0001104659-21-085326.txt : 20210624
0001104659-21-085326.hdr.sgml : 20210624
20210624201023
ACCESSION NUMBER: 0001104659-21-085326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210622
FILED AS OF DATE: 20210624
DATE AS OF CHANGE: 20210624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hanneman Karl L
CENTRAL INDEX KEY: 0001602426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39649
FILM NUMBER: 211044326
MAIL ADDRESS:
STREET 1: 506 GAFFNEY ROAD, SUITE 200
CITY: FAIRBANKS
STATE: AK
ZIP: 99701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gatos Silver, Inc.
CENTRAL INDEX KEY: 0001517006
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 272654848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 303-784-5350
MAIL ADDRESS:
STREET 1: 8400 E. CRESCENT PARKWAY
STREET 2: SUITE 600
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp
DATE OF NAME CHANGE: 20190618
FORMER COMPANY:
FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp
DATE OF NAME CHANGE: 20110330
4
1
tm2120616-9_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-22
0
0001517006
Gatos Silver, Inc.
GATO
0001602426
Hanneman Karl L
C/O GATOS SILVER, INC.,
8400 E. CRESCENT PARKWAY, SUITE 600
GREENWOOD VILLAGE
CO
80111
1
0
0
0
Common Stock
2021-06-22
4
A
0
2288
0
A
18016
D
Common Stock
10000
I
By KNH Trust
Employee Stock Option (Right to Buy)
18.03
2021-06-22
4
A
0
4013
0
A
2032-06-22
Common Stock
4013
4013
D
Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer.
Includes 18,016 DSUs.
Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022.
/s/ Adam Dubas, Attorney-in-Fact for Karl Hanneman
2021-06-24