0000947871-21-000469.txt : 20210429 0000947871-21-000469.hdr.sgml : 20210429 20210429205254 ACCESSION NUMBER: 0000947871-21-000469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210427 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pappas John CENTRAL INDEX KEY: 0001525965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35249 FILM NUMBER: 21873238 MAIL ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chefs' Warehouse, Inc. CENTRAL INDEX KEY: 0001517175 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 203031526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1224 BUSINESS ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: (203) 894-1345 MAIL ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 FORMER COMPANY: FORMER CONFORMED NAME: Chefs' Warehouse Holdings, LLC DATE OF NAME CHANGE: 20110401 4 1 ownership.xml X0306 4 2021-04-27 0 0001517175 Chefs' Warehouse, Inc. CHEF 0001525965 Pappas John 100 EAST RIDGE ROAD RIDGEFIELD CT 06877 1 1 0 0 Vice Chairman Common Stock 2021-04-27 4 S 0 49571 35.14 D 1008557 D Common Stock 2021-04-28 4 S 0 81971 32.80 D 926586 D Common Stock 2021-04-28 4 S 0 27161 33.15 D 899425 D Common Stock 2021-04-28 4 S 0 37395 34.54 D 862030 D Common Stock 2021-04-28 4 S 0 13034 35.30 D 848996 D Common Stock 2021-04-29 4 S 0 33595 31.55 D 815401 D Common Stock 2021-04-29 4 S 0 56973 32.06 D 758428 D Common Stock 2021-04-29 4 S 0 300 33.00 D 758128 D The sale on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2021. Represents the weighted average sales price of the shares sold ranging from a low of $34.65 to a high of $35.39 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price of the shares sold ranging from a low of $32.02 to a high of $33.00 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price of the shares sold ranging from a low of $33.01 to a high of $33.75 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price of the shares sold ranging from a low of $34.01 to a high of $35.00 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price of the shares sold ranging from a low of $35.01 to a high of $35.51 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price of the shares sold ranging from a low of $30.90 to a high of $31.88 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price of the shares sold ranging from a low of $31.89 to a high of $32.66 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. /s/ Alexandros Aldous, Attorney-in-Fact for John Pappas 2021-04-29