0001209191-22-034200.txt : 20220603 0001209191-22-034200.hdr.sgml : 20220603 20220603170729 ACCESSION NUMBER: 0001209191-22-034200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson John R. CENTRAL INDEX KEY: 0001832384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36146 FILM NUMBER: 22995625 MAIL ADDRESS: STREET 1: C/O COMMSCOPE HOLDING COMPANY, INC. STREET 2: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CommScope Holding Company, Inc. CENTRAL INDEX KEY: 0001517228 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 274332098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 BUSINESS PHONE: 828-324-2200 MAIL ADDRESS: STREET 1: 1100 COMMSCOPE PLACE, SE CITY: HICKORY STATE: NC ZIP: 28602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-01 0 0001517228 CommScope Holding Company, Inc. COMM 0001832384 Carlson John R. C/O COMMSCOPE HOLDING COMPANY, INC. 1100 COMMSCOPE PLACE, SE HICKORY NC 28602 0 1 0 0 SVP & Chief Commercial Officer Common Stock 2022-06-01 4 M 0 32000 0.00 A 165157 D Common Stock 2022-06-01 4 F 0 9632 7.83 D 155525 D Performance Share Units 0.00 2022-06-01 4 M 0 32000 0.00 D 2024-12-01 Common Stock 32000 112000 D On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on June 1, 2022, the continued employment requirement was met, resulting in vesting of 32,000 performance share units. As previously reported, includes (a) 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, and (b) 50,000 restricted share units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units. Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. /s/Michael D. Coppin, under a Power of Attorney 2022-06-03