0001515156-18-000084.txt : 20180703 0001515156-18-000084.hdr.sgml : 20180703 20180703175642 ACCESSION NUMBER: 0001515156-18-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180629 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC CENTRAL INDEX KEY: 0001641604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 18938756 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE - SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE - SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC CENTRAL INDEX KEY: 0001666423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 18938757 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123191778 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: SUITE 19A CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 640 PLAZA DRIVE, SUITE 270 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 720-598-3500 MAIL ADDRESS: STREET 1: 640 PLAZA DRIVE, SUITE 270 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 wf-form4_153065498538796.xml FORM 4 X0306 4 2018-06-29 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001641604 Alta Fundamental Advisers LLC 777 THIRD AVENUE SUITE 19A NEW YORK NY 10017 1 0 0 0 0001666423 Alta Fundamental Advisers SP LLC 777 THIRD AVENUE SUITE 19A NEW YORK NY 10017 1 0 0 0 Common Stock 2018-06-29 4 P 0 27011 11.2851 A 1333365 I See Footnote Common Stock 2018-07-01 4 A 0 13014 0 A 1346379 I See Footnote These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Alta Fundamental Advisers LLC, By: /s/ Gilbert Li, Manager 2018-07-03 Alta Fundamental Advisers SP LLC, By: /s/ Gilbert Li, Manager 2018-07-03