0001193125-23-286250.txt : 20231130 0001193125-23-286250.hdr.sgml : 20231130 20231130155648 ACCESSION NUMBER: 0001193125-23-286250 CONFORMED SUBMISSION TYPE: N-PX/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 EFFECTIVENESS DATE: 20231130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SSGA Active Trust CENTRAL INDEX KEY: 0001516212 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-22542 FILM NUMBER: 231455639 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-664-1465 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: SSgA Active Trust DATE OF NAME CHANGE: 20141208 FORMER COMPANY: FORMER CONFORMED NAME: SSgA Active ETF Trust DATE OF NAME CHANGE: 20110322 0001516212 S000033059 SPDR SSGA Multi-Asset Real Return ETF C000101916 SPDR SSGA Multi-Asset Real Return ETF RLY 0001516212 S000033060 SPDR SSGA Income Allocation ETF C000101917 SPDR SSGA Income Allocation ETF INKM 0001516212 S000033062 SPDR SSGA Global Allocation ETF C000101919 SPDR SSGA Global Allocation ETF GAL 0001516212 S000033064 SPDR Blackstone Senior Loan ETF C000101921 SPDR Blackstone Senior Loan ETF SRLN 0001516212 S000038607 SPDR SSGA Ultra Short Term Bond ETF C000119098 SPDR SSGA Ultra Short Term Bond ETF ULST 0001516212 S000039914 SPDR SSGA Small Cap Risk Aware ETF C000123791 SPDR SSGA Small Cap Risk Aware ETF 0001516212 S000052162 SPDR DoubleLine Short Duration Total Return Tactical ETF C000164160 SPDR DoubleLine Short Duration Total Return Tactical ETF STOT 0001516212 S000052163 SPDR DoubleLine Emerging Markets Fixed Income ETF C000164161 SPDR DoubleLine Emerging Markets Fixed Income ETF EMTL 0001516212 S000054091 SPDR(R) SSGA US Sector Rotation ETF C000170017 SPDR(R) SSGA US Sector Rotation ETF XLSR 0001516212 S000055185 SPDR SSGA Fixed Income Sector Rotation ETF C000173571 SPDR SSGA Fixed Income Sector Rotation ETF FISR 0001516212 S000070917 SPDR Nuveen Municipal Bond ETF C000225200 SPDR Nuveen Municipal Bond ETF MBND 0001516212 S000072972 SPDR Loomis Sayles Opportunistic Bond ETF C000229692 SPDR Loomis Sayles Opportunistic Bond ETF OBND 0001516212 S000074034 SPDR(R) Nuveen Municipal Bond ESG ETF C000231369 SPDR(R) Nuveen Municipal Bond ESG ETF MBNE 0001516212 S000075269 SPDR(R) Blackstone High Income ETF C000234159 SPDR(R) Blackstone High Income ETF HYBL N-PX/A 1 d604606dnpxa.htm SSGA ACTIVE TRUST SSGA Active Trust

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22542

 

 

SSGA Active Trust

(Exact name of registrant as specified in charter)

 

 

One Iron Street, Boston, MA 02210

(Address of principal executive offices) (Zip code)

 

 

Sean O’Malley, Esq.

Senior Vice President and General Counsel

c/o SSGA Funds Management, Inc.

One Iron Street

Boston, Massachusetts 02210

(Name and Address of Agent for Service)

 

 

Registrant’s telephone number, including area code: (617) 664-1465

Date of fiscal year end: June 30

Reporting Period: 07/01/2022 - 06/30/2023

 

 

 


Item 1. Proxy Voting Report

 




======================= SPDR Blackstone High Income ETF ========================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



============== SPDR DoubleLine Emerging Markets Fixed Income ETF ===============

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



=========== SPDR DoubleLine Short Duration Total Return Tactical ETF ===========

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== SPDR DoubleLine Total Return Tactical ETF ===================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== SPDR Loomis Sayles Opportunistic Bond ETF ===================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== SPDR Nuveen Municipal Bond ESG ETF ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================== SPDR Nuveen Municipal Bond ETF ========================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



================== SPDR SSGA Fixed Income Sector Rotation ETF ==================


SPDR SERIES TRUST

Ticker:                      Security ID:  78468R663
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A367
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A375
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A383
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A516
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A664
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A672
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management




======================= SPDR SSGA Global Allocation ETF ========================


SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X103
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X509
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X871
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X889
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78468R853
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78468R861
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A391
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A516
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A664
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A672
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SSGA ACTIVE TRUST

Ticker:                      Security ID:  78467V608
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management




======================= SPDR SSGA Income Allocation ETF ========================


SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X772
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X855
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78468R622
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78468R788
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A292
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A359
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A391
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A664
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SSGA ACTIVE TRUST

Ticker:                      Security ID:  78467V608
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management




==================== SPDR SSGA Multi-Asset Real Return ETF =====================


SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X541
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X855
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR INDEX SHARES FUNDS

Ticker:                      Security ID:  78463X863
Meeting Date: OCT 20, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       For          Management
1.2   Elect Director Sandra G. Sponem         For       For          Management
1.3   Elect Director Kristi L. Rowsell        For       For          Management
1.4   Elect Director Gunjan Chauhan           For       For          Management
1.5   Elect Director Carolyn M. Clancy        For       For          Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78468R861
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A490
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A607
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management


--------------------------------------------------------------------------------

SPDR SERIES TRUST

Ticker:                      Security ID:  78464A755
Meeting Date: SEP 15, 2022   Meeting Type: Special
Record Date:  JUL 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Clare S. Richer          For       Did Not Vote Management
1.2   Elect Director Sandra G. Sponem         For       Did Not Vote Management
1.3   Elect Director Kristi L. Rowsell        For       Did Not Vote Management
1.4   Elect Director Gunjan Chauhan           For       Did Not Vote Management
1.5   Elect Director Carolyn M. Clancy        For       Did Not Vote Management




===================== SPDR SSGA Ultra Short Term Bond ETF ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



======================= SPDR SSGA US Sector Rotation ETF =======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.



====================== SPDR(R) Blackstone Senior Loan ETF ======================

There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

SSGA Active Trust

 

By:  

/s/ Ann M. Carpenter

  Ann M. Carpenter
  President

Date: November 30, 2023