0001104659-21-085326.txt : 20210624 0001104659-21-085326.hdr.sgml : 20210624 20210624201023 ACCESSION NUMBER: 0001104659-21-085326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210622 FILED AS OF DATE: 20210624 DATE AS OF CHANGE: 20210624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanneman Karl L CENTRAL INDEX KEY: 0001602426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 211044326 MAIL ADDRESS: STREET 1: 506 GAFFNEY ROAD, SUITE 200 CITY: FAIRBANKS STATE: AK ZIP: 99701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 tm2120616-9_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-22 0 0001517006 Gatos Silver, Inc. GATO 0001602426 Hanneman Karl L C/O GATOS SILVER, INC., 8400 E. CRESCENT PARKWAY, SUITE 600 GREENWOOD VILLAGE CO 80111 1 0 0 0 Common Stock 2021-06-22 4 A 0 2288 0 A 18016 D Common Stock 10000 I By KNH Trust Employee Stock Option (Right to Buy) 18.03 2021-06-22 4 A 0 4013 0 A 2032-06-22 Common Stock 4013 4013 D Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer. Includes 18,016 DSUs. Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022. /s/ Adam Dubas, Attorney-in-Fact for Karl Hanneman 2021-06-24