The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BABCOCK & WILCOX CO NEW | COM | 05615F102 | 27,819 | 825,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 825,000 | 0 | 0 | |
| CALGON CARBON CORP | COM | 129603106 | 93,526 | 4,925,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,925,000 | 0 | 0 | |
| COMPUWARE CORP | COM | 205638109 | 103,508 | 9,250,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 9,250,000 | 0 | 0 | |
| DSP GROUP INC | COM | 23332B106 | 15,263 | 2,165,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,165,000 | 0 | 0 | |
| EMULEX CORP | COM NEW | 292475209 | 1,940 | 250,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
| EMULEX CORP | COM NEW | 292475209 | 54,708 | 7,050,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,050,000 | 0 | 0 | |
| ENTROPIC COMMUNICATIONS INC | COM | 29384R105 | 14,732 | 3,375,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 3,375,000 | 0 | 0 | |
| EXTREME NETWORKS INC | COM | 30226D106 | 6,087 | 1,166,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,166,000 | 0 | 0 | |
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 117,750 | 12,500,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 12,500,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 50,640 | 475,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 475,000 | 0 | 0 | |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | 22,443 | 244,899 | SH | DFND | 1, 2, 3, 4, 5, 6 | 244,899 | 0 | 0 | |
| NVIDIA CORP | COM | 67066G104 | 62,240 | 4,000,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,000,000 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 203,343 | 42,100,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 42,100,000 | 0 | 0 | |
| POLYCOM INC | COM | 73172K104 | 31,122 | 2,850,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,850,000 | 0 | 0 | |
| PROGRESS SOFTWARE CORP | COM | 743312100 | 6,463 | 250,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 250,000 | 0 | 0 | |
| QLOGIC CORP | COM | 747277101 | 14,222 | 1,300,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 1,300,000 | 0 | 0 | |
| QUANTUM CORP | COM DSSG | 747906204 | 35,459 | 25,695,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 25,695,000 | 0 | 0 | |
| REGIS CORP MINN | COM | 758932107 | 14,248 | 970,600 | SH | DFND | 1, 2, 3, 4, 5, 6 | 970,600 | 0 | 0 | |
| REGIS CORP MINN | NOTE 5.000% 7/1 | 758932AA5 | 54,001 | 49,429,000 | PRN | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 49,429,000 | |
| SEACHANGE INTL INC | COM | 811699107 | 25,291 | 2,205,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 2,205,000 | 0 | 0 | |
| SMITHFIELD FOODS INC | COM | 832248108 | 0 | 3,000,000 | SH | Call | DFND | 1, 2, 3, 4, 5, 6 | 0 | 0 | 0 |
| TESSERA TECHNOLOGIES INC | COM | 88164L100 | 90,898 | 4,700,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 4,700,000 | 0 | 0 | |
| TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | 67,152 | 8,270,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 8,270,000 | 0 | 0 | |
| UNWIRED PLANET INC NEW | COM | 91531F103 | 15,837 | 9,154,282 | SH | DFND | 1, 2, 3, 4, 5, 6 | 9,154,282 | 0 | 0 | |
| WAUSAU PAPER CORP | COM | 943315101 | 97,425 | 7,500,000 | SH | DFND | 1, 2, 3, 4, 5, 6 | 7,500,000 | 0 | 0 | |