   For None    
1G. Election of Director: Mellody Hobson Management For   For None    
1H. Election of Director: Michael A. Neal Management For   For None    
1I. Election of Director: Phebe N. Novakovic Management For   For None    
1J. Election of Director: Virginia M. Rometty Management For   For None    
2. Advisory resolution to approve executive compensation. Management For   For None    
3. Approval of Amended and Restated Long- Term Incentive Plan effective May 18, 2021. Management For   For None    
4. Ratification of independent registered public accounting firm. Management For   For None    
5. Improve shareholder written consent. Shareholder For   Against None    
6. Racial equity audit and report. Shareholder For   Against None    
7. Independent board chairman. Shareholder For   Against None    
8. Political and electioneering expenditure congruency report. Shareholder For   Against None    
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC    
Security 499049104             Meeting Type Annual  
Ticker Symbol KNX             Meeting Date 18-May-2021  
ISIN US4990491049             Agenda 935377336 - Management    
Record Date 22-Mar-2021             Holding Recon Date 22-Mar-2021  
City / Country   / United States         Vote Deadline Date 17-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Gary Knight For   For None    
  2 Kathryn Munro For   For None    
2. Conduct an advisory, non-binding vote to approve executive compensation. Management For   For None    
3. Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. Management For   For None    
4. Vote on a stockholder proposal regarding simple majority vote. Shareholder For   Against None    
THE HOME DEPOT, INC.    
Security 437076102             Meeting Type Annual  
Ticker Symbol HD             Meeting Date 20-May-2021  
ISIN US4370761029             Agenda 935365874 - Management    
Record Date 22-Mar-2021             Holding Recon Date 22-Mar-2021  
City / Country   / United States         Vote Deadline Date 19-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Gerard J. Arpey Management For   For None    
1B. Election of Director: Ari Bousbib Management For   For None    
1C. Election of Director: Jeffery H. Boyd Management For   For None    
1D. Election of Director: Gregory D. Brenneman Management For   For None    
1E. Election of Director: J. Frank Brown Management For   For None    
1F. Election of Director: Albert P. Carey Management For   For None    
1G. Election of Director: Helena B. Foulkes Management For   For None    
1H. Election of Director: Linda R. Gooden Management For   For None    
1I. Election of Director: Wayne M. Hewett Management For   For None    
1J. Election of Director: Manuel Kadre Management For   For None    
1K. Election of Director: Stephanie C. Linnartz Management For   For None    
1L. Election of Director: Craig A. Menear Management For   For None    
2. Ratification of the Appointment of KPMG LLP. Management For   For None    
3. Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). Management For   For None    
4. Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. Shareholder For   Against None    
5. Shareholder Proposal Regarding Political Contributions Congruency Analysis. Shareholder For   Against None    
6. Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. Shareholder For   Against None    
MOHAWK INDUSTRIES, INC.    
Security 608190104             Meeting Type Annual  
Ticker Symbol MHK             Meeting Date 20-May-2021  
ISIN US6081901042             Agenda 935372918 - Management    
Record Date 25-Mar-2021             Holding Recon Date 25-Mar-2021  
City / Country   / United States         Vote Deadline Date 19-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director for a term of three years: Bruce C. Bruckmann Management For   For None    
1B. Election of Director for a term of three years: John M. Engquist Management For   For None    
2. The ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm. Management For   For None    
3. Advisory vote to approve executive compensation, as disclosed in the Company's Proxy Statement for the 2021 Annual Meeting of Stockholders. Management For   For None    
THE MOSAIC COMPANY    
Security 61945C103             Meeting Type Annual  
Ticker Symbol MOS             Meeting Date 20-May-2021  
ISIN US61945C1036             Agenda 935377348 - Management    
Record Date 22-Mar-2021             Holding Recon Date 22-Mar-2021  
City / Country   / United States         Vote Deadline Date 19-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Cheryl K. Beebe Management For   For None    
1B. Election of Director: Oscar P. Bernardes Management For   For None    
1C. Election of Director: Gregory L. Ebel Management For   For None    
1D. Election of Director: Timothy S. Gitzel Management For   For None    
1E. Election of Director: Denise C. Johnson Management For   For None    
1F. Election of Director: Emery N. Koenig Management For   For None    
1G. Election of Director: James ("Joc") C. O'Rourke Management For   For None    
1H. Election of Director: David T. Seaton Management For   For None    
1I. Election of Director: Steven M. Seibert Management For   For None    
1J. Election of Director: Luciano Siani Pires Management For   For None    
1K. Election of Director: Gretchen H. Watkins Management For   For None    
1L. Election of Director: Kelvin R. Westbrook Management For   For None    
2. Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2021. Management For   For None    
3. An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. Management For   For None    
4. Stockholder proposal relating to adoption of written consent right. Shareholder For   Against None    
EXXON MOBIL CORPORATION    
Security 30231G102             Meeting Type Contested-Annual  
Ticker Symbol XOM             Meeting Date 26-May-2021  
ISIN US30231G1022             Agenda 935352005 - Management    
Record Date 10-Mar-2021             Holding Recon Date 10-Mar-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Michael J. Angelakis For   For None    
  2 Susan K. Avery For   For None    
  3 Angela F. Braly For   For None    
  4 Ursula M. Burns For   For None    
  5 Kenneth C. Frazier For   For None    
  6 Joseph L. Hooley For   For None    
  7 Steven A. Kandarian For   For None    
  8 Douglas R. Oberhelman For   For None    
  9 Samuel J. Palmisano For   For None    
  10 Jeffrey W. Ubben For   For None    
  11 Darren W. Woods For   For None    
  12 Wan Zulkiflee For   For None    
2. Ratification of Independent Auditors. Management For   For None    
3. Advisory Vote to Approve Executive Compensation. Management For   For None    
4. Independent Chairman. Shareholder For   Against None    
5. Special Shareholder Meetings. Shareholder For   Against None    
6. Report on Scenario Analysis. Shareholder For   Against None    
7. Report on Environmental Expenditures. Shareholder For   Against None    
8. Report on Political Contributions. Shareholder For   Against None    
9. Report on Lobbying. Shareholder For   Against None    
10. Report on Climate Lobbying. Shareholder For   Against None    
EXXON MOBIL CORPORATION    
Security 30231G102             Meeting Type Contested-Annual  
Ticker Symbol XOM             Meeting Date 26-May-2021  
ISIN US30231G1022             Agenda 935352017 - Opposition    
Record Date 10-Mar-2021             Holding Recon Date 10-Mar-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Gregory J. Goff       None    
  2 Kaisa Hietala       None    
  3 Alexander A. Karsner       None    
  4 Anders Runevad       None    
  5 MGT NOM. M.J. Angelakis       None    
  6 MGT NOM. Susan K. Avery       None    
  7 MGT NOM. Angela F Braly       None    
  8 MGT NOM. Ursula M Burns       None    
  9 MGT NOM. K. C. Frazier       None    
  10 MGT NOM. J. L. Hooley       None    
  11 MGT NOM. J. W. Ubben       None    
  12 MGT NOM. D. W. Woods       None    
2. Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's financial statements for 2021. Management       None    
3. Company proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. Management       None    
4. Independent Chairman Management       None    
5. Special Shareholder Meetings Management       None    
6. Report on Scenario Analysis Management       None    
7. Report on Environment Expenditures Management       None    
8. Report on Political Contributions Management       None    
9. Report on Lobbying Management       None    
10. Report on Climate Lobbying Management       None    
EXXON MOBIL CORPORATION    
Security 30231G102             Meeting Type Contested-Annual  
Ticker Symbol XOM             Meeting Date 26-May-2021  
ISIN US30231G1022             Agenda 935378338 - Management    
Record Date 29-Mar-2021             Holding Recon Date 29-Mar-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Michael J. Angelakis For   For None    
  2 Susan K. Avery For   For None    
  3 Angela F. Braly For   For None    
  4 Ursula M. Burns For   For None    
  5 Kenneth C. Frazier For   For None    
  6 Joseph L. Hooley For   For None    
  7 Steven A. Kandarian For   For None    
  8 Douglas R. Oberhelman For   For None    
  9 Samuel J. Palmisano For   For None    
  10 Jeffrey W. Ubben For   For None    
  11 Darren W. Woods For   For None    
  12 Wan Zulkiflee For   For None    
2. Ratification of Independent Auditors. Management For   For None    
3. Advisory Vote to Approve Executive Compensation. Management For   For None    
4. Independent Chairman. Shareholder For   Against None    
5. Special Shareholder Meetings. Shareholder For   Against None    
6. Report on Scenario Analysis. Shareholder For   Against None    
7. Report on Environmental Expenditures. Shareholder For   Against None    
8. Report on Political Contributions. Shareholder For   Against None    
9. Report on Lobbying. Shareholder For   Against None    
10. Report on Climate Lobbying. Shareholder For   Against None    
EXXON MOBIL CORPORATION    
Security 30231G102             Meeting Type Contested-Annual  
Ticker Symbol XOM             Meeting Date 26-May-2021  
ISIN US30231G1022             Agenda 935378338 - Management    
Record Date 29-Mar-2021             Holding Recon Date 29-Mar-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Michael J. Angelakis       None    
  2 Susan K. Avery       None    
  3 Angela F. Braly       None    
  4 Ursula M. Burns       None    
  5 Kenneth C. Frazier       None    
  6 Joseph L. Hooley       None    
  7 Steven A. Kandarian       None    
  8 Douglas R. Oberhelman       None    
  9 Samuel J. Palmisano       None    
  10 Jeffrey W. Ubben       None    
  11 Darren W. Woods       None    
  12 Wan Zulkiflee       None    
2. Ratification of Independent Auditors. Management       None    
3. Advisory Vote to Approve Executive Compensation. Management       None    
4. Independent Chairman. Shareholder       None    
5. Special Shareholder Meetings. Shareholder       None    
6. Report on Scenario Analysis. Shareholder       None    
7. Report on Environmental Expenditures. Shareholder       None    
8. Report on Political Contributions. Shareholder       None    
9. Report on Lobbying. Shareholder       None    
10. Report on Climate Lobbying. Shareholder       None    
EXXON MOBIL CORPORATION    
Security 30231G102             Meeting Type Contested-Annual  
Ticker Symbol XOM             Meeting Date 26-May-2021  
ISIN US30231G1022             Agenda 935381020 - Opposition    
Record Date 29-Mar-2021             Holding Recon Date 29-Mar-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Gregory J. Goff       None    
  2 Kaisa Hietala       None    
  3 Alexander A. Karsner       None    
  4 Anders Runevad       None    
  5 MGT NOM. M.J. Angelakis       None    
  6 MGT NOM. Susan K. Avery       None    
  7 MGT NOM. Angela F Braly       None    
  8 MGT NOM. Ursula M Burns       None    
  9 MGT NOM. K. C. Frazier       None    
  10 MGT NOM. J. L. Hooley       None    
  11 MGT NOM. J. W. Ubben       None    
  12 MGT NOM. D. W. Woods       None    
2. Company proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the Company's financial statements for 2021. Management       None    
3. Company proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. Management       None    
4. Independent Chairman Management       None    
5. Special Shareholder Meetings Management       None    
6. Report on Scenario Analysis Management       None    
7. Report on Environment Expenditures Management       None    
8. Report on Political Contributions Management       None    
9. Report on Lobbying Management       None    
10. Report on Climate Lobbying Management       None    
CHEVRON CORPORATION    
Security 166764100             Meeting Type Annual  
Ticker Symbol CVX             Meeting Date 26-May-2021  
ISIN US1667641005             Agenda 935390132 - Management    
Record Date 29-Mar-2021             Holding Recon Date 29-Mar-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Wanda M. Austin Management For   For None    
1B. Election of Director: John B. Frank Management For   For None    
1C. Election of Director: Alice P. Gast Management For   For None    
1D. Election of Director: Enrique Hernandez, Jr. Management For   For None    
1E. Election of Director: Marillyn A. Hewson Management For   For None    
1F. Election of Director: Jon M. Huntsman Jr. Management For   For None    
1G. Election of Director: Charles W. Moorman IV Management For   For None    
1H. Election of Director: Dambisa F. Moyo Management For   For None    
1I. Election of Director: Debra Reed-Klages Management For   For None    
1J. Election of Director: Ronald D. Sugar Management For   For None    
1K. Election of Director: D. James Umpleby III Management For   For None    
1L. Election of Director: Michael K. Wirth Management For   For None    
2. Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. Management For   For None    
3. Advisory Vote to Approve Named Executive Officer Compensation. Management For   For None    
4. Reduce Scope 3 Emissions. Shareholder For   Against None    
5. Report on Impacts of Net Zero 2050 Scenario. Shareholder For   Against None    
6. Shift to Public Benefit Corporation. Shareholder For   Against None    
7. Report on Lobbying. Shareholder For   Against None    
8. Independent Chair. Shareholder For   Against None    
9. Special Meetings. Shareholder For   Against None    
FACEBOOK, INC.    
Security 30303M102             Meeting Type Annual  
Ticker Symbol FB             Meeting Date 26-May-2021  
ISIN US30303M1027             Agenda 935395891 - Management    
Record Date 01-Apr-2021             Holding Recon Date 01-Apr-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 Peggy Alford For   For None    
  2 Marc L. Andreessen For   For None    
  3 Andrew W. Houston For   For None    
  4 Nancy Killefer For   For None    
  5 Robert M. Kimmitt For   For None    
  6 Sheryl K. Sandberg For   For None    
  7 Peter A. Thiel For   For None    
  8 Tracey T. Travis For   For None    
  9 Mark Zuckerberg For   For None    
2. To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. Management For   For None    
3. To approve an amendment to the director compensation policy. Management For   For None    
4. A shareholder proposal regarding dual class capital structure. Shareholder For   Against None    
5. A shareholder proposal regarding an independent chair. Shareholder For   Against None    
6. A shareholder proposal regarding child exploitation. Shareholder For   Against None    
7. A shareholder proposal regarding human/civil rights expert on board. Shareholder For   Against None    
8. A shareholder proposal regarding platform misuse. Shareholder For   Against None    
9. A shareholder proposal regarding public benefit corporation. Shareholder For   Against None    
AMAZON.COM, INC.    
Security 023135106             Meeting Type Annual  
Ticker Symbol AMZN             Meeting Date 26-May-2021  
ISIN US0231351067             Agenda 935397592 - Management    
Record Date 01-Apr-2021             Holding Recon Date 01-Apr-2021  
City / Country   / United States         Vote Deadline Date 25-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Jeffrey P. Bezos Management For   For None    
1B. Election of Director: Keith B. Alexander Management For   For None    
1C. Election of Director: Jamie S. Gorelick Management For   For None    
1D. Election of Director: Daniel P. Huttenlocher Management For   For None    
1E. Election of Director: Judith A. McGrath Management For   For None    
1F. Election of Director: Indra K. Nooyi Management For   For None    
1G. Election of Director: Jonathan J. Rubinstein Management For   For None    
1H. Election of Director: Thomas O. Ryder Management For   For None    
1I. Election of Director: Patricia Q. Stonesifer Management For   For None    
1J. Election of Director: Wendell P. Weeks Management For   For None    
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. Management For   For None    
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For   For None    
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. Shareholder For   Against None    
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. Shareholder For   Against None    
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. Shareholder For   Against None    
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. Shareholder For   Against None    
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. Shareholder For   Against None    
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. Shareholder For   Against None    
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. Shareholder For   Against None    
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. Shareholder For   Against None    
12. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. Shareholder For   Against None    
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. Shareholder For   Against None    
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. Shareholder For   Against None    
APA CORPORATION    
Security 03743Q108             Meeting Type Annual  
Ticker Symbol APA             Meeting Date 27-May-2021  
ISIN US03743Q1085             Agenda 935379443 - Management    
Record Date 29-Mar-2021             Holding Recon Date 29-Mar-2021  
City / Country   / United States         Vote Deadline Date 26-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. Election of Director: Annell R. Bay Management For   For None    
2. Election of Director: John J. Christmann IV Management For   For None    
3. Election of Director: Juliet S. Ellis Management For   For None    
4. Election of Director: Chansoo Joung Management For   For None    
5. Election of Director: John E. Lowe Management For   For None    
6. Election of Director: H. Lamar McKay Management For   For None    
7. Election of Director: William C. Montgomery Management For   For None    
8. Election of Director: Amy H. Nelson Management For   For None    
9. Election of Director: Daniel W. Rabun Management For   For None    
10. Election of Director: Peter A. Ragauss Management For   For None    
11. Ratification of Ernst & Young LLP as APA's Independent Auditors. Management For   For None    
12. Advisory Vote to Approve Compensation of APA's Named Executive Officers. Management For   For None    
13. Approval of the Apache Charter Amendment. Management For   For None    
LYONDELLBASELL INDUSTRIES N.V.    
Security N53745100             Meeting Type Annual  
Ticker Symbol LYB             Meeting Date 28-May-2021  
ISIN NL0009434992             Agenda 935393518 - Management    
Record Date 30-Mar-2021             Holding Recon Date 30-Mar-2021  
City / Country   / United States         Vote Deadline Date 26-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Jacques Aigrain Management For   For None    
1B. Election of Director: Lincoln Benet Management For   For None    
1C. Election of Director: Jagjeet (Jeet) Bindra Management For   For None    
1D. Election of Director: Robin Buchanan Management For   For None    
1E. Election of Director: Anthony (Tony) Chase Management For   For None    
1F. Election of Director: Stephen Cooper Management For   For None    
1G. Election of Director: Nance Dicciani Management For   For None    
1H. Election of Director: Robert (Bob) Dudley Management For   For None    
1I. Election of Director: Claire Farley Management For   For None    
1J. Election of Director: Michael Hanley Management For   For None    
1K. Election of Director: Albert Manifold Management For   For None    
1L. Election of Director: Bhavesh (Bob) Patel Management For   For None    
2. Discharge of Directors from Liability. Management For   For None    
3. Adoption of 2020 Dutch Statutory Annual Accounts. Management For   For None    
4. Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts. Management For   For None    
5. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. Management For   For None    
6. Advisory Vote Approving Executive Compensation (Say-on-Pay). Management For   For None    
7. Authorization to Conduct Share Repurchases. Management For   For None    
8. Cancellation of Shares. Management For   For None    
9. Amendment and Restatement of Long Term Incentive Plan. Management For   For None    
10. Amendment and Restatement of Employee Stock Purchase Plan. Management For   For None    
SOUTHERN COPPER CORPORATION    
Security 84265V105             Meeting Type Annual  
Ticker Symbol SCCO             Meeting Date 28-May-2021  
ISIN US84265V1052             Agenda 935403395 - Management    
Record Date 09-Apr-2021             Holding Recon Date 09-Apr-2021  
City / Country   / United States         Vote Deadline Date 27-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1. DIRECTOR Management            
  1 G. Larrea Mota-Velasco For   For None    
  2 O. Gonzalez Rocha For   For None    
  3 V. Ariztegui Andreve For   For None    
  4 E. Sanchez Mejorada For   For None    
  5 L. Contreras Lerdo de T For   For None    
  6 X. Garcia de Quevedo T. For   For None    
  7 R. Mac Gregor Anciola For   For None    
  8 L. M. Palomino Bonilla For   For None    
  9 G Perezalonso Cifuentes For   For None    
  10 C. Ruiz Sacristan For   For None    
2. Ratify the Audit Committee's selection of Galaz, Yamazaki, Ruiz Urquiza S.C., a member firm of Deloitte Touche Tohmatsu Limited, as our independent accountants for 2021. Management For   For None    
3. Approve by, non-binding vote, executive compensation. Management For   For None    
4. Vote on a stockholder proposal on independent chair, if properly presented to the meeting. Shareholder For   Against None    
LYONDELLBASELL INDUSTRIES N.V.    
Security N53745100             Meeting Type Annual  
Ticker Symbol LYB             Meeting Date 28-May-2021  
ISIN NL0009434992             Agenda 935432815 - Management    
Record Date 30-Apr-2021             Holding Recon Date 30-Apr-2021  
City / Country   / United States         Vote Deadline Date 26-May-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Jacques Aigrain Management For   For None    
1B. Election of Director: Lincoln Benet Management For   For None    
1C. Election of Director: Jagjeet (Jeet) Bindra Management For   For None    
1D. Election of Director: Robin Buchanan Management For   For None    
1E. Election of Director: Anthony (Tony) Chase Management For   For None    
1F. Election of Director: Stephen Cooper Management For   For None    
1G. Election of Director: Nance Dicciani Management For   For None    
1H. Election of Director: Robert (Bob) Dudley Management For   For None    
1I. Election of Director: Claire Farley Management For   For None    
1J. Election of Director: Michael Hanley Management For   For None    
1K. Election of Director: Albert Manifold Management For   For None    
1L. Election of Director: Bhavesh (Bob) Patel Management For   For None    
2. Discharge of Directors from Liability. Management For   For None    
3. Adoption of 2020 Dutch Statutory Annual Accounts. Management For   For None    
4. Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts. Management For   For None    
5. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. Management For   For None    
6. Advisory Vote Approving Executive Compensation (Say-on-Pay). Management For   For None    
7. Authorization to Conduct Share Repurchases. Management For   For None    
8. Cancellation of Shares. Management For   For None    
9. Amendment and Restatement of Long Term Incentive Plan. Management For   For None    
10. Amendment and Restatement of Employee Stock Purchase Plan. Management For   For None    
ALPHABET INC.    
Security 02079K305             Meeting Type Annual  
Ticker Symbol GOOGL             Meeting Date 02-Jun-2021  
ISIN US02079K3059             Agenda 935406264 - Management    
Record Date 06-Apr-2021             Holding Recon Date 06-Apr-2021  
City / Country   / United States         Vote Deadline Date 01-Jun-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Larry Page Management For   For None    
1B. Election of Director: Sergey Brin Management For   For None    
1C. Election of Director: Sundar Pichai Management For   For None    
1D. Election of Director: John L. Hennessy Management For   For None    
1E. Election of Director: Frances H. Arnold Management For   For None    
1F. Election of Director: L. John Doerr Management For   For None    
1G. Election of Director: Roger W. Ferguson Jr. Management For   For None    
1H. Election of Director: Ann Mather Management For   For None    
1I. Election of Director: Alan R. Mulally Management For   For None    
1J. Election of Director: K. Ram Shriram Management For   For None    
1K. Election of Director: Robin L. Washington Management For   For None    
2. Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. Management For   For None    
3. Approval of Alphabet's 2021 Stock Plan. Management For   For None    
4. A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. Shareholder For   Against None    
5. A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. Shareholder For   Against None    
6. A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. Shareholder For   Against None    
7. A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. Shareholder For   Against None    
8. A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. Shareholder For   Against None    
9. A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. Shareholder For   Against None    
10. A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. Shareholder For   Against None    
11. A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. Shareholder For   Against None    
NVIDIA CORPORATION    
Security 67066G104             Meeting Type Annual  
Ticker Symbol NVDA             Meeting Date 03-Jun-2021  
ISIN US67066G1040             Agenda 935402343 - Management    
Record Date 05-Apr-2021             Holding Recon Date 05-Apr-2021  
City / Country   / United States         Vote Deadline Date 02-Jun-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Robert K. Burgess Management For   For None    
1B. Election of Director: Tench Coxe Management For   For None    
1C. Election of Director: John O. Dabiri Management For   For None    
1D. Election of Director: Persis S. Drell Management For   For None    
1E. Election of Director: Jen-Hsun Huang Management For   For None    
1F. Election of Director: Dawn Hudson Management For   For None    
1G. Election of Director: Harvey C. Jones Management For   For None    
1H. Election of Director: Michael G. McCaffery Management For   For None    
1I. Election of Director: Stephen C. Neal Management For   For None    
1J. Election of Director: Mark L. Perry Management For   For None    
1K. Election of Director: A. Brooke Seawell Management For   For None    
1L. Election of Director: Aarti Shah Management For   For None    
1M. Election of Director: Mark A. Stevens Management For   For None    
2. Approval of our executive compensation. Management For   For None    
3. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. Management For   For None    
4. Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. Management For   For None    
UNITEDHEALTH GROUP INCORPORATED    
Security 91324P102             Meeting Type Annual  
Ticker Symbol UNH             Meeting Date 07-Jun-2021  
ISIN US91324P1021             Agenda 935414879 - Management    
Record Date 09-Apr-2021             Holding Recon Date 09-Apr-2021  
City / Country   / United States         Vote Deadline Date 04-Jun-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1A. Election of Director: Richard T. Burke Management For   For None    
1B. Election of Director: Timothy P. Flynn Management For   For None    
1C. Election of Director: Stephen J. Hemsley Management For   For None    
1D. Election of Director: Michele J. Hooper Management For   For None    
1E. Election of Director: F. William McNabb III Management For   For None    
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Management For   For None    
1G. Election of Director: John H. Noseworthy, M.D. Management For   For None    
1H. Election of Director: Gail R. Wilensky, Ph.D. Management For   For None    
1I. Election of Director: Andrew Witty Management For   For None    
2. Advisory approval of the Company's executive compensation. Management For   For None    
3. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. Management For   For None    
4. Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. Management For   For None    
5. If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. Shareholder For   Against None    
FREEPORT-MCMORAN INC.    
Security 35671D857             Meeting Type Annual  
Ticker Symbol FCX             Meeting Date 08-Jun-2021  
ISIN US35671D8570             Agenda 935412762 - Management    
Record Date 12-Apr-2021             Holding Recon Date 12-Apr-2021  
City / Country   / United States         Vote Deadline Date 07-Jun-2021  
SEDOL(s)         Quick Code      
Item Proposal   Proposed by Vote   For/Against Management For/Against Preferred Provider Recommendation    
1.1 Election of Director: David P. Abney Management For   For None    
1.2 Election of Director: Richard C. Adkerson Management For   For None    
1.3 Election of Director: Robert W. Dudley Management For   For None    
1.4 Election of Director: Lydia H. Kennard Management For   For None    
1.5 Election of Director: Dustan E. McCoy Management For   For None    
1.6 Election of Director: John J. Stephens Management For   For None    
1.7 Election of Director: Frances Fragos Townsend Management For   For None    
2. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. Management For   For None    
3. Approval, on an advisory basis, of the compensation of our named executive officers. Management For   For None    
                               

 

 

 

CENTRE GLOBAL INFRASTRUCTURE FUND

 

Vote Summary

 

ENEL AMERICAS S.A.  
Security 29274F104         Meeting Type Special  
Ticker Symbol ENIA         Meeting Date 18-Dec-2020  
ISIN US29274F1049         Agenda 935305296 - Management  
Record Date 13-Nov-2020         Holding Recon Date 13-Nov-2020  
City / Country   / United States       Vote Deadline Date 15-Dec-2020  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1. Approve the Chilean Merger, in accordance with rules under Title IX of Law No. 18,046 (the "Chilean Corporations Act") and Title IX of the Chilean Corporation Regulations (Reglamento de Sociedades Anónimas), pursuant to which following (i) the spin-off of EGP Central and South America as Enel Rinnovabili Srl (the "Spin-Off") and (ii) the merger of Enel Rinnovabili with and into EGP Américas SpA (the "Cross-Border Merger"), EGP Américas will be merged into Enel Américas and Enel ...(due to space limits, see proxy material for full proposal). Management For   None  
2. Approve the Chilean Merger as a related party transaction under Title XVI of the Chilean Corporations Act. The Chilean Merger will be subject to, among other conditions, the conditions precedent that (i) the Spin-Off has been declared effective; (ii) the Cross-Border Merger has been approved; and (iii) the Cross-Border Merger has been declared effective. The Spin-Off and the Cross-Border Merger are preparatory transactions that are conditions precedent to the Chilean Merger and are part ...(due to space limits, see proxy material for full proposal). Management For   None  
3. Approve the proposed amendments to the Enel Américas bylaws (estatutos) (i) to remove the majority of the limitations and restrictions set forth under Title XII of DL 3,500, including, among other things, the 65% share ownership limitation by any single shareholder and (ii) to reflect agreements related to the Chilean Merger. If approved by the requisite shareholder votes, the effectiveness of parts (i) and (ii) will be conditioned on approvals of Items 1 and 2. Management For   None  
4. Authorize the Board to undertake all actions necessary to carry out the Chilean Merger, the Chilean Merger as a related party transaction and the bylaw amendments, including the registration of the new Enel Américas common shares with the Chilean Financial Market Commission and any other action related to the Chilean Merger, whether in Chile or elsewhere. Management For   None  
AMERICAN ELECTRIC POWER COMPANY, INC.  
Security 025537101         Meeting Type Annual  
Ticker Symbol AEP         Meeting Date 20-Apr-2021  
ISIN US0255371017         Agenda 935342749 - Management  
Record Date 22-Feb-2021         Holding Recon Date 22-Feb-2021  
City / Country   / United States       Vote Deadline Date 19-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Nicholas K. Akins Management For For None  
1B. Election of Director: David J. Anderson Management For For None  
1C. Election of Director: J. Barnie Beasley, Jr. Management For For None  
1D. Election of Director: Art A. Garcia Management For For None  
1E. Election of Director: Linda A. Goodspeed Management For For None  
1F. Election of Director: Thomas E. Hoaglin Management For For None  
1G. Election of Director: Sandra Beach Lin Management For For None  
1H. Election of Director: Margaret M. McCarthy Management For For None  
1I. Election of Director: Stephen S. Rasmussen Management For For None  
1J. Election of Director: Oliver G. Richard III Management For For None  
1K. Election of Director: Daryl Roberts Management For For None  
1L. Election of Director: Sara Martinez Tucker Management For For None  
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. Management For For None  
3. Advisory approval of the Company's executive compensation. Management For For None  
PUBLIC SERVICE ENTERPRISE GROUP INC.  
Security 744573106         Meeting Type Annual  
Ticker Symbol PEG         Meeting Date 20-Apr-2021  
ISIN US7445731067         Agenda 935350734 - Management  
Record Date 19-Feb-2021         Holding Recon Date 19-Feb-2021  
City / Country   / United States       Vote Deadline Date 19-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Ralph Izzo Management For For None  
1B. Election of Director: Shirley Ann Jackson Management For For None  
1C. Election of Director: Willie A. Deese Management For For None  
1D. Election of Director: David Lilley Management For For None  
1E. Election of Director: Barry H. Ostrowsky Management For For None  
1F. Election of Director: Scott G. Stephenson Management For For None  
1G. Election of Director: Laura A. Sugg Management For For None  
1H. Election of Director: John P. Surma Management For For None  
1I. Election of Director: Susan Tomasky Management For For None  
1J. Election of Director: Alfred W. Zollar Management For For None  
2. Advisory vote on the approval of executive compensation. Management For For None  
3. Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2021. Management For For None  
4. Approval of the 2021 Equity Compensation Plan for Outside Directors. Management For For None  
5. Approval of the 2021 Long-Term Incentive Plan. Management For For None  
THE AES CORPORATION  
Security 00130H105         Meeting Type Annual  
Ticker Symbol AES         Meeting Date 22-Apr-2021  
ISIN US00130H1059         Agenda 935343397 - Management  
Record Date 01-Mar-2021         Holding Recon Date 01-Mar-2021  
City / Country   / United States       Vote Deadline Date 21-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Janet G. Davidson Management For For None  
1B. Election of Director: Andrés R. Gluski Management For For None  
1C. Election of Director: Tarun Khanna Management For For None  
1D. Election of Director: Holly K. Koeppel Management For For None  
1E. Election of Director: Julia M. Laulis Management For For None  
1F. Election of Director: James H. Miller Management For For None  
1G. Election of Director: Alain Monié Management For For None  
1H. Election of Director: John B. Morse, Jr. Management For For None  
1I. Election of Director: Moisés Naím Management For For None  
1J. Election of Director: Teresa M. Sebastian Management For For None  
2. To approve, on an advisory basis, the Company's executive compensation. Management For For None  
3. To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. Management For For None  
4. To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. Shareholder For Against None  
EXELON CORPORATION  
Security 30161N101         Meeting Type Annual  
Ticker Symbol EXC         Meeting Date 27-Apr-2021  
ISIN US30161N1019         Agenda 935347597 - Management  
Record Date 01-Mar-2021         Holding Recon Date 01-Mar-2021  
City / Country   / United States       Vote Deadline Date 26-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Anthony Anderson Management For For None  
1B. Election of Director: Ann Berzin Management For For None  
1C. Election of Director: Laurie Brlas Management For For None  
1D. Election of Director: Marjorie Rodgers Cheshire Management For For None  
1E. Election of Director: Christopher Crane Management For For None  
1F. Election of Director: Yves de Balmann Management For For None  
1G. Election of Director: Linda Jojo Management For For None  
1H. Election of Director: Paul Joskow Management For For None  
1I. Election of Director: Robert Lawless Management For For None  
1J. Election of Director: John Richardson Management For For None  
1K. Election of Director: Mayo Shattuck III Management For For None  
1L. Election of Director: John Young Management For For None  
2. Advisory approval of executive compensation. Management For For None  
3. Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2021. Management For For None  
4. A shareholder proposal requesting a report on the impact of Exelon plans involving electric vehicles and charging stations with regard to child labor outside the United States. Shareholder For Against None  
THE WILLIAMS COMPANIES, INC.  
Security 969457100         Meeting Type Annual  
Ticker Symbol WMB         Meeting Date 27-Apr-2021  
ISIN US9694571004         Agenda 935351572 - Management  
Record Date 01-Mar-2021         Holding Recon Date 01-Mar-2021  
City / Country   / United States       Vote Deadline Date 26-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Alan S. Armstrong Management For For None  
1B. Election of Director: Stephen W. Bergstrom Management For For None  
1C. Election of Director: Nancy K. Buese Management For For None  
1D. Election of Director: Stephen I. Chazen Management For For None  
1E. Election of Director: Charles I. Cogut Management For For None  
1F. Election of Director: Michael A. Creel Management For For None  
1G. Election of Director: Stacey H. Doré Management For For None  
1H. Election of Director: Vicki L. Fuller Management For For None  
1I. Election of Director: Peter A. Ragauss Management For For None  
1J. Election of Director: Rose M. Robeson Management For For None  
1K. Election of Director: Scott D. Sheffield Management For For None  
1L. Election of Director: Murray D. Smith Management For For None  
1M. Election of Director: William H. Spence Management For For None  
2. Approval, by nonbinding advisory vote, of the Company's executive compensation. Management For For None  
3. Ratification of Ernst & Young LLP as independent auditors for 2021. Management For For None  
HCA HEALTHCARE, INC.  
Security 40412C101         Meeting Type Annual  
Ticker Symbol HCA         Meeting Date 28-Apr-2021  
ISIN US40412C1018         Agenda 935354237 - Management  
Record Date 08-Mar-2021         Holding Recon Date 08-Mar-2021  
City / Country   / United States       Vote Deadline Date 27-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Thomas F. Frist III Management For For None  
1B. Election of Director: Samuel N. Hazen Management For For None  
1C. Election of Director: Meg G. Crofton Management For For None  
1D. Election of Director: Robert J. Dennis Management For For None  
1E. Election of Director: Nancy-Ann DeParle Management For For None  
1F. Election of Director: William R. Frist Management For For None  
1G. Election of Director: Charles O. Holliday, Jr Management For For None  
1H. Election of Director: Michael W. Michelson Management For For None  
1I. Election of Director: Wayne J. Riley, M.D. Management For For None  
2. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. Management For For None  
3. Advisory vote to approve named executive officer compensation. Management For For None  
4. Stockholder proposal, if properly presented at the meeting, requesting that the Board of Directors take the steps necessary to allow stockholders to act by written consent. Shareholder For Against None  
5. Stockholder proposal, if properly presented at the meeting, requesting a report on the feasibility of increasing the impact of quality metrics on executive compensation. Shareholder For Against None  
ENEL AMERICAS S.A.  
Security 29274F104         Meeting Type Annual  
Ticker Symbol ENIA         Meeting Date 29-Apr-2021  
ISIN US29274F1049         Agenda 935391766 - Management  
Record Date 29-Mar-2021         Holding Recon Date 29-Mar-2021  
City / Country   / United States       Vote Deadline Date 26-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1. Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2020. Management For   None  
2. Distribution of profits for the year and payment of dividends. Management For   None  
3. DIRECTOR Management        
  1 Borja Acha B.* For For None  
  2 Domingo Cruzat A.*# For For None  
  3 Giulia Genuardi* For For None  
  4 Patricio Gómez S.*# For For None  
  5 Francesca Gostinelli* For For None  
  6 Hernán Somerville S.*# For For None  
  7 José Antonio Vargas L.* For For None  
4. Setting of the directors' compensation. Management For   None  
5. Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2021. Management For   None  
7. Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045. Management For   None  
8. Designation of Risk Rating Agencies. Management For   None  
9. Approval of the Investment and Financing Policy. Management For   None  
13. Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting. Management For   None  
14. Adoption of all other approvals necessary for the proper implementation of the adopted resolutions. Management For   None  
AT&T INC.  
Security 00206R102         Meeting Type Annual  
Ticker Symbol T         Meeting Date 30-Apr-2021  
ISIN US00206R1023         Agenda 935347179 - Management  
Record Date 02-Mar-2021         Holding Recon Date 02-Mar-2021  
City / Country   / United States       Vote Deadline Date 29-Apr-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: William E. Kennard Management For For None  
1B. Election of Director: Samuel A. Di Piazza, Jr. Management For For None  
1C. Election of Director: Scott T. Ford Management For For None  
1D. Election of Director: Glenn H. Hutchins Management For For None  
1E. Election of Director: Debra L. Lee Management For For None  
1F. Election of Director: Stephen J. Luczo Management For For None  
1G. Election of Director: Michael B. McCallister Management For For None  
1H. Election of Director: Beth E. Mooney Management For For None  
1I. Election of Director: Matthew K. Rose Management For For None  
1J. Election of Director: John T. Stankey Management For For None  
1K. Election of Director: Cynthia B. Taylor Management For For None  
1L. Election of Director: Geoffrey Y. Yang Management For For None  
2. Ratification of appointment of independent auditors. Management For For None  
3. Advisory approval of executive compensation. Management For For None  
4. Stockholder Right to Act by Written Consent. Shareholder For Against None  
EVERSOURCE ENERGY  
Security 30040W108         Meeting Type Annual  
Ticker Symbol ES         Meeting Date 05-May-2021  
ISIN US30040W1080         Agenda 935351774 - Management  
Record Date 10-Mar-2021         Holding Recon Date 10-Mar-2021  
City / Country   / United States       Vote Deadline Date 04-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Trustee: Cotton M. Cleveland Management For For None  
1B. Election of Trustee: James S. DiStasio Management For For None  
1C. Election of Trustee: Francis A. Doyle Management For For None  
1D. Election of Trustee: Linda Dorcena Forry Management For For None  
1E. Election of Trustee: Gregory M. Jones Management For For None  
1F. Election of Trustee: James J. Judge Management For For None  
1G. Election of Trustee: John Y. Kim Management For For None  
1H. Election of Trustee: Kenneth R. Leibler Management For For None  
1I. Election of Trustee: David H. Long Management For For None  
1J. Election of Trustee: William C. Van Faasen Management For For None  
1K. Election of Trustee: Frederica M. Williams Management For For None  
2. Consider an advisory proposal approving the compensation of our Named Executive Officers. Management For For None  
3. Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. Management For For None  
DOMINION ENERGY, INC.  
Security 25746U109         Meeting Type Annual  
Ticker Symbol D         Meeting Date 05-May-2021  
ISIN US25746U1097         Agenda 935352853 - Management  
Record Date 05-Mar-2021         Holding Recon Date 05-Mar-2021  
City / Country   / United States       Vote Deadline Date 04-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: James A. Bennett Management For For None  
1B. Election of Director: Robert M. Blue Management For For None  
1C. Election of Director: Helen E. Dragas Management For For None  
1D. Election of Director: James O. Ellis, Jr. Management For For None  
1E. Election of Director: D. Maybank Hagood Management For For None  
1F. Election of Director: Ronald W. Jibson Management For For None  
1G. Election of Director: Mark J. Kington Management For For None  
1H. Election of Director: Joseph M. Rigby Management For For None  
1I. Election of Director: Pamela J. Royal, M.D. Management For For None  
1J. Election of Director: Robert H. Spilman, Jr. Management For For None  
1K. Election of Director: Susan N. Story Management For For None  
1L. Election of Director: Michael E. Szymanczyk Management For For None  
2. Advisory Vote on Approval of Executive Compensation (Say on Pay). Management For For None  
3. Ratification of Appointment of Independent Auditor. Management For For None  
4. Shareholder Proposal Regarding a Report on Lobbying. Shareholder For Against None  
5. Shareholder Proposal Regarding a Policy to Require an Independent Chair. Shareholder For Against None  
6. Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. Shareholder For Against None  
WEC ENERGY GROUP, INC.  
Security 92939U106         Meeting Type Annual  
Ticker Symbol WEC         Meeting Date 06-May-2021  
ISIN US92939U1060         Agenda 935346420 - Management  
Record Date 25-Feb-2021         Holding Recon Date 25-Feb-2021  
City / Country   / United States       Vote Deadline Date 05-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Curt S. Culver Management For For None  
1B. Election of Director: Danny L. Cunningham Management For For None  
1C. Election of Director: William M. Farrow III Management For For None  
1D. Election of Director: J. Kevin Fletcher Management For For None  
1E. Election of Director: Cristina A. Garcia- Thomas Management For For None  
1F. Election of Director: Maria C. Green Management For For None  
1G. Election of Director: Gale E. Klappa Management For For None  
1H. Election of Director: Thomas K. Lane Management For For None  
1I. Election of Director: Ulice Payne, Jr. Management For For None  
1J. Election of Director: Mary Ellen Stanek Management For For None  
2. Ratification of Deloitte & Touche LLP as Independent Auditors for 2021. Management For For None  
3. Approval of the Amendment and Restatement of the WEC Energy Group Omnibus Stock Incentive Plan. Management For For None  
4. Advisory Vote to Approve Executive Compensation of the Named Executive Officers. Management For For None  
DUKE ENERGY CORPORATION  
Security 26441C204         Meeting Type Annual  
Ticker Symbol DUK         Meeting Date 06-May-2021  
ISIN US26441C2044         Agenda 935359263 - Management  
Record Date 08-Mar-2021         Holding Recon Date 08-Mar-2021  
City / Country   / United States       Vote Deadline Date 05-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1. DIRECTOR Management        
  1 Michael G. Browning For For None  
  2 Annette K. Clayton For For None  
  3 Theodore F. Craver, Jr. For For None  
  4 Robert M. Davis For For None  
  5 Caroline Dorsa For For None  
  6 W. Roy Dunbar For For None  
  7 Nicholas C. Fanandakis For For None  
  8 Lynn J. Good For For None  
  9 John T. Herron For For None  
  10 E. Marie McKee For For None  
  11 Michael J. Pacilio For For None  
  12 Thomas E. Skains For For None  
  13 William E. Webster, Jr. For For None  
2. Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2021 Management For For None  
3. Advisory vote to approve Duke Energy's named executive officer compensation Management For For None  
4. Amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority requirements Management For For None  
5. Shareholder proposal regarding independent board chair Shareholder For Against None  
6. Shareholder proposal regarding providing a semiannual report on Duke Energy's political contributions and expenditures Shareholder For Against None  
KINDER MORGAN, INC.  
Security 49456B101         Meeting Type Annual  
Ticker Symbol KMI         Meeting Date 12-May-2021  
ISIN US49456B1017         Agenda 935365420 - Management  
Record Date 15-Mar-2021         Holding Recon Date 15-Mar-2021  
City / Country   / United States       Vote Deadline Date 11-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director for a one year term expiring in 2022: Richard D. Kinder Management For For None  
1B. Election of Director for a one year term expiring in 2022: Steven J. Kean Management For For None  
1C. Election of Director for a one year term expiring in 2022: Kimberly A. Dang Management For For None  
1D. Election of Director for a one year term expiring in 2022: Ted A. Gardner Management For For None  
1E. Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. Management For For None  
1F. Election of Director for a one year term expiring in 2022: Gary L. Hultquist Management For For None  
1G. Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. Management For For None  
1H. Election of Director for a one year term expiring in 2022: Deborah A. Macdonald Management For For None  
1I. Election of Director for a one year term expiring in 2022: Michael C. Morgan Management For For None  
1J. Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter Management For For None  
1K. Election of Director for a one year term expiring in 2022: C. Park Shaper Management For For None  
1L. Election of Director for a one year term expiring in 2022: William A. Smith Management For For None  
1M. Election of Director for a one year term expiring in 2022: Joel V. Staff Management For For None  
1N. Election of Director for a one year term expiring in 2022: Robert F. Vagt Management For For None  
1O. Election of Director for a one year term expiring in 2022: Perry M. Waughtal Management For For None  
2. Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. Management For For None  
3. Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. Management For For None  
4. Approval, on an advisory basis, of the compensation of our named executive officers. Management For For None  
AMERICAN WATER WORKS COMPANY, INC.  
Security 030420103         Meeting Type Annual  
Ticker Symbol AWK         Meeting Date 12-May-2021  
ISIN US0304201033         Agenda 935369074 - Management  
Record Date 17-Mar-2021         Holding Recon Date 17-Mar-2021  
City / Country   / United States       Vote Deadline Date 11-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Jeffrey N. Edwards Management For For None  
1B. Election of Director: Martha Clark Goss Management For For None  
1C. Election of Director: Veronica M. Hagen Management For For None  
1D. Election of Director: Kimberly J. Harris Management For For None  
1E. Election of Director: Julia L. Johnson Management For For None  
1F. Election of Director: Patricia L. Kampling Management For For None  
1G. Election of Director: Karl F. Kurz Management For For None  
1H. Election of Director: Walter J. Lynch Management For For None  
1I. Election of Director: George MacKenzie Management For For None  
1J. Election of Director: James G. Stavridis Management For For None  
1K. Election of Director: Lloyd M. Yates Management For For None  
2. Approval, on an advisory basis, of the compensation of the Company's named executive officers. Management For For None  
3. Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. Management For For None  
VERIZON COMMUNICATIONS INC.  
Security 92343V104         Meeting Type Annual  
Ticker Symbol VZ         Meeting Date 13-May-2021  
ISIN US92343V1044         Agenda 935364846 - Management  
Record Date 15-Mar-2021         Holding Recon Date 15-Mar-2021  
City / Country   / United States       Vote Deadline Date 12-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1a. Election of Director: Shellye L. Archambeau Management For For None  
1b. Election of Director: Roxanne S. Austin Management For For None  
1c. Election of Director: Mark T. Bertolini Management For For None  
1d. Election of Director: Melanie L. Healey Management For For None  
1e. Election of Director: Clarence Otis, Jr. Management For For None  
1f. Election of Director: Daniel H. Schulman Management For For None  
1g. Election of Director: Rodney E. Slater Management For For None  
1h. Election of Director: Hans E. Vestberg Management For For None  
1i. Election of Director: Gregory G. Weaver Management For For None  
2 Advisory Vote to Approve Executive Compensation Management For For None  
3 Ratification of Appointment of Independent Registered Public Accounting Firm Management For For None  
4 Shareholder Action by Written Consent Shareholder For Against None  
5 Amend Clawback Policy Shareholder For Against None  
6 Shareholder Ratification of Annual Equity Awards Shareholder For Against None  
UNITI GROUP, INC.  
Security 91325V108         Meeting Type Annual  
Ticker Symbol UNIT         Meeting Date 13-May-2021  
ISIN US91325V1089         Agenda 935369947 - Management  
Record Date 12-Mar-2021         Holding Recon Date 12-Mar-2021  
City / Country   / United States       Vote Deadline Date 12-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Jennifer S. Banner Management For For None  
1B. Election of Director: Scott G. Bruce Management For For None  
1C. Election of Director: Francis X. ("Skip") Frantz Management For For None  
1D. Election of Director: Kenneth A. Gunderman Management For For None  
1E. Election of Director: Carmen Perez-Carlton Management For For None  
1F. Election of Director: David L. Solomon Management For For None  
2. To approve, on an advisory basis, the compensation of the Company's named executive officers. Management For For None  
3. To ratify the appointment of KPMG LLP as the Company's independent registered public accountant for the year ending December 31, 2021. Management For For None  
CHENIERE ENERGY, INC.  
Security 16411R208         Meeting Type Annual  
Ticker Symbol LNG         Meeting Date 13-May-2021  
ISIN US16411R2085         Agenda 935404436 - Management  
Record Date 29-Mar-2021         Holding Recon Date 29-Mar-2021  
City / Country   / United States       Vote Deadline Date 12-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: G. Andrea Botta Management For For None  
1B. Election of Director: Jack A. Fusco Management For For None  
1C. Election of Director: Vicky A. Bailey Management For For None  
1D. Election of Director: Nuno Brandolini Management For For None  
1E. Election of Director: David B. Kilpatrick Management For For None  
1F. Election of Director: Sean T. Klimczak Management For For None  
1G. Election of Director: Andrew Langham Management For For None  
1H. Election of Director: Donald F. Robillard, Jr Management For For None  
1I. Election of Director: Neal A. Shear Management For For None  
1J. Election of Director: Andrew J. Teno Management For For None  
2. Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2020. Management For For None  
3. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. Management For For None  
SEMPRA ENERGY  
Security 816851109         Meeting Type Annual  
Ticker Symbol SRE         Meeting Date 14-May-2021  
ISIN US8168511090         Agenda 935366460 - Management  
Record Date 19-Mar-2021         Holding Recon Date 19-Mar-2021  
City / Country   / United States       Vote Deadline Date 13-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Alan L. Boeckmann Management For For None  
1B. Election of Director: Andrés Conesa Management For For None  
1C. Election of Director: Maria Contreras-Sweet Management For For None  
1D. Election of Director: Pablo A. Ferrero Management For For None  
1E. Election of Director: William D. Jones Management For For None  
1F. Election of Director: Jeffrey W. Martin Management For For None  
1G. Election of Director: Bethany J. Mayer Management For For None  
1H. Election of Director: Michael N. Mears Management For For None  
1I. Election of Director: Jack T. Taylor Management For For None  
1J. Election of Director: Cynthia L. Walker Management For For None  
1K. Election of Director: Cynthia J. Warner Management For For None  
1L. Election of Director: James C. Yardley Management For For None  
2. Ratification of Appointment of Independent Registered Public Accounting Firm. Management For For None  
3. Advisory Approval of Our Executive Compensation. Management For For None  
4. Shareholder Proposal Requesting an Amendment to Our Proxy Access Bylaw to Eliminate the Shareholder Nominating Group Limit. Shareholder For Against None  
5. Shareholder Proposal Requesting a Report on Alignment of Our Lobbying Activities with the Paris Agreement. Shareholder For Against None  
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC  
Security 499049104         Meeting Type Annual  
Ticker Symbol KNX         Meeting Date 18-May-2021  
ISIN US4990491049         Agenda 935377336 - Management  
Record Date 22-Mar-2021         Holding Recon Date 22-Mar-2021  
City / Country   / United States       Vote Deadline Date 17-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1. DIRECTOR Management        
  1 Gary Knight For For None  
  2 Kathryn Munro For For None  
2. Conduct an advisory, non-binding vote to approve executive compensation. Management For For None  
3. Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. Management For For None  
4. Vote on a stockholder proposal regarding simple majority vote. Shareholder For Against None  
UNIVERSAL HEALTH SERVICES, INC.  
Security 913903100         Meeting Type Annual  
Ticker Symbol UHS         Meeting Date 19-May-2021  
ISIN US9139031002         Agenda 935378059 - Management  
Record Date 25-Mar-2021         Holding Recon Date 25-Mar-2021  
City / Country   / United States       Vote Deadline Date 18-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
2. Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. Management For For None  
XCEL ENERGY INC.  
Security 98389B100         Meeting Type Annual  
Ticker Symbol XEL         Meeting Date 19-May-2021  
ISIN US98389B1008         Agenda 935380321 - Management  
Record Date 22-Mar-2021         Holding Recon Date 22-Mar-2021  
City / Country   / United States       Vote Deadline Date 18-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Lynn Casey Management For For None  
1B. Election of Director: Ben Fowke Management For For None  
1C. Election of Director: Robert Frenzel Management For For None  
1D. Election of Director: Netha Johnson Management For For None  
1E. Election of Director: Patricia Kampling Management For For None  
1F. Election of Director: George Kehl Management For For None  
1G. Election of Director: Richard O'Brien Management For For None  
1H. Election of Director: Charles Pardee Management For For None  
1I. Election of Director: Christopher Policinski Management For For None  
1J. Election of Director: James Prokopanko Management For For None  
1K. Election of Director: David Westerlund Management For For None  
1L. Election of Director: Kim Williams Management For For None  
1M. Election of Director: Timothy Wolf Management For For None  
1N. Election of Director: Daniel Yohannes Management For For None  
2. Company proposal to approve, on an advisory basis, executive compensation. Management For For None  
3. Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021. Management For For None  
4. Shareholder proposal regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities. Shareholder For Against None  
NEXTERA ENERGY, INC.  
Security 65339F101         Meeting Type Annual  
Ticker Symbol NEE         Meeting Date 20-May-2021  
ISIN US65339F1012         Agenda 935378201 - Management  
Record Date 23-Mar-2021         Holding Recon Date 23-Mar-2021  
City / Country   / United States       Vote Deadline Date 19-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Sherry S. Barrat Management For For None  
1B. Election of Director: James L. Camaren Management For For None  
1C. Election of Director: Kenneth B. Dunn Management For For None  
1D. Election of Director: Naren K. Gursahaney Management For For None  
1E. Election of Director: Kirk S. Hachigian Management For For None  
1F. Election of Director: Amy B. Lane Management For For None  
1G. Election of Director: David L. Porges Management For For None  
1H. Election of Director: James L. Robo Management For For None  
1I. Election of Director: Rudy E. Schupp Management For For None  
1J. Election of Director: John L. Skolds Management For For None  
1K. Election of Director: Lynn M. Utter Management For For None  
1L. Election of Director: Darryl L. Wilson Management For For None  
2. Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. Management For For None  
3. Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. Management For For None  
4. Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. Management For For None  
5. A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. Shareholder For Against None  
DTE ENERGY COMPANY  
Security 233331107         Meeting Type Annual  
Ticker Symbol DTE         Meeting Date 20-May-2021  
ISIN US2333311072         Agenda 935381260 - Management  
Record Date 23-Mar-2021         Holding Recon Date 23-Mar-2021  
City / Country   / United States       Vote Deadline Date 19-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1. DIRECTOR Management        
  1 Gerard M. Anderson For For None  
  2 David A. Brandon For For None  
  3 Charles G. McClure, Jr. For For None  
  4 Gail J. McGovern For For None  
  5 Mark A. Murray For For None  
  6 Gerardo Norcia For For None  
  7 Ruth G. Shaw For For None  
  8 Robert C. Skaggs, Jr. For For None  
  9 David A. Thomas For For None  
  10 Gary H. Torgow For For None  
  11 James H. Vandenberghe For For None  
  12 Valerie M. Williams For For None  
2. Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. Management For For None  
3. Provide a nonbinding vote to approve the Company's executive compensation. Management For For None  
4. Vote on a management proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares. Management For For None  
5. Vote on a shareholder proposal to make additional disclosure of political contributions. Shareholder For Against None  
6. Vote on a shareholder proposal to publish a greenwashing audit. Shareholder For Against None  
THE SOUTHERN COMPANY  
Security 842587107         Meeting Type Annual  
Ticker Symbol SO         Meeting Date 26-May-2021  
ISIN US8425871071         Agenda 935388555 - Management  
Record Date 29-Mar-2021         Holding Recon Date 29-Mar-2021  
City / Country   / United States       Vote Deadline Date 25-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Janaki Akella Management For For None  
1B. Election of Director: Juanita Powell Baranco Management For For None  
1C. Election of Director: Henry A. Clark III Management For For None  
1D. Election of Director: Anthony F. Earley, Jr. Management For For None  
1E. Election of Director: Thomas A. Fanning Management For For None  
1F. Election of Director: David J. Grain Management For For None  
1G. Election of Director: Colette D. Honorable Management For For None  
1H. Election of Director: Donald M. James Management For For None  
1I. Election of Director: John D. Johns Management For For None  
1J. Election of Director: Dale E. Klein Management For For None  
1K. Election of Director: Ernest J. Moniz Management For For None  
1L. Election of Director: William G. Smith, Jr Management For For None  
1M. Election of Director: E. Jenner Wood III Management For For None  
2. Advisory vote to approve executive compensation. Management For For None  
3. Approve the 2021 Equity and Incentive Compensation Plan. Management For For None  
4. Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. Management For For None  
5. Approve an amendment to the Restated Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement. Management For For None  
ONEOK, INC.  
Security 682680103         Meeting Type Annual  
Ticker Symbol OKE         Meeting Date 26-May-2021  
ISIN US6826801036         Agenda 935390726 - Management  
Record Date 29-Mar-2021         Holding Recon Date 29-Mar-2021  
City / Country   / United States       Vote Deadline Date 25-May-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1A. Election of Director: Brian L. Derksen Management For For None  
1B. Election of Director: Julie H. Edwards Management For For None  
1C. Election of Director: John W. Gibson Management For For None  
1D. Election of Director: Mark W. Helderman Management For For None  
1E. Election of Director: Randall J. Larson Management For For None  
1F. Election of Director: Steven J. Malcolm Management For For None  
1G. Election of Director: Jim W. Mogg Management For For None  
1H. Election of Director: Pattye L. Moore Management For For None  
1I. Election of Director: Eduardo A. Rodriguez Management For For None  
1J. Election of Director: Gerald B. Smith Management For For None  
1K. Election of Director: Terry K. Spencer Management For For None  
2. Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. Management For For None  
3. An advisory vote to approve ONEOK, Inc.'s executive compensation. Management For For None  
T-MOBILE US, INC.  
Security 872590104         Meeting Type Annual  
Ticker Symbol TMUS         Meeting Date 03-Jun-2021  
ISIN US8725901040         Agenda 935400921 - Management  
Record Date 07-Apr-2021         Holding Recon Date 07-Apr-2021  
City / Country   / United States       Vote Deadline Date 02-Jun-2021  
SEDOL(s)       Quick Code    
Item Proposal Proposed by Vote For/Against Management For/Against Preferred Provider Recommendation  
1. DIRECTOR Management        
  1 Marcelo Claure For For None  
  2 Srikant M. Datar For For None  
  3 Bavan M. Holloway For For None  
  4 Timotheus Höttges For For None  
  5 Christian P. Illek For For None  
  6 Raphael Kübler For For None  
  7 Thorsten Langheim For For None  
  8 Dominique Leroy For For None  
  9 G. Michael Sievert For For None  
  10 Teresa A. Taylor For For None  
  11 Omar Tazi For For None  
  12 Kelvin R. Westbrook For For None  
  13 Michael Wilkens For For None  
2. Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. Management For For None  

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Centre Funds  
       
  By: /s/James A. Abate  
    James A. Abate  
    President  
    (Principal Executive Officer)  
       
  Date: July 21, 2021