0001104659-22-060008.txt : 20220513 0001104659-22-060008.hdr.sgml : 20220513 20220513104014 ACCESSION NUMBER: 0001104659-22-060008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cohanzick Management, LLC CENTRAL INDEX KEY: 0001517133 IRS NUMBER: 133900000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20771 FILM NUMBER: 22920895 BUSINESS ADDRESS: STREET 1: 427 BEDFORD ROAD STREET 2: SUITE 230 CITY: PLEASANTVILLE STATE: NY ZIP: 10570 BUSINESS PHONE: (914) 741-9600 MAIL ADDRESS: STREET 1: 427 BEDFORD ROAD STREET 2: SUITE 230 CITY: PLEASANTVILLE STATE: NY ZIP: 10570 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001517133 XXXXXXXX 03-31-2022 03-31-2022 false Cohanzick Management, LLC

427 Bedford Road Suite 230 Pleasantville NY 10570

13F HOLDINGS REPORT 028-20771 N David K. Sherman 914-741-9600 /s/ David K. Sherman Pleasantville NY 05-13-2022 1 595 442529 1 0001770024 028-21210 Crossingbridge Advisors, LLC INFORMATION TABLE 2 infotable.xml 10X CAP VENTURE ACQSTN CORP II COM CL A Common G87076108 39 3931 SH DFND 1 0 3931 0 10X CAPITAL VENTURE ACQ III Unit G87077122 519 51667 SH DFND 1 0 51667 0 10X CAPITAL VENTURE ACQUISIT Common G87077122 2073 206666 SH SOLE 206666 0 0 1-800-FLOWERS.COM INC-CL A Common 68243Q106 115 9000 SH SOLE 9000 0 0 26 CAPITAL ACQUISITION COR-A Common 90138P100 297 30065 SH DFND 1 0 30065 0 A SPAC I ACQUISITION CORP Unit G0542S122 1001 100000 SH DFND 1 0 100000 0 A SPAC I ACQUISITION CORP Unit G0542S122 267 26682 SH SOLE 26682 0 0 ABG ACQUISITION CORP I - A Common G00496102 2 173 SH SOLE 173 0 0 ACCELERATE ACQUISITION CORP Common 00439D102 25 2550 SH DFND 1 0 2550 0 ACKRELL SPAC PARTNERS-SUBUNI Unit 00461L303 485 47400 SH SOLE 47400 0 0 ACROPOLIS INFRASTRUCTURE ACQUI CL A Common 005029103 7 682 SH DFND 1 0 682 0 ADARA ACQUISITION CORP Common 00653H102 2 209 SH DFND 1 0 209 0 ADIT EDTECH ACQUISITION Common 007024102 219 22208 SH DFND 1 0 22208 0 ADIT EDTECH ACQUISITION Common 007024102 59 5942 SH SOLE 5942 0 0 AEQUI ACQUISITION CORP Common 00775W102 25 2550 SH DFND 1 0 2550 0 AFRICAN GOLD ACQUISITION CORP SHS CL A Common G0112R108 74 7550 SH DFND 1 0 7550 0 AGILE GROWTH CORP-A Common 0G0120210 978 100000 SH SOLE 100000 0 0 AHREN ACQUISITION CO-CLASS A Common G01322109 565 56917 SH DFND 1 0 56917 0 AHREN ACQUISITION CO-CLASS A Common G01322109 338 34087 SH SOLE 34087 0 0 AHREN ACQUISITION CORP Warrant G01322125 1 2500 SH DFND 1 0 2500 0 AIB ACQUISITION CORP Equity Rights G0R45S117 54 350000 SH SOLE 350000 0 0 AIB ACQUISITION CORP-A Common G0R45S109 3458 350000 SH SOLE 350000 0 0 ALIBABA GROUP HOLDING-SP ADR Common 01609W102 109 1000 SH SOLE 1000 0 0 ALPHA PARTNERS TECHNOLOGY-A Common G63290111 124 12808 SH SOLE 12808 0 0 ALPHA PARTNERS TECHNOLOGY-A WRNT 2/5/2022 Warrant G63290103 73 197597 SH SOLE 197597 0 0 ALPINE ACQUISITION CORPORATION COM Common 02083L109 26 2550 SH DFND 1 0 2550 0 ALPINE INCOME PROPERTY TRUST Common 02083X103 239 12717 SH DFND 1 0 12717 0 ALPINE INCOME PROPERTY TRUST Common 02083X103 137 7283 SH SOLE 7283 0 0 ALTENERGY ACQUISITION CORP-A Common 02157M108 451 45336 SH DFND 1 0 45336 0 ALTENERGY ACQUISITION CORP-A Common 02157M108 171 17214 SH SOLE 17214 0 0 ALTUS POWER INC Common 02217A102 743 100000 SH SOLE 100000 0 0 ANTHEMIS DIGITAL ACQUISITIONS UNIT EX 101826 Unit G03959122 126 12550 SH DFND 1 0 12550 0 ANZU SPECIAL ACQUISITION -A Common 03737A101 1309 133941 SH SOLE 133941 0 0 AP ACQUISITION CORP-A Common G04058106 676 67503 SH DFND 1 0 67503 0 AP ACQUISITION CORP-A Common G04058106 175 17497 SH SOLE 17497 0 0 AP ACQUISITION CORP-A WRNT 12/7/2026 Warrant G04058114 9 33751 SH DFND 1 0 33751 0 AP ACQUISITION CORP-A WRNT 12/7/2026 Warrant G04058114 2 8748 SH SOLE 8748 0 0 APEIRON CAPITAL INVEST CORP Common 03752A101 559 56999 SH DFND 1 0 56999 0 APEIRON CAPITAL INVEST CORP Warrant 03752A119 1 6000 SH DFND 1 0 6000 0 APEIRON CAPITAL INVESTMENT-A Common 03752A101 1141 114352 SH SOLE 114352 0 0 APEIRON CAPITAL INVESTMENT-A WRNT 6/24/2023 Warrant 03752A119 10 57176 SH SOLE 57176 0 0 APOLLO STRATEGIC GROWTH CAPTL SHS CL A Common G0411R106 25 2550 SH DFND 1 0 2550 0 APOLLO STRATEGIC GROWTH-CL A Common G0411R106 6974 700868 SH SOLE 700868 0 0 APOLLO STRATEGIC GROWTH-CL A Common G0412A102 980 100000 SH SOLE 100000 0 0 APOLLO STRATEGIC GRWT CPTL II SHS CL A Common G0412A102 980 100000 SH DFND 1 0 100000 0 April 22 Calls on TK US 2.5 4/14/2022 Equity Call Y8564M905 25 400 SH Call SOLE 400 0 0 APX ACQUISITION CORP I Common G0440J109 192 19272 SH DFND 1 0 19272 0 APX ACQUISITION CORP I Warrant G0440J125 2 9636 SH DFND 1 0 9636 0 APX ACQUISITION CORP I Common G0440J109 961 96362 SH SOLE 96362 0 0 APX ACQUISITION CORP I WRNT 8/19/2023 Warrant G0440J125 11 48181 SH SOLE 48181 0 0 ARBOR RAPHA CAPITAL BIOHOLDI Unit 03881F203 1023 101634 SH DFND 1 0 101634 0 ARBOR RAPHA CAPITAL BIOHOLDI Unit 03881F203 1088 108188 SH SOLE 108188 0 0 ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT Unit 039562301 29 2880 SH DFND 1 0 2880 0 ARENA FORTIFY ACQUISITION CORP UNIT EX 111026 Unit 04005A203 151 15000 SH DFND 1 0 15000 0 ARIES I ACQUISITION CORP -A Common G0542N107 82 8186 SH DFND 1 0 8186 0 ARROWROOT ACQUISITION CORP-A Common 04282M102 99 10094 SH DFND 1 0 10094 0 ASTREA ACQUISITION CORP-CL A Common 04637C106 977 100000 SH SOLE 100000 0 0 ATHLON ACQUISITION CORP-A Common 04748A106 664 67914 SH DFND 1 0 67914 0 ATHLON ACQUISITION CORP-A Common 04748A106 133 13586 SH SOLE 13586 0 0 ATLANTIC AVENUE ACQUISI-CL A Common 04906P101 5439 551649 SH DFND 1 0 551649 0 ATLANTIC AVENUE ACQUISI-CL A Common 04906P101 1211 122838 SH SOLE 122838 0 0 ATLANTIC COASTAL ACQUISITI-A Common 048453104 1745 179019 SH SOLE 179019 0 0 ATLANTIC COASTAL ACQUISITION Unit 04845A207 2243 225000 SH SOLE 225000 0 0 ATLANTIC COASTAL AQSTN CORP II UNIT EX 011327 Unit 04845A207 749 75000 SH DFND 1 0 75000 0 ATLAS CREST INVESTMENT CORP II COM CL A Common 049287105 25 2550 SH DFND 1 0 2550 0 August 22 Calls on BOXD US 7.5 8/19/2022 Equity Call 103174908 53 200 SH Call SOLE 200 0 0 AULT DISRUPTIVE TECHNOLOGIES Common 05150A104 2542 255000 SH SOLE 255000 0 0 AULT DISRUPTIVE TECHNOLOGIES WRNT 6/20/2023 Warrant 05150A112 32 191250 SH SOLE 191250 0 0 AULT DISRUPTIVE TECHS CORP Common 05150A104 449 45000 SH DFND 1 0 45000 0 AULT DISRUPTIVE TECHS CORP Warrant 05150A112 6 33750 SH DFND 1 0 33750 0 AUSTERLITZ ACQUISITION CORP I SHS CL A Common G0633D109 196 20000 SH DFND 1 0 20000 0 AUSTERLITZ ACQUISITION CORP II COM CL A Common G0633U101 25 2550 SH DFND 1 0 2550 0 AUTHENTIC EQUITY ACQUISITI-A Common G06607108 661 67414 SH DFND 1 0 67414 0 AUTHENTIC EQUITY ACQUISITI-A Common G06607108 133 13586 SH SOLE 13586 0 0 AVALON ACQUISITION INC Common 05338E101 503 50500 SH DFND 1 0 50500 0 AXONPRIME INFRASTRUCTURE-A Common 05467C108 4508 468126 SH SOLE 468126 0 0 B RILEY PRIN 250 MERGER CORP CLASS A COM Common 05602L104 20 2063 SH DFND 1 0 2063 0 BANNER ACQUISITION CORP Common 06654K101 85 8597 SH DFND 1 0 8597 0 BANYAN ACQUISITION CORP Unit 06690B206 889 88860 SH SOLE 88860 0 0 BANYAN ACQUISITION CORPORATION UNIT EX 093028 Unit 06690B206 751 75000 SH DFND 1 0 75000 0 BATTERY FUTURE ACQUISITION C Unit G0888J116 46 4598 SH SOLE 4598 0 0 BATTERY FUTURE ACQUISITION COR UNIT Unit G0888J116 101 10000 SH DFND 1 0 10000 0 BEACHBODY CO INC/THE Common 073463101 61 27000 SH SOLE 27000 0 0 BEARD ENERGY TRANSITION ACQ Common 07402Q200 127 12500 SH DFND 1 0 12500 0 BELONG ACQUISITION CORP Common 08069M102 49 5000 SH DFND 1 0 5000 0 BENESSERE CAPITAL ACQUI-CL A Common 08179B103 2050 200000 SH DFND 1 0 200000 0 BERENSON ACQUISITION CO-CL A Common 083690107 4708 482860 SH DFND 1 0 482860 0 BERENSON ACQUISITION CO-CL A Common 083690107 1901 194951 SH SOLE 194951 0 0 BERENSON ACQUISITION CO-CL A WRNT 8/1/2026 Warrant 083690115 66 245526 SH DFND 1 0 245526 0 BERENSON ACQUISITION CO-CL A WRNT 8/1/2026 Warrant 083690115 21 77398 SH SOLE 77398 0 0 BGP ACQUISITION CORP-A Common 08862W109 5917 613145 SH DFND 1 0 613145 0 BGP ACQUISITION CORP-A Common 08862W109 2109 218555 SH SOLE 218555 0 0 BIOPLUS ACQUISITION CORP Unit G11217109 200 20000 SH DFND 1 0 20000 0 BIOTECH ACQUISITION CO-CL A Common G1125A108 7878 799001 SH SOLE 799001 0 0 BITE ACQUISITION CORP Common 09175K105 737 75268 SH DFND 1 0 75268 0 BITE ACQUISITION CORP Common 09175K105 193 19737 SH SOLE 19737 0 0 BLOCKCHAIN MOON ACQUISITION Common 09370F109 2244 227418 SH DFND 1 0 227418 0 BLOCKCHAIN MOON ACQUISITION Common 09370F109 544 55100 SH SOLE 55100 0 0 BLUESCAPE OPPORTUNITIES AC-A Common G1195N105 727 73750 SH SOLE 73750 0 0 BLUESCAPE OPPORTUNITIES ACQUIS SHS Common G1195N105 1035 105000 SH DFND 1 0 105000 0 BOSTON OMAHA CORP-CL A Common 101044105 52 2000 SH SOLE 2000 0 0 BOXED INC Common 103174108 885 90063 SH SOLE 90063 0 0 BOXED INC WRNT 12/22/2025 Warrant 103174116 268 250000 SH SOLE 250000 0 0 BRIDGETOWN HOLDINGS LTD Common G1355U113 11 1129 SH DFND 1 0 1129 0 BRIDGETOWN HOLDINGS LTD-CL A Common G1355U113 109 11080 SH SOLE 11080 0 0 Broad Capital Acq - RIGHT Equity Rights 11125B110 57 350000 SH SOLE 350000 0 0 BROAD CAPITAL ACQUISITION CORP COM Common 11125B102 992 100000 SH DFND 1 0 100000 0 BROAD CAPITAL ACQUISITION CORP RT Right 11125B110 16 100000 SH DFND 1 0 100000 0 BULL HORN HOLDINGS CORP Common G1686P106 1009 100000 SH DFND 1 0 100000 0 BULLPEN PARLAY ACQUISITION C Unit G1792A126 1334 133204 SH DFND 1 0 133204 0 BULLPEN PARLAY ACQUISITION C Unit G1792A126 100 10009 SH SOLE 10009 0 0 C5 ACQUISITION CORP-A Common 12530D105 704 71039 SH SOLE 71039 0 0 C5 ACQUISITION CORPORATION Common 12530D105 743 75000 SH DFND 1 0 75000 0 CACTUS ACQUISITION CORP 1 LT Unit G1745A116 1917 190000 SH SOLE 190000 0 0 CACTUS ACQUISITION CORP 1 LTD UNIT EX 081728 Unit G1745A116 105 10450 SH DFND 1 0 10450 0 CANNA GLOBAL ACQUISITION CORP CLASS A COM Common 13767K101 289 28909 SH DFND 1 0 28909 0 CANNA GLOBAL ACQUISITION CORP WT EXP 113026 Warrant 13767K119 4 28909 SH DFND 1 0 28909 0 CANNA-GLOBAL ACQUISITIO-CL A Common 13767K101 692 69328 SH SOLE 69328 0 0 CANNA-GLOBAL ACQUISITIO-CL A WRNT 2/9/2023 Warrant 13767K119 10 73228 SH SOLE 73228 0 0 CARNEY TECHNOLOGY ACQU- CL A Common 143636108 6355 647199 SH DFND 1 0 647199 0 CARNEY TECHNOLOGY ACQU- CL A Common 143636108 3667 373398 SH SOLE 373398 0 0 CARTESIAN GROWTH CORP-A Common G19276107 1907 193164 SH DFND 1 0 193164 0 CARTESIAN GROWTH CORP-A Common G19276107 3633 368040 SH SOLE 368040 0 0 CARTICA ACQUISITION CORP Unit G1995D125 505 50000 SH DFND 1 0 50000 0 CARTICA ACQUISITION CORP Unit G1195D125 505 50000 SH SOLE 50000 0 0 CASCADE ACQUISITION COR-CL A Common 147151104 2039 202269 SH DFND 1 0 202269 0 CASCADE ACQUISITION COR-CL A Common 147151104 527 52323 SH SOLE 52323 0 0 CASCADIA ACQUISITION CORP Common 14739D100 25 2550 SH DFND 1 0 2550 0 CATCHA INVESTMENT CORP Common G1962Y102 25 2550 SH DFND 1 0 2550 0 CC NEUBERGER PRIN HLDGS II Common G3166T103 96 9628 SH DFND 1 0 9628 0 CENAQ ENERGY CORP Common 15130M102 26 2550 SH DFND 1 0 2550 0 CERES ACQUISITION CORP - A Common 156734105 183 18350 SH SOLE 18350 0 0 CHAIN BRIDGE I Common G2061X102 62 6290 SH DFND 1 0 6290 0 CHARDAN NEXTECH ACQUISITION Common 159561109 23 2300 SH SOLE 2300 0 0 CHAVRANT CAPITAL ACQ CORP Common G2058L103 2157 217664 SH DFND 1 0 217664 0 CHURCHILL CAPITAL CORP V Common 17144T107 98 10000 SH DFND 1 0 10000 0 CHURCHILL CAPITAL CORP VII Common 17144M102 245 25000 SH DFND 1 0 25000 0 CHURCHILL CAPITAL CORP VII-A Common 17144M102 692 70658 SH SOLE 70658 0 0 CLARIM ACQUISITION CORP-CL A Common 18049C108 1544 157544 SH DFND 1 0 157544 0 CLARIM ACQUISITION CORP-CL A Common 18049C108 299 30546 SH SOLE 30546 0 0 CLEANTECH ACQUISITION CORP Common 18453L107 502 50000 SH DFND 1 0 50000 0 CLEANTECH ACQUISITION CORP Common 18453L107 1520 151200 SH SOLE 151200 0 0 COHN ROBBINS HOLDINGS-CL A Common G23726105 711 71499 SH DFND 1 0 71499 0 COLICITY INC Common 194170106 58 5914 SH DFND 1 0 5914 0 COLISEUM ACQUISITION CORP Common G2263T123 26 2669 SH DFND 1 0 2669 0 COLOMBIER ACQUISITION CORP Common 19533H108 12 1275 SH DFND 1 0 1275 0 COMPASS DIGITAL ACQUISITN CORP UNIT EX 092926 Unit G2476C115 25 2550 SH DFND 1 0 2550 0 COMPUTE HEALTH ACQUISITIN CORP COM CL A Common 204833107 94 9628 SH DFND 1 0 9628 0 CONX CORP Common 212873103 25 2550 SH DFND 1 0 2550 0 CORNER GROWTH ACQUISITION CORP CL A SHS Common G2425N105 246 25000 SH DFND 1 0 25000 0 CORSAIR PARTNERING CORP Common G2540H108 25 2550 SH DFND 1 0 2550 0 COVA ACQUISITION CORP Common G2554Y104 680 69410 SH DFND 1 0 69410 0 CRESCENT COVE ACQUISITION-A Common G2554Y104 133 13586 SH SOLE 13586 0 0 CRESCERA CAPITAL ACQUISITION Unit G26507122 903 90000 SH DFND 1 0 90000 0 CRIXUS BH3 ACQUISITION CO Unit 22677T201 25 2550 SH DFND 1 0 2550 0 CROWN PROPTECH ACQUISITION-A Common G25741102 5 500 SH DFND 1 0 500 0 CROWN PROPTECH ACQUISITION-A Common G25741102 8139 823831 SH SOLE 823831 0 0 CRYPTO 1 ACQUISITION CORP Common G3168A102 248 25000 SH DFND 1 0 25000 0 DAVIDSTEA INC Common 238661102 84 30000 SH SOLE 30000 0 0 DBM GLOBAL INC Common 24024P106 8 125 SH SOLE 125 0 0 DECARBONIZATION PLUS ACQUISITI COM CL A Common G2773W103 75 7550 SH DFND 1 0 7550 0 DECIPHERA PHARMACEUTICALS IN Common 24344T101 19 2000 SH SOLE 2000 0 0 DHB CAPITAL CORP-CL A Common 23291W109 195 19993 SH DFND 1 0 19993 0 DHB CAPITAL CORP-CL A Common 23291W109 98 10007 SH SOLE 10007 0 0 DHB CAPITAL CORP-CL A WRNT 3/15/2028 Warrant 23291W117 2 6663 SH DFND 1 0 6663 0 DHB CAPITAL CORP-CL A WRNT 3/15/2028 Warrant 23291W117 1 3335 SH SOLE 3335 0 0 DIRECT SELLING ACQUISITION-A Common 25460L103 3004 300443 SH SOLE 300443 0 0 DISRUPTIVE ACQUISITION COR-A Common G2770Y102 1007 102921 SH DFND 1 0 102921 0 DISRUPTIVE ACQUISITION COR-A Common G2770Y102 260 26575 SH SOLE 26575 0 0 DP CAP ACQUISITION CORP I Common G2R05B100 149 15000 SH DFND 1 0 15000 0 DTRT HEALTH ACQ CORP-A Common 23344T103 1071 106825 SH DFND 1 0 106825 0 DTRT HEALTH ACQ CORP-A Common 23344T103 1204 120000 SH SOLE 120000 0 0 DUDDELL STREET ACQUISITION-A Common G28553108 195 19614 SH DFND 1 0 19614 0 DUDDELL STREET ACQUISITION-A Common G28553108 32 3265 SH SOLE 3265 0 0 DUNE ACQUISITION CORP Common 265334102 50 5000 SH DFND 1 0 5000 0 DUNE ACQUISITION CORP-CL A Common 265334102 5622 565572 SH SOLE 565572 0 0 E MERGE TECHNOLOGY ACQUISITION COM CL A Common 26873Y104 495 50000 SH DFND 1 0 50000 0 E.MERGE TECHNOLOGY ACQUISI-A Common 26873Y104 495 50000 SH SOLE 50000 0 0 EAST RES ACQUISITION CO Common 274681105 25 2550 SH DFND 1 0 2550 0 EDTECHX HOLDINGS ACQU CORP II COM CL A Common 28139A102 2 200 SH DFND 1 0 200 0 EG ACQUISITION CORP Common 26846A100 10 1059 SH DFND 1 0 1059 0 EJF ACQUISITION CORP-A Common G2955B109 267 26955 SH DFND 1 0 26955 0 ELLIOTT OPPORTUNITY II COR-A Common G30092103 1467 150000 SH DFND 1 0 150000 0 ELLIOTT OPPORTUNITY II COR-A Common G30092103 978 100000 SH SOLE 100000 0 0 EMERGING MARKETS HORIZON -A Common G3033X105 986 100000 SH SOLE 100000 0 0 EMPOWERMENT & INCLUSION-CL A Common 29248N100 916 93373 SH DFND 1 0 93373 0 EMPOWERMENT & INCLUSION-CL A Common 29248N100 22 2274 SH SOLE 2274 0 0 ENERGEM CORP - CLASS A Common G30449105 499 49900 SH SOLE 49900 0 0 ENERGEM CORP - CLASS A WRNT 3/10/2023 Warrant G30449121 10 48600 SH SOLE 48600 0 0 ENERGY HARBOR CORP Common 29279N102 21 352 SH DFND 1 0 352 0 ENPHYS ACQUISITION CORP Unit G3167L125 25 2545 SH DFND 1 0 2545 0 ENTERPRISE 4.0 TECHNOLOGY AC Common G3137C106 886 89138 SH DFND 1 0 89138 0 ENTERPRISE 4.0 TECHNOLOGY AC Common G3137C106 186 18668 SH SOLE 18668 0 0 EPIPHANY TECHNOLOGY ACQUISIT COM CL A Common 29429X109 25 2550 SH DFND 1 0 2550 0 EQUITY DISTRIBUTION ACQUIS-A Common 29465E106 1632 165132 SH DFND 1 0 165132 0 EQUITY DISTRIBUTION ACQUIS-A Common 29465E106 351 35502 SH SOLE 35502 0 0 ESGEN ACQUISITION CORP Unit G3R95N129 57 5650 SH DFND 1 0 5650 0 ESM ACQUISITION CORPORATION Common G3195H104 25 2550 SH DFND 1 0 2550 0 EUCRATES BIOMEDICAL ACQU CORP SHS Common G3141W106 25 2550 SH DFND 1 0 2550 0 EVE MOBILITY ACQUISITION C-A Common G3218G109 470 47475 SH DFND 1 0 47475 0 EVE MOBILITY ACQUISITION C-A Common G3218G109 255 25698 SH SOLE 25698 0 0 EVE MOBILITY ACQUISITION C-A WRNT 5/12/2023 Warrant G3218G117 6 23772 SH DFND 1 0 23772 0 EVE MOBILITY ACQUISITION C-A WRNT 5/12/2023 Warrant G3218G117 5 18739 SH SOLE 18739 0 0 EVEREST CONSOLIDATOR ACQUISI Unit 29978K201 408 40764 SH DFND 1 0 40764 0 EXECUTIVE NETWORK PARTNER-A Common 30158L100 4121 418343 SH DFND 1 0 418343 0 EXECUTIVE NETWORK PARTNER-A Common 30158L100 1619 164353 SH SOLE 164353 0 0 FAT PROJECTS ACQUISITION COR Common G3400W102 282 28536 SH DFND 1 0 28536 0 FERRELLGAS PARTNERS-LP Common 315293209 43 2500 SH SOLE 2500 0 0 FG MERGER CORP Unit 30324Y200 2513 250000 SH DFND 1 0 250000 0 FINNOVATE ACQUISITION CORP Unit G3R34K129 177 17550 SH DFND 1 0 17550 0 FINTECH EVOLUTION ACQUISIT-A Common G3R19A104 35 3563 SH DFND 1 0 3563 0 FINTECH EVOLUTION ACQUISIT-A Common G3R19A104 13 1329 SH SOLE 1329 0 0 FIRST LT ACQUISITION GROUP INC CL A Common 320703101 25 2550 SH DFND 1 0 2550 0 FLAME ACQUISITION CORP Common 33850F108 60 6131 SH DFND 1 0 6131 0 FOCUS IMPACT ACQUISITION CORP UNIT EX 102826 Unit 34417L208 86 8550 SH DFND 1 0 8550 0 FOCUS IMPACT ACQUISITION-A Common 34417L109 40 4000 SH SOLE 4000 0 0 FOREST ROAD ACQUISITION COR II CL A Common 34619V103 25 2550 SH DFND 1 0 2550 0 FORTISTAR SUSTAINABLE SOL CORP COM CL A Common 34962M106 25 2550 SH DFND 1 0 2550 0 FORTUNE RISE ACQUISITION COR Unit 34969G201 1184 116790 SH DFND 1 0 116790 0 FORTUNE RISE ACQUISITION COR Unit 34969G201 64 6323 SH SOLE 6323 0 0 FORUM MERGER IV CORP-A Common 349875104 1406 143882 SH DFND 1 0 143882 0 FORUM MERGER IV CORP-A Common 349875104 369 37813 SH SOLE 37813 0 0 FOXWAYNE ENTERPRISES ACQ- A Common 35166L109 226 22477 SH SOLE 22477 0 0 FRAZIER LIFESCIENCES ACQU CORP CL A SHS Common G3710A105 12 1217 SH DFND 1 0 1217 0 FTAC HERA ACQUISITION CORP Common G3728Y103 44 4460 SH DFND 1 0 4460 0 FTAC PARNASSUS ACQUISITN CORP CLASS A COM Common 30319B108 25 2550 SH DFND 1 0 2550 0 FUTURE HEALTH ESG CORP Unit 36118W201 5 450 SH DFND 1 0 450 0 FUTURETECH II ACQUISITION CO Unit 36119D202 1503 150000 SH DFND 1 0 150000 0 G SQUARED ASCEND I INC Common G4204R109 116 11792 SH DFND 1 0 11792 0 G SQUARED ASCEND I INC-CL A Common G4204R109 1084 110000 SH SOLE 110000 0 0 G SQUARED ASCEND II INC -A Common G42041106 302 30710 SH DFND 1 0 30710 0 G SQUARED ASCEND II INC -A Common G42041106 180 18297 SH SOLE 18297 0 0 G&P ACQUISITION CORP-CL A Common 36146G103 3709 373662 SH DFND 1 0 373662 0 G&P ACQUISITION CORP-CL A Common 36146G103 917 92363 SH SOLE 92363 0 0 G3 VRM ACQUISITION CORP-CL A Common 362425100 1078 105554 SH DFND 1 0 105554 0 GAMES & ESPORTS EXPERIENCE-A Common G3731J119 1000 100000 SH SOLE 100000 0 0 GAMES & ESPORTS EXPRNC ACQ CRP UNIT EX 120126 Unit G3731J101 152 15000 SH DFND 1 0 15000 0 Garrett Motion Pfd Equity Preference 366505204 164 19718 SH DFND 1 0 19718 0 Garrett Motion Pfd Equity Preference 366505204 94 11292 SH SOLE 11292 0 0 GIGINTERNATIONAL1 INC Common 37518W106 50 5000 SH DFND 1 0 5000 0 GLADSTONE ACQUISITION CORP Common 37653T108 543 54052 SH DFND 1 0 54052 0 GLENFARNE MERGER CORP Common 378579106 25 2550 SH DFND 1 0 2550 0 GLOBAL CONSUMER ACQUISITION Common 37892B108 5081 508318 SH DFND 1 0 508318 0 GLOBAL CONSUMER ACQUISITION Common 37892B108 1596 159669 SH SOLE 159669 0 0 GLOBAL PARTNER ACQUISITION CORP. II - A Common G3934P102 745 75769 SH DFND 1 0 75769 0 GLOBAL PARTNER ACQUISITION CORP. II - A Common G3934P102 193 19631 SH SOLE 19631 0 0 GLOBAL SPAC PARTNERS CO-SUB Unit G3934K103 3017 298869 SH DFND 1 0 298869 0 GLOBAL SPAC PARTNERS CO-SUB Unit G3934K103 2523 250000 SH SOLE 250000 0 0 GLOBAL SYNERGY ACQUISITION-A Common G3934J106 445 44773 SH DFND 1 0 44773 0 GLOBAL TECHNOLOGY ACQUISITIO Unit G3934N123 129 12792 SH DFND 1 0 12792 0 GLOBIS ACQUISITION CORP Common 379582109 154 15000 SH DFND 1 0 15000 0 GLOBIS ACQUISITION CORP Common 379582109 5812 568145 SH SOLE 568145 0 0 GO ACQUISITION CORP Common 362019101 198 20000 SH DFND 1 0 20000 0 GO ACQUISITION CORP-CLASS A Common 362019101 768 77550 SH SOLE 77550 0 0 GOAL ACQUISITIONS CORP Common 38021H107 186 19010 SH DFND 1 0 19010 0 GOGREEN INVESTMENTS CORP Unit G9461B127 46 4550 SH DFND 1 0 4550 0 GOGREEN INVESTMENTS CORP Unit G9461B127 49 4813 SH SOLE 4813 0 0 GOLAR LNG LTD Common G9456A100 37 1500 SH SOLE 1500 0 0 GOLDEN FALCON ACQUISITI-CL A Common 38102H109 2186 222833 SH DFND 1 0 222833 0 GOLDEN FALCON ACQUISITI-CL A Common 38102H109 580 59167 SH SOLE 59167 0 0 GOLDEN PATH ACQUISITION CORP Common G4028H105 1631 162002 SH SOLE 162002 0 0 GOLDENSTONE ACQUISITION LTD Unit 38136Y201 167 16666 SH DFND 1 0 16666 0 GOLDENSTONE ACQUISITION LTD Unit 38136Y201 84 8334 SH SOLE 8334 0 0 GOLDMAN SACHS BDC INC 4.5 4/1/2022 Convertible Bond 38147UAB3 760 743000 PRN DFND 1 0 743000 0 GOLDMAN SACHS BDC INC 4.5 4/1/2022 Convertible Bond 38147UAB3 1435 1403000 PRN SOLE 1403000 0 0 GROUP NINE ACQUISITION CORP Common 39947R104 74 7550 SH DFND 1 0 7550 0 GSR II METEORA ACQUISITION C Unit 36263W204 3187 316600 SH DFND 1 0 316600 0 H I G ACQUISITION CORP Common G44898107 25 2550 SH DFND 1 0 2550 0 HAMILTON LANE ALL-CLASS A Common 40749M103 2143 218856 SH DFND 1 0 218856 0 HAMILTON LANE ALL-CLASS A Common 40749M103 1413 144375 SH SOLE 144375 0 0 HAYMAKER ACQUISITION CORP-A Common 42087R108 988 100000 SH SOLE 100000 0 0 HCM ACQUISITION CO Unit G4365A119 450 45000 SH DFND 1 0 45000 0 HCM ACQUISITION CORP Common G4365A119 2545 255000 SH SOLE 255000 0 0 HEALTH ASSURN ACQUISITION CORP COM CL A Common 42226W109 95 9628 SH DFND 1 0 9628 0 HEALTH SCIENCES ACQ CORP 2 Common G4411D109 99 10000 SH DFND 1 0 10000 0 HEALTHCARE SERVICES ACQUI-A Common 42227K104 821 83739 SH DFND 1 0 83739 0 HEALTHCARE SERVICES ACQUI-A Common 42227K104 133 13586 SH SOLE 13586 0 0 HEARTLAND MEDIA ACQUISITION Unit 42237V207 3311 332409 SH DFND 1 0 332409 0 HEARTLAND MEDIA ACQUISITION Unit 42237V207 673 67591 SH SOLE 67591 0 0 HH&L ACQUISITION CO Common G39714103 25 2550 SH DFND 1 0 2550 0 HIGHLAND TRANSCEND PART-CL A Common G44690108 4443 451954 SH SOLE 451954 0 0 HIGHLAND TRANSCEND PARTNERS I COM CL A Common G44690108 295 30000 SH DFND 1 0 30000 0 HNR ACQUISITION CORP Unit 40472A201 2010 200000 SH DFND 1 0 200000 0 HNR ACQUISITION CORP Unit 40472A201 502 50000 SH SOLE 50000 0 0 HPX CORP Common G32219100 9 900 SH DFND 1 0 900 0 HUDSON EXECUTIVE INVES III Common 44376L107 90 9238 SH DFND 1 0 9238 0 HUDSON EXECUTIVE INVS CORP II COM CL A Common 443760103 25 2550 SH DFND 1 0 2550 0 HUNT COMPANIES ACQUISITIO Unit G46482116 91 9002 SH DFND 1 0 9002 0 ICONIC SPORTS ACQ CORP-A Common G4712C107 6115 611504 SH DFND 1 0 611504 0 ICONIC SPORTS ACQ CORP-A Common G4712C107 2610 260967 SH SOLE 260967 0 0 IG ACQUISITION CORP Common 449534106 31 3140 SH DFND 1 0 3140 0 IGNYTE ACQUISITION CORP Common 45175H106 681 69151 SH DFND 1 0 69151 0 IGNYTE ACQUISITION CORP Common 45175H106 134 13586 SH SOLE 13586 0 0 INDEPENDENCE HOLDINGS CORP Common G4761A101 563 57550 SH DFND 1 0 57550 0 INFINITE ACQUISITION CORP Unit G48028115 280 28000 SH DFND 1 0 28000 0 INFINITE ACQUISITION CORP Unit G48028115 93 9283 SH SOLE 9283 0 0 INFINT ACQUISITION CORP-A Common G47862100 439 43880 SH DFND 1 0 43880 0 INFINT ACQUISITION CORP-A Common G47862100 2000 200000 SH SOLE 200000 0 0 INFINT ACQUISITION CORP-A WRNT 5/19/2027 Warrant G47862126 4 21940 SH DFND 1 0 21940 0 INFINT ACQUISITION CORP-A WRNT 5/19/2027 Warrant G47862126 21 125000 SH SOLE 125000 0 0 INFLECTION POINT ACQUSTN CORP UNIT EX 092126 Unit G47874105 0 18 SH DFND 1 0 18 0 INNOVATIVE INTERNATIONAL A-A Common G4809M109 1478 147800 SH SOLE 147800 0 0 INNOVATIVE INTERNATIONAL A-A WRNT 4/3/2023 Warrant G4809M125 16 71245 SH SOLE 71245 0 0 INNOVATIVE INTL ACQUSITIN CORP CLASS A ORD Common G4809M109 104 10358 SH DFND 1 0 10358 0 INNOVATIVE INTL ACQUSITIN CORP WT EXP 070128 Warrant G4809M125 1 5179 SH DFND 1 0 5179 0 INSIGHT ACQUISITION CORP Common 45784L100 25 2550 SH DFND 1 0 2550 0 INTEGRAL ACQUISITION CORP 1 Common 45827K200 26 2550 SH DFND 1 0 2550 0 INTEGRATED RAIL AND RES ACQ Common 45827R106 70 7000 SH DFND 1 0 7000 0 INTERNATIONAL MEDIA ACQUISITIO CLASS A COM Common 459867107 78 7821 SH DFND 1 0 7821 0 INTERPRIVATE II ACQUISITION CO CL A COM Common 46064Q108 25 2550 SH DFND 1 0 2550 0 INVESTCORP EUROPE ACQUISI-A Common G4923T105 3393 340000 SH SOLE 340000 0 0 INVESTCORP EUROPE ACQUISITION CLASS A ORD SHS Common G4923T105 599 60000 SH DFND 1 0 60000 0 IRON SPARK I INC Common 46301G103 50 5000 SH DFND 1 0 5000 0 ISLEWORTH HEALTHCARE ACQUISI Common 46468P102 1528 154399 SH DFND 1 0 154399 0 ISLEWORTH HEALTHCARE ACQUISI Common 46468P102 354 35763 SH SOLE 35763 0 0 ITHAX ACQUISITION CORP Common G49775102 48 4867 SH DFND 1 0 4867 0 ITIQUIRA ACQUISITION CORP-A Common G49773107 574 58505 SH DFND 1 0 58505 0 ITIQUIRA ACQUISITION CORP-A Common G49773107 133 13586 SH SOLE 13586 0 0 IX ACQUISITION CORP Unit G5000D129 25 2550 SH DFND 1 0 2550 0 JACKSON ACQUISITION CO-CL A Common 46653C106 897 90777 SH DFND 1 0 90777 0 JACKSON ACQUISITION CO-CL A Common 46653C106 338 34223 SH SOLE 34223 0 0 JAGUAR GLOBAL GROWTH CORP I Unit G5S11A148 502 50000 SH DFND 1 0 50000 0 JATT ACQUISITION CORP - A Common G50752107 496 50000 SH SOLE 50000 0 0 JAWS MUSTANG ACQUISITION CORP SHS CL A Common G50737108 25 2550 SH DFND 1 0 2550 0 JOFF FINTECH ACQ CORP-A Common 46592C100 871 89180 SH DFND 1 0 89180 0 June 22 Calls on GLNG US 17.5 6/17/2022 Equity Call G9456A900 294 382 SH Call DFND 1 0 382 0 June 22 Calls on GLNG US 17.5 6/17/2022 Equity Call G9456A900 168 218 SH Call SOLE 218 0 0 JUNIPER II CORP -CLASS A Common 48203N103 399 40095 SH DFND 1 0 40095 0 JUNIPER II CORP -CLASS A Common 48203N103 287 28876 SH SOLE 28876 0 0 JUPITER ACQUISITION CORP Common 482082104 25 2550 SH DFND 1 0 2550 0 KAIROUS ACQUISITION CORP LTD Common G52131110 992 100000 SH SOLE 100000 0 0 KAIROUS ACQUISITION CORP LTD WRNT 11/24/2023 Warrant G52131128 8 50000 SH SOLE 50000 0 0 KAIROUS ACQUISITION CORP-RTS Right G52131136 16 100000 SH SOLE 100000 0 0 KENSINGTON CAPITAL ACQUISITION SHS CL A Common G5251K103 25 2550 SH DFND 1 0 2550 0 KING PUBCO INC Common 50066V107 370 61669 SH DFND 1 0 61669 0 KING PUBCO INC Common 50066V107 269 44873 SH SOLE 44873 0 0 KINGSWOOD ACQUISITION CORP Common 496861105 15 1500 SH DFND 1 0 1500 0 KINS TECHNOLOGY GROUP INC Common 49714K109 252 25000 SH DFND 1 0 25000 0 KINS TECHNOLOGY GROUP INC-A Common 49714K109 60 5974 SH SOLE 5974 0 0 KISMET ACQUISITION TWO CORP Common G52807107 74 7550 SH DFND 1 0 7550 0 KL ACQUISITION CORP Common 49837C109 11 1108 SH DFND 1 0 1108 0 KLUDEIN I ACQUISITION CORP Common 49878L109 4 451 SH DFND 1 0 451 0 KLUDEIN I ACQUISITION CORP-A Common 49878L109 206 20739 SH SOLE 20739 0 0 KNIGHTSWAN ACQUISITION CORP Unit 499103208 2726 272377 SH DFND 1 0 272377 0 KNIGHTSWAN ACQUISITION CORP Unit 499103208 527 52623 SH SOLE 52623 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS Common G5346G125 25 2550 SH DFND 1 0 2550 0 L&F ACQUISITION CORP/IL -A Common G53702109 1615 159627 SH DFND 1 0 159627 0 L&F ACQUISITION CORP/IL -A Common G53702109 10049 993032 SH SOLE 993032 0 0 LADDER CAPITAL CORP-REIT Common 505743104 14 1500 SH DFND 1 0 1500 0 LAKESHORE ACQUISITION II COR Common G5352N139 2561 255000 SH SOLE 255000 0 0 LANDCADIA HOLDINGS IV INC Common 51477A104 25 2550 SH DFND 1 0 2550 0 LARKSPUR HEALTH ACQ. CORP. - WARRANTS Warrant 51724W115 90 525000 SH SOLE 525000 0 0 LARKSPUR HEALTH ACQUISITIO-A Common 51724W107 6965 700000 SH SOLE 700000 0 0 LAVA MEDTECH ACQUISITION COR Unit 519345201 562 55635 SH DFND 1 0 55635 0 LEAD EDGE GROWTH OPRTUNTS LTD COM Common G54085108 244 25000 SH DFND 1 0 25000 0 LEAFLY HOLDINGS INC Common 52178J105 248 29925 SH DFND 1 0 29925 0 LEAFLY HOLDINGS INC Common 52178J105 63 7575 SH SOLE 7575 0 0 LEAFLY HOLDINGS INC WRNT 11/7/2026 Warrant 52178J113 311 239400 SH DFND 1 0 239400 0 LEAFLY HOLDINGS INC WRNT 11/7/2026 Warrant 52178J113 79 60600 SH SOLE 60600 0 0 LEARN CW INVESTMENT CORP-A Common G54157105 5 500 SH SOLE 500 0 0 LEFTERIS ACQUISITION CORP Common 52470X109 74 7550 SH DFND 1 0 7550 0 LEGATO MERGER CORP II Unit 52473Y203 347 34502 SH DFND 1 0 34502 0 LEO HLDGS CORP II Common G5463R102 49 5000 SH DFND 1 0 5000 0 LEVERE HOLDINGS CORP-A Common G5462L106 103 10518 SH SOLE 10518 0 0 LF CAPITAL ACQUISITION CORP II UNIT EX 051528 Unit 50202D201 101 10000 SH DFND 1 0 10000 0 LIBERTY RESOURCES ACQUI-CL A Common 53118A105 500 50000 SH SOLE 50000 0 0 LIGHTJUMP ACQUISITION CORP Common 53228M106 531 53466 SH DFND 1 0 53466 0 LIONHEART III CORP Unit 536262207 26 2550 SH DFND 1 0 2550 0 LIVE OAK CRESTVIEW CLIMATE ACQ CL A COM Common 538086109 194 20000 SH DFND 1 0 20000 0 LMF ACQUISITION OPPORTUNIT-A Common 502015100 153 15160 SH DFND 1 0 15160 0 LMF ACQUISITION OPPORTUNIT-A Common 502015100 226 22366 SH SOLE 22366 0 0 LOCAL BOUNTI CORP Common 53960E106 136 16000 SH SOLE 16000 0 0 M3 BRIGADE ACQUISITION II CORP COM CL A Common 553800103 100 10176 SH DFND 1 0 10176 0 M3 BRIGADE ACQUISITION III Common 55407R103 125 12550 SH DFND 1 0 12550 0 M3 BRIGADE ACQUISITION III Warrant 55407R111 1 4183 SH DFND 1 0 4183 0 M3-BRIGADE ACQUISITION -CL A Common 55407R103 3571 358543 SH SOLE 358543 0 0 M3-BRIGADE ACQUISITION -CL A WRNT 5/11/2023 Warrant 55407R111 31 125320 SH SOLE 125320 0 0 M3-BRIGADE ACQUISITION II-A Common 553800103 1397 143007 SH SOLE 143007 0 0 MACONDRAY CAP ACQUISITN CORP I CLASS A ORD SHS Common G5853A107 95 9628 SH DFND 1 0 9628 0 MAGELLAN MIDSTREAM PARTNERS Common 559080106 3584 73030 SH DFND 1 0 73030 0 MAGELLAN MIDSTREAM PARTNERS Common 559080106 2075 42292 SH SOLE 42292 0 0 MAQUIA CAPITAL ACQUISITION CRP CLASS A COM Common 56564V101 26 2550 SH DFND 1 0 2550 0 MARKETWISE INC Common 57064P107 15 3221 SH DFND 1 0 3221 0 MARKETWISE INC Common 57064P107 478 101245 SH SOLE 101245 0 0 MASON INDUSTRIAL TECHN-CL A Common 57520Y106 11980 1226195 SH DFND 1 0 1226195 0 MASON INDUSTRIAL TECHN-CL A Common 57520Y106 3852 394255 SH SOLE 394255 0 0 MCLAREN TECHNOLOGY ACQ CORP Unit 58176U208 26 2550 SH DFND 1 0 2550 0 MEDTECH ACQUISITION CORP Common 58507N105 490 50000 SH DFND 1 0 50000 0 MERCATO PARTNERS ACQUISITI-A Common 58759A108 3976 400000 SH SOLE 400000 0 0 MERCATO PARTNERS ACQUISITION C CLASS A COM Common 58759A108 157 15850 SH DFND 1 0 15850 0 MERCURY ECOMMERCE ACQUISIT-A Common 589381102 3926 400000 SH DFND 1 0 400000 0 MINORITY EQUALITY OPPORTUNITIE CLASS A COM Common 60436Q100 26 2550 SH DFND 1 0 2550 0 MISSION ADVANCEMENT CORP Common 60501L101 25 2550 SH DFND 1 0 2550 0 MODEL PERFORMANCE ACQUISIT-A Common 57682V106 105 10352 SH SOLE 10352 0 0 MONTEREY BIO ACQUISITION CORP COM Common 61240F108 100 10000 SH DFND 1 0 10000 0 MOUNTAIN CREST ACQUISITION C Unit 62404B206 475 47909 SH SOLE 47909 0 0 MUDRICK CAPITAL ACQU CORP II COM CL A Common 62477L107 351 35014 SH DFND 1 0 35014 0 NABORS ENERGY TRANSITION - A Common 629567108 1443 144580 SH SOLE 144580 0 0 NABORS ENERGY TRANSITION CORP CL A COM Common 629567108 50 4999 SH DFND 1 0 4999 0 NATURAL ORDER ACQUISITION CORP COM Common 63889L107 7 700 SH DFND 1 0 700 0 NETWORK-1 TECHNOLOGIES INC Common 64121N109 81 31100 SH SOLE 31100 0 0 NEW PROVIDENCE ACQUISITION C Unit 64823D201 1108 110296 SH DFND 1 0 110296 0 NEW VISTA ACQUISITION CORP Common G6529L105 25 2550 SH DFND 1 0 2550 0 NEWCOURT ACQUISITION CORP Unit G6448C111 38 3823 SH DFND 1 0 3823 0 NIGHTDRAGON ACQUISITION CORP CLASS A COM Common 65413D105 65 6630 SH DFND 1 0 6630 0 NOBLE ROCK ACQUISITION COR-A Common 06546R101 167 17046 SH DFND 1 0 17046 0 NOBLE ROCK ACQUISITION COR-A Common 06546R101 102 10420 SH SOLE 10420 0 0 NOCTURNE ACQUISITION CORP Common G6580S114 70 6924 SH DFND 1 0 6924 0 NORTH ATLANTIC ACQUISITN CORP CL A SHS Common G66139109 158 16050 SH DFND 1 0 16050 0 NORTH MOUNTAIN MERGER CORP Common 661204107 15 1500 SH DFND 1 0 1500 0 NORTHERN STAR INVEST CORP III COM CL A Common 66574L100 25 2550 SH DFND 1 0 2550 0 NORTHERN STAR INVESTMENT -A Common 66574L100 85 8670 SH SOLE 8670 0 0 OAKTREE ACQ CORP II - CL A Common G6715X103 1288 129424 SH DFND 1 0 129424 0 OAKTREE ACQ CORP II - CL A Common G6715X103 1011 101567 SH SOLE 101567 0 0 OCEANTECH ACQUISITIONS I CORP CLASS A COM Common 675507107 26 2545 SH DFND 1 0 2545 0 OMNICHANNEL ACQUISITION-CL A Common 68218L108 2638 264637 SH DFND 1 0 264637 0 OMNICHANNEL ACQUISITION-CL A Common 68218L108 5379 539538 SH SOLE 539538 0 0 OMNILIT ACQUISITION CORP-A Common 68218C108 535 53721 SH DFND 1 0 53721 0 OMNILIT ACQUISITION CORP-A Common 68218C108 76 7608 SH SOLE 7608 0 0 OMNILIT ACQUISITION CORP-A WRNT 11/8/2026 Warrant 68218C116 6 26859 SH DFND 1 0 26859 0 OMNILIT ACQUISITION CORP-A WRNT 11/8/2026 Warrant 68218C116 1 3804 SH SOLE 3804 0 0 ONE EQUITY PARTNERS OPEN-A Common 68237L105 1264 129093 SH DFND 1 0 129093 0 ONE EQUITY PARTNERS OPEN-A Common 68237L105 364 37204 SH SOLE 37204 0 0 ONYX ACQUISITION CO I Common G6755Q109 125 12550 SH DFND 1 0 12550 0 ONYX ACQUISITION CO I Warrant G6755Q117 2 6275 SH DFND 1 0 6275 0 ONYX ACQUISITION CO I-CL A Common G6755Q109 699 70000 SH SOLE 70000 0 0 ONYX ACQUISITION CO I-CL A WRNT 1/7/2023 Warrant G6755Q117 8 35000 SH SOLE 35000 0 0 OPY ACQUISITION CORP I Unit 671005205 4 400 SH DFND 1 0 400 0 ORION ACQUISITION CORP Common 68626A108 25 2550 SH DFND 1 0 2550 0 OTR ACQUISITION CORP-CLASS A Common 67113Q105 341 33414 SH DFND 1 0 33414 0 OXBRIDGE ACQUISITION CORP Common G6855L109 26 2550 SH DFND 1 0 2550 0 OXUS ACQUISITION CORP Common G6859L105 75 7550 SH DFND 1 0 7550 0 OYSTER ENTERPRISES-CL A Common 69242M104 514 52500 SH DFND 1 0 52500 0 OYSTER ENTERPRISES-CL A Common 69242M104 133 13586 SH SOLE 13586 0 0 PACIFICO ACQUISITION CORP Common 69512X103 100 10000 SH DFND 1 0 10000 0 PANACEA ACQUISITION CORPII-A Common G6882C106 65 6700 SH SOLE 6700 0 0 PAPAYA GROWTH OPPORTUNITY CO Unit 69882P201 1752 175000 SH SOLE 175000 0 0 PAPAYA GRWT OPPORTUNITY CORP I UNIT EX 123128 Unit 69882P201 751 75000 SH DFND 1 0 75000 0 PATHFINDER ACQUISITION CORP Common G04119106 76 7785 SH DFND 1 0 7785 0 PEARL HOLDINGS ACQUISITION-A Common G44525106 371 37533 SH DFND 1 0 37533 0 PEARL HOLDINGS ACQUISITION-A Common G44525106 461 46686 SH SOLE 46686 0 0 PEARL HOLDINGS ACQUISITION-A WRNT 12/15/2026 Warrant G44525114 5 18766 SH DFND 1 0 18766 0 PEARL HOLDINGS ACQUISITION-A WRNT 12/15/2026 Warrant G44525114 6 23343 SH SOLE 23343 0 0 PEPPERLIME HEALTH ACQUSTN CORP UNIT Unit G70021129 26 2550 SH DFND 1 0 2550 0 PERCEPTION CAPITAL CORP II Unit G7007D128 82 8135 SH DFND 1 0 8135 0 PERCEPTION CAPITAL CORP II Unit G7007D128 94 9375 SH SOLE 9375 0 0 PERIDOT ACQUISITION CORP-A Common G7008B105 1214 124163 SH DFND 1 0 124163 0 PERIDOT ACQUISITION CORP-A Common G7008B105 270 27595 SH SOLE 27595 0 0 PERSHING SQUARE TONTINE -A Common 71531R109 2486 125000 SH SOLE 125000 0 0 PINTEREST INC- CLASS A Common 72352L106 25 1000 SH SOLE 1000 0 0 PIONEER MERGER CORP Common G7S24C103 83 8484 SH DFND 1 0 8484 0 PIONEER MERGER CORP -CLASS A Common G7S24C103 491 50000 SH SOLE 50000 0 0 PIVOTAL INVESTMENT CORP III Common 72582M106 21 2150 SH DFND 1 0 2150 0 PLUM ACQUISITION CORP I Common G7134L126 25 2550 SH DFND 1 0 2550 0 PMV CONSUMER ACQUISITION CORP COM Common 693486102 25 2550 SH DFND 1 0 2550 0 PONTEM CORP-CLASS A Common G71707106 366 37342 SH DFND 1 0 37342 0 PONTEM CORP-CLASS A Common G71707106 31 3197 SH SOLE 3197 0 0 POPULATION HEALTH INVS CO INC SHS CL A Common G71716107 186 18901 SH DFND 1 0 18901 0 POWERUP ACQUISITION CORP Unit G7207P111 376 37367 SH DFND 1 0 37367 0 PRIMAVERA CAPITAL ACQUIST CORP SHS CL A Common G7255E109 68 6906 SH DFND 1 0 6906 0 PRIME IMPACT ACQUISITION I Common G61074103 49 5000 SH DFND 1 0 5000 0 PROGRESS ACQUISITION CORP Common 74327P105 25 2550 SH DFND 1 0 2550 0 PROJECT ENERGY REIMAGINED ACQU CLASS A ORD Common G72556106 4 400 SH DFND 1 0 400 0 PROOF ACQUISITION CORP I-A Common 74349W104 650 65686 SH DFND 1 0 65686 0 PROOF ACQUISITION CORP I-A Common 74349W104 312 31521 SH SOLE 31521 0 0 PROOF ACQUISITION CORP I-A WRNT 12/3/2023 Warrant 74349W112 9 32842 SH DFND 1 0 32842 0 PROOF ACQUISITION CORP I-A WRNT 12/3/2023 Warrant 74349W112 4 15760 SH SOLE 15760 0 0 PROPERTY SOLUTIONS ACQUISITION COM CL A Common 74350A108 25 2550 SH DFND 1 0 2550 0 PROPTECH INVESTMENT CORP II Common 743497109 34 3495 SH DFND 1 0 3495 0 PROSPECT CAPITAL CORP 4.95 7/15/2022 Convertible Bond 74348TAR3 841 835000 PRN DFND 1 0 835000 0 PWP FORWARD ACQUISITION CO-A Common 74709Q101 336 34335 SH DFND 1 0 34335 0 PWP FORWARD ACQUISITION CO-A Common 74709Q101 134 13748 SH SOLE 13748 0 0 PYROPHYTE ACQUISITION CORP Common G7308P101 20 2000 SH DFND 1 0 2000 0 PYROPHYTE ACQUISITION CORP Unit G7308P119 617 60820 SH DFND 1 0 60820 0 PYROPHYTE ACQUISITION CORP Unit G7308P119 24 2350 SH SOLE 2350 0 0 RCF ACQUISITION CORP Unit G7330C128 101 10000 SH DFND 1 0 10000 0 READING INTERNATIONAL INC-A Common 755408101 9 2000 SH SOLE 2000 0 0 RECHARGE ACQUISITION CORP Common 756229100 26 2618 SH DFND 1 0 2618 0 REDWOODS ACQUISITION CORP Unit 758083208 188 18750 SH DFND 1 0 18750 0 REDWOODS ACQUISITION CORP Unit 758083208 564 56250 SH SOLE 56250 0 0 RELATIVITY ACQUISITION CORP Unit 75944B205 2311 229459 SH DFND 1 0 229459 0 RELATIVITY ACQUISITION CORP Unit 75944B205 3423 339941 SH SOLE 339941 0 0 RESCAP LIQUIDATING TRUST Common 760841205 373 621485 SH DFND 1 0 621485 0 RESCAP LIQUIDATING TRUST Common 760841205 212 353515 SH SOLE 353515 0 0 RESERVOIR MEDIA INC Common 76119X105 49 5000 SH SOLE 5000 0 0 REVELSTONE CAPITAL ACQUISITI Unit 76137R205 2496 252666 SH DFND 1 0 252666 0 REVOLUTION HEALTHCAR AQ CORP CLASS A COM Common 76155Y108 4 400 SH DFND 1 0 400 0 RMG ACQUISITION CORP III -A Common G76088106 1487 151729 SH DFND 1 0 151729 0 RMG ACQUISITION CORP III -A Common G76088106 1291 131771 SH SOLE 131771 0 0 ROC ENERGY ACQUISITION CORP Unit 77118V207 63 6249 SH DFND 1 0 6249 0 ROCKET INTERNET GRWT OPRT CORP SHS CL A Common G7613T103 25 2550 SH DFND 1 0 2550 0 ROSE HILL ACQUISITION CORP Unit G7637J115 178 17550 SH DFND 1 0 17550 0 RXR ACQUISITION CORP- CL A Common 74981W107 106 10840 SH DFND 1 0 10840 0 RXR ACQUISITION CORP- CL A Common 74981W107 37 3782 SH SOLE 3782 0 0 SCHULTZE SPL PURP ACQ CORP II UNIT EXP 032528 Unit 808212203 24 2381 SH DFND 1 0 2381 0 SCION TECH GROWTH I Common G31067104 74 7550 SH DFND 1 0 7550 0 SCION TECH GROWTH II Common G31070108 25 2550 SH DFND 1 0 2550 0 SEAPORT CALIBRE MATLS ACQUISIT UNIT EX 102826 Unit 812204204 4 400 SH DFND 1 0 400 0 SEAPORT GLOBAL ACQUISITION-A Common 81221H105 1190 120059 SH DFND 1 0 120059 0 SEAPORT GLOBAL ACQUISITION-A Common 81221H105 1585 159941 SH SOLE 159941 0 0 SEMPER PARATUS ACQUISITION COR CLASS A ORD Common G8028L107 175 17550 SH DFND 1 0 17550 0 SEMPER PARATUS ACQUISITION-A Common G8028L107 1748 175000 SH SOLE 175000 0 0 SENIOR CONNECT ACQUISITN CORP COM CL A Common 81723H108 25 2550 SH DFND 1 0 2550 0 SHOULDERUP TECHNOLOGY ACQUIS Unit 82537G203 295 29317 SH DFND 1 0 29317 0 SIGNAL HILL ACQUISITION CORP Unit 82664R204 2697 270000 SH DFND 1 0 270000 0 SILVER CREST ACQUISITION C-A Common G81355102 441 44898 SH DFND 1 0 44898 0 SILVER CREST ACQUISITION C-A Common G81355102 883 89786 SH SOLE 89786 0 0 SILVER SPIKE ACQUISITN CORP II CLASS A ORD SHS Common G8201H105 47 4750 SH DFND 1 0 4750 0 SILVER SPIKE III ACQUISITION C CL A SHS Common 828175109 1001 100100 SH DFND 1 0 100100 0 SILVERSPAC INC Common G8136V104 25 2550 SH DFND 1 0 2550 0 SIMON PROPERTY GRP ACQ HOLDIN COM CL A Common 82880R103 25 2550 SH DFND 1 0 2550 0 SIZZLE ACQUISITION CORP Unit 83014E208 176 17550 SH DFND 1 0 17550 0 SIZZLE ACQUISITION CORP Common 83014E109 746 75000 SH SOLE 75000 0 0 SIZZLE ACQUISITION CORP WRNT 3/12/2026 Warrant 83014E117 6 37500 SH SOLE 37500 0 0 SLAM CORP Common G8210L105 25 2550 SH DFND 1 0 2550 0 SLAM CORP-A Common G8210L105 551 56346 SH SOLE 56346 0 0 SPINDLETOP HEALTH ACQUISITIO Unit 84854Q202 526 52492 SH SOLE 52492 0 0 SPINDLETOP HEALTH ACQUISITION UNIT EX 110426 Unit 84854Q202 126 12558 SH DFND 1 0 12558 0 SPIRE GLOBAL INC Common 848560108 21 10000 SH SOLE 10000 0 0 SPORTSMAP TECH ACQUISITION C Common 84921J108 342 34573 SH DFND 1 0 34573 0 SPORTSMAP TECH ACQUISITION C Common 84921J108 14 1453 SH SOLE 1453 0 0 SPORTSTEK ACQUISITION CORP Common 849196100 49 5000 SH DFND 1 0 5000 0 SPREE ACQUISITION CORP 1 LTD Common G83745102 6985 702000 SH SOLE 702000 0 0 SPREE ACQUISITION CORP 1 LTD CL A ORD SHS Common G83745102 498 50000 SH DFND 1 0 50000 0 SPREE ACQUISITION CORP 1 LTD WRNT 12/22/2028 Warrant G83745128 67 351000 SH SOLE 351000 0 0 SPREE ACQUISITION CORP 1 LTD WT EXP 122228 Warrant G83745128 5 25000 SH DFND 1 0 25000 0 SPRINGWATER SPL SITUATIONS COR COM Common 85205U107 25 2550 SH DFND 1 0 2550 0 ST ENERGY TRANSITION I LTD Unit G8465L123 479 47866 SH DFND 1 0 47866 0 ST ENERGY TRANSITION I LTD Unit G8465L123 12 1218 SH SOLE 1218 0 0 STONEBRIDGE ACQUISITION CORP Unit G85094111 74 7371 SH SOLE 7371 0 0 STRATIM CLOUD ACQUISITION CO Common 86309R107 43 4407 SH SOLE 4407 0 0 SUPERNOVA PARTN ACQ CO III LTD SHS CL A Common G8T90F102 25 2550 SH DFND 1 0 2550 0 SUSTAINABLE DEVELP ACQU I CORP COM CL A Common 86934L103 25 2550 SH DFND 1 0 2550 0 SVF INVESTMENT CORP Common G8601L102 313 31941 SH DFND 1 0 31941 0 SVF INVESTMENT CORP-CL A Common G8601L102 322 32844 SH SOLE 32844 0 0 TAILWIND ACQUISITION CORP Common 87403Q102 187 18875 SH DFND 1 0 18875 0 TAILWIND ACQUISITION CORP-A Common 87403Q102 2965 299640 SH SOLE 299640 0 0 TAILWIND INTERNATIONAL ACQ-A Common G8662F101 1895 193589 SH DFND 1 0 193589 0 TAILWIND INTERNATIONAL ACQ-A Common G8662F101 530 54119 SH SOLE 54119 0 0 TALON 1 ACQUISITION CORP Common G86656108 177 17550 SH DFND 1 0 17550 0 TALON 1 ACQUISITION CORP Warrant G86656116 2 8775 SH DFND 1 0 8775 0 TALON 1 ACQUISITION CORP-A Common G86656108 578 57529 SH SOLE 57529 0 0 TALON 1 ACQUISITION CORP-A WRNT 4/18/2023 Warrant G86656116 11 35560 SH SOLE 35560 0 0 TARGET GLOBAL ACQUISITION -A WRNT 12/31/2027 Warrant G8675N125 6 24327 SH DFND 1 0 24327 0 TARGET GLOBAL ACQUISITION -A WRNT 12/31/2027 Warrant G8675N125 2 9006 SH SOLE 9006 0 0 TARGET GLOBAL ACQUISITION I - A Common G8675N109 723 72982 SH DFND 1 0 72982 0 TARGET GLOBAL ACQUISITION I - A Common G8675N109 267 27018 SH SOLE 27018 0 0 TASTEMAKER ACQUISITION CORP Common 876545104 48 4900 SH DFND 1 0 4900 0 TCW SPECIAL PURPOSE ACQ-CL A Common 87301L106 7 700 SH SOLE 700 0 0 TCW SPECIAL PURPOSE ACQU CORP COM CL A Common 87301L106 244 25000 SH DFND 1 0 25000 0 TECH AND ENERGY TRANSITION-A Common 87823R102 697 71368 SH DFND 1 0 71368 0 TECH AND ENERGY TRANSITION-A Common 87823R102 270 27595 SH SOLE 27595 0 0 TEKKORP DIGITAL ACQUISITIO-A Common G8739H106 3083 312640 SH DFND 1 0 312640 0 TEKKORP DIGITAL ACQUISITIO-A Common G8739H106 690 70000 SH SOLE 70000 0 0 THRIVE ACQUISITION CORPORATION UNIT EX 103128 Unit G7158C127 127 12550 SH DFND 1 0 12550 0 THUNDER BRIDGE CAP PRTNRS III COM CL A Common 88605T100 25 2550 SH DFND 1 0 2550 0 TIGA ACQUISITION CORP- CL A Common G88672103 222 21611 SH SOLE 21611 0 0 TILRAY INC 5 10/1/2023 Convertible Bond 88688TAB6 1904 1933000 PRN DFND 1 0 1933000 0 TILRAY INC 5 10/1/2023 Convertible Bond 88688TAB6 1051 1067000 PRN SOLE 1067000 0 0 TIO TECH A Common G8T10C106 64 6532 SH DFND 1 0 6532 0 TISHMAN SPEYER INNOVATI-CL A Common 88825H100 4002 408411 SH DFND 1 0 408411 0 TISHMAN SPEYER INNOVATI-CL A Common 88825H100 600 61250 SH SOLE 61250 0 0 TKB CRITICAL TECHNOLOGIES 1 Unit G88935104 127 12550 SH DFND 1 0 12550 0 TREPONT ACQUISITION CORP I Common G9095M101 26 2550 SH DFND 1 0 2550 0 TRINE II ACQUISITION CORP -A Common G9059F100 452 45406 SH DFND 1 0 45406 0 TRINE II ACQUISITION CORP -A Common G9059F100 182 18337 SH SOLE 18337 0 0 TUATARA CAPITAL ACQUISITN CORP CL A SHS Common G9118J101 2 200 SH DFND 1 0 200 0 TURMERIC ACQUISITION CORP Common G9127T108 15 1504 SH DFND 1 0 1504 0 TZP STRATEGIES ACQUISI-CL A Common G91595101 100 10194 SH SOLE 10194 0 0 VECTOR ACQUISITION CORP II-A Common G9460A104 2072 212324 SH DFND 1 0 212324 0 VECTOR ACQUISITION CORP II-A Common G9460A104 709 72691 SH SOLE 72691 0 0 VELOCITY ACQUISITION CORP-A Common 92259E104 170 17450 SH SOLE 17450 0 0 VENTOUX CCM ACQUISITION CORP Common 92280L101 111 11000 SH SOLE 11000 0 0 VENTOUX CCM ACQUISITION CORP COM Common 92280L101 51 5000 SH DFND 1 0 5000 0 VICKERS VANTAGE CORP I Common G9440B107 9 900 SH DFND 1 0 900 0 VIRGIN GROUP ACQUISIT CORP II SHS CL A Common G9460K102 493 50000 SH DFND 1 0 50000 0 VIRGIN GROUP ACQUISITION C-A Common G9460K102 3451 350000 SH SOLE 350000 0 0 VIVEON HEALTH ACQUISITION CORP COMMON STOCK Common 92853V106 140 13890 SH DFND 1 0 13890 0 VMG CONSUMER ACQUISITION CORP CLASS A COM Common 91842V102 52 5225 SH DFND 1 0 5225 0 VROOM INC Common 92918V109 1 250 SH SOLE 250 0 0 VY GLOBAL GROWTH Common G9444H100 25 2550 SH DFND 1 0 2550 0 VY GLOBAL GROWTH-CL A Common G9444H100 66 6685 SH SOLE 6685 0 0 WARBURG PINCUS CAPITAL COR-A Common G9461D107 983 100000 SH SOLE 100000 0 0 WARBURG PINCUS CAPITAL I-B Common G9460M108 982 100000 SH SOLE 100000 0 0 WARBURG PINCUS CAPTAL CORP I A SHS CL A Common G9461D107 564 57334 SH DFND 1 0 57334 0 WARRIOR TECHNOLOGIES ACQ-A Common 936273101 618 62498 SH SOLE 62498 0 0 WARRIOR TECHNOLOGIES ACQUI CO COM CL A Common 936273101 99 10000 SH DFND 1 0 10000 0 WESTERN ACQSTN VENTURES CORP UNIT EX 090126 Unit 95758L206 429 42857 SH DFND 1 0 42857 0 WESTERN ACQUISITION VENTURES Unit 95758L206 1571 157143 SH SOLE 157143 0 0 WILLIAMS ROWLAND ACQUISITION C COM Common 96951B102 51 5100 SH DFND 1 0 5100 0 WORLDWIDE WEBB ACQUISITION COR CLASS A ORD SHS Common G97775103 234 23711 SH DFND 1 0 23711 0 WORLDWIDE WEBB ACQUISITION COR UNIT EX 102026 Unit G97775129 25 2550 SH DFND 1 0 2550 0 YANDEX NV-A Common N97284108 108 5700 SH SOLE 5700 0 0 ZANITE ACQUISITION CORP-CL A Common 98907K103 2424 236269 SH DFND 1 0 236269 0 ZANITE ACQUISITION CORP-CL A Common 98907K103 17444 1700180 SH SOLE 1700180 0 0