0001515156-21-000056.txt : 20210706 0001515156-21-000056.hdr.sgml : 20210706 20210706181225 ACCESSION NUMBER: 0001515156-21-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC CENTRAL INDEX KEY: 0001641604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 211075520 BUSINESS ADDRESS: STREET 1: 1500 BROADWAY STREET 2: SUITE 704 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 1500 BROADWAY STREET 2: SUITE 704 CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC CENTRAL INDEX KEY: 0001666423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 211075519 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8051 E. MAPLEWOOD AVE., STE 210 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-598-3500 MAIL ADDRESS: STREET 1: 8051 E. MAPLEWOOD AVE., STE 210 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 wf-form4_162560952945763.xml FORM 4 X0306 4 2021-07-01 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001641604 Alta Fundamental Advisers LLC 1500 BROADWAY SUITE 704 NEW YORK NY 10036 1 0 0 0 0001666423 Alta Fundamental Advisers SP LLC 1500 BROADWAY SUITE 704 NEW YORK NY 10036 1 0 0 0 Common Stock 2021-07-01 4 A 0 9924 0 A 1991813 I See Footnote These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Alta Fundamental Advisers SP LLC, by /s/ Gilbert Li, Manager 2021-07-06 Alta Fundamental Advisers LLC, by /s/ Gilbert Li, Manager 2021-07-06