0001213900-23-092826.txt : 20231204 0001213900-23-092826.hdr.sgml : 20231204 20231204173118 ACCESSION NUMBER: 0001213900-23-092826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Brandi CENTRAL INDEX KEY: 0001516354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39102 FILM NUMBER: 231464491 MAIL ADDRESS: STREET 1: 12390 EL CAMINO REAL #150 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFF Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001733413 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 824344737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 VIA FORTUNA, SUITE 360 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 737-802-1973 MAIL ADDRESS: STREET 1: 2600 VIA FORTUNA, SUITE 360 CITY: AUSTIN STATE: TX ZIP: 78746 4 1 ownership.xml OWNERSHIP DOCUMENT X0508 4 2023-12-01 0 0001733413 TFF Pharmaceuticals, Inc. TFFP 0001516354 Roberts Brandi 1751 RIVER RUN, SUITE 400 FORT WORTH TX 76107 1 0 0 0 0 Stock Options (Right to Buy) 0.36 2023-12-01 4 A 0 52858 0 A 2024-12-01 2033-12-01 Common Stock 52858 52858 D The options represent the annual option grant to non-executive members of the Board of Directors. /s/ Brandi Roberts 2023-12-01