0001104659-18-059331.txt : 20180928 0001104659-18-059331.hdr.sgml : 20180928 20180928131159 ACCESSION NUMBER: 0001104659-18-059331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180926 FILED AS OF DATE: 20180928 DATE AS OF CHANGE: 20180928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaw John Joseph CENTRAL INDEX KEY: 0001559485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22535 FILM NUMBER: 181093368 MAIL ADDRESS: STREET 1: C/O ARES MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Dynamic Credit Allocation Fund, Inc. CENTRAL INDEX KEY: 0001515324 IRS NUMBER: 454969053 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 201-4200 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Ares Senior Credit Strategies Fund, Inc. DATE OF NAME CHANGE: 20110314 4 1 a4.xml 4 X0306 4 2018-09-26 0 0001515324 Ares Dynamic Credit Allocation Fund, Inc. ARDC 0001559485 Shaw John Joseph 2000 AVENUE OF THE STARS, 12TH FLOOR LOS ANGELES CA 90067 1 0 0 0 Common Stock 2018-09-26 4 P 0 20000 15.5563 A 31461 I By the John Shaw Living Trust The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.5195 to $15.57, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary. /s/ Brett Byrd, as attorney-in-fact for John J. Shaw 2018-09-28