0000950103-20-021454.txt : 20201103 0000950103-20-021454.hdr.sgml : 20201103 20201103174148 ACCESSION NUMBER: 0000950103-20-021454 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levental Igor CENTRAL INDEX KEY: 0001561844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 201284543 MAIL ADDRESS: STREET 1: C/O NOVAGOLD RESOURCES INC. STREET 2: 201 SOUTH MAIN STREET, SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-784-5350 MAIL ADDRESS: STREET 1: 8400 E. CRESCENT PARKWAY STREET 2: SUITE 600 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 dp140049_4-levental.xml FORM 4 X0306 4 2020-10-30 0 0001517006 Gatos Silver, Inc. GATO 0001561844 Levental Igor C/O GATOS SILVER, INC. 8400 E. CRESCENT PARKWAY, SUITE GREENWOOD VILLAGE CO 80111 1 0 0 0 Common Stock 2020-10-30 4 P 0 8700 7.00 A 97363 I By Levental Family Trust Common Stock 2563 D Employee Stock Option (Right to Buy) 12.00 2030-01-20 Common Stock 23225 23225 D The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Includes 2,563 director share units which were fully vested on the date of grant, each representing a right to receive one share of common stock. These options were granted on January 20, 2020 and vest in eighteen equal monthly installments. Stock option exercise prices and outstanding shares underlying both stock options and directors share units have been adjusted to reflect a 1 for 2 reverse stock split affected on October 30, 2020 in connection with a reorganization of the Issuer on October 30, 2020, in which Silver Opportunity Partners LLC ("SOP") became a wholly owned subsidiary of a newly created Delaware corporation named Silver Opportunity Partners Corporation. /s/ Roger Johnson, as Attorney-in Fact, for Igor Levental 2020-11-03