0001209191-21-052745.txt : 20210820
0001209191-21-052745.hdr.sgml : 20210820
20210820160436
ACCESSION NUMBER: 0001209191-21-052745
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210818
FILED AS OF DATE: 20210820
DATE AS OF CHANGE: 20210820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Electrum Strategic Opportunities Fund II L.P.
CENTRAL INDEX KEY: 0001699437
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193841
BUSINESS ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 700 MADISON AVENUE, 5TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: (646) 365-1600
MAIL ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 700 MADISON AVENUE, 5TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELECTRUM GLOBAL HOLDINGS L.P.
CENTRAL INDEX KEY: 0001564994
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193840
BUSINESS ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 535 MADISON AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 535 MADISON AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Electrum Group LLC
CENTRAL INDEX KEY: 0001565641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193843
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TEG Global GP Ltd.
CENTRAL INDEX KEY: 0001565709
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193839
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Electrum Silver US LLC
CENTRAL INDEX KEY: 0001830153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193847
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE, 12TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-532-2830
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE, 12TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Electrum Strategic Opportunities Fund II GP L.P.
CENTRAL INDEX KEY: 0001734758
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193845
BUSINESS ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 535 MADISON AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 535 MADISON AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESOF II GP Ltd.
CENTRAL INDEX KEY: 0001734759
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193844
BUSINESS ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 535 MADISON AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: C/O THE ELECTRUM GROUP LLC
STREET 2: 535 MADISON AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Electrum Silver US II LLC
CENTRAL INDEX KEY: 0001829058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193846
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE,12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE,12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Electrum Strategic Management LLC
CENTRAL INDEX KEY: 0001829059
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211193842
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE,12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 646-365-1600
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE,12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gatos Silver, Inc.
CENTRAL INDEX KEY: 0001517006
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 272654848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 303-784-5350
MAIL ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp
DATE OF NAME CHANGE: 20190618
FORMER COMPANY:
FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp
DATE OF NAME CHANGE: 20110330
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-18
0
0001517006
Gatos Silver, Inc.
GATO
0001830153
Electrum Silver US LLC
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001829058
Electrum Silver US II LLC
C/O THE ELECTRUM GROUP LLC
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001734758
Electrum Strategic Opportunities Fund II GP L.P.
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001734759
ESOF II GP Ltd.
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001565641
Electrum Group LLC
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001829059
Electrum Strategic Management LLC
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001699437
Electrum Strategic Opportunities Fund II L.P.
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001564994
ELECTRUM GLOBAL HOLDINGS L.P.
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001565709
TEG Global GP Ltd.
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2021-08-18
4
S
0
65333
14.00
D
17894672
D
Common Stock
2021-08-18
4
S
0
15004
14.00
D
4109704
D
These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to beneficially own shares of the Company's common stock held by ESUS.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II.
The Electrum Group LLC By: /s/ Michael H. Williams, Senior Managing Director
2021-08-20
Electrum Silver US LLC By: Electrum Strategic Management, its Manager, By: /s/ Andrew M. Shapiro, Managing Director
2021-08-20
Electrum Silver US II LLC By: Electrum Strategic Management, its Manager, By: /s/ Andrew M. Shapiro, Managing Director
2021-08-20
Electrum Strategic Management LLC By: /s/ Andrew M. Shapiro, Managing Director
2021-08-20
Electrum Global Holdings L.P. By: TEG Global GP Ltd., its general partner, By: /s/ Andrew M. Shapiro, Director
2021-08-20
TEG Global GP Ltd. By: /s/ Andrew M. Shapiro, Director
2021-08-20
Electrum Strategic Opportunities Fund II L.P. By: Electrum Strategic Opportunities Fund II GP L.P., its general partner, By: ESOF II GP Ltd., its general partner, By: /s/ Michael H. Williams, Director
2021-08-20
Electrum Strategic Opportunities Fund II GP L.P. By: ESOF II GP Ltd., its general partner, By: /s/ Michael H. Williams, Director
2021-08-20
ESOF II GP Ltd. By: /s/ Michael H. Williams, Director
2021-08-20