0000947871-16-001034.txt : 20160314 0000947871-16-001034.hdr.sgml : 20160314 20160314215311 ACCESSION NUMBER: 0000947871-16-001034 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chefs' Warehouse, Inc. CENTRAL INDEX KEY: 0001517175 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 203031526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: (203) 894-1345 MAIL ADDRESS: STREET 1: 100 EAST RIDGE ROAD CITY: RIDGEFIELD STATE: CT ZIP: 06877 FORMER COMPANY: FORMER CONFORMED NAME: Chefs' Warehouse Holdings, LLC DATE OF NAME CHANGE: 20110401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN JOHN D CENTRAL INDEX KEY: 0001207884 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35249 FILM NUMBER: 161505454 4/A 1 ss1422951_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2016-03-07 2016-03-09 0 0001517175 Chefs' Warehouse, Inc. CHEF 0001207884 AUSTIN JOHN D 100 EAST RIDGE ROAD RIDGEFIELD CT 06877 0 1 0 0 Chief Financial Officer Price-Based Stock Options (Right to Buy) 20.23 2016-03-07 4 A 0 10070 0 A 2026-03-07 Common Stock 10070 10070 D This amendment is filed to correct the exercise price of the price-based stock options, which was incorrectly reported on the original Form 4. Price-based stock options are eligible for vesting only upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date; in addition, price-based stock options may not be exercised before the third anniversary of the grant date and are subject to the terms of the reporting person's non-qualified stock option agreement. /s/ Alexandros Aldous, Attorney-in-Fact for John D. Austin 2016-03-14