0000950170-24-026648.txt : 20240305 0000950170-24-026648.hdr.sgml : 20240305 20240305201548 ACCESSION NUMBER: 0000950170-24-026648 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinion John Richard CENTRAL INDEX KEY: 0001648096 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36276 FILM NUMBER: 24723887 MAIL ADDRESS: STREET 1: C/O ULTRAGENYX PHARMACEUTICAL INC. STREET 2: 60 LEVERONI COURT CITY: NOVATO STATE: CA ZIP: 94949 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ultragenyx Pharmaceutical Inc. CENTRAL INDEX KEY: 0001515673 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 272546083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 60 LEVERONI COURT CITY: NOVATO STATE: CA ZIP: 94949 BUSINESS PHONE: 415-483-8800 MAIL ADDRESS: STREET 1: 60 LEVERONI COURT CITY: NOVATO STATE: CA ZIP: 94949 4 1 ownership.xml 4 X0508 4 2024-03-01 0001515673 Ultragenyx Pharmaceutical Inc. RARE 0001648096 Pinion John Richard C/O ULTRAGENYX PHARMACEUTICAL INC. 60 LEVERONI COURT NOVATO CA 94949 false true false false See Remarks false Common Stock 2024-03-01 4 A false 17800 0 A 92544 D Common Stock 2024-03-01 4 A false 957 0 A 93501 D Common Stock 2024-03-01 4 F false 60 53.69 D 93441 D Common Stock 2024-03-01 4 S false 4173 53.76 D 89268 D Stock Option (Right to Buy) 53.69 2024-03-01 4 A false 31400 0 A 2034-03-01 Common Stock 31400 31400 D Award of Restricted Stock Units ("RSUs") under the Company's 2023 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date Represents shares of common stock which previously granted performance stock units were converted on March 1, 2024 upon certification of the performance metric. Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs. Represents shares sold to pay required tax withholdings due to the vesting of RSUs. Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date. EVP, Chief Quality Operations Officer /s/ Karah Parschauer, attorney-in-fact 2024-03-05