0001515156-18-000014.txt : 20180305 0001515156-18-000014.hdr.sgml : 20180305 20180305181016 ACCESSION NUMBER: 0001515156-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sampson L Heath CENTRAL INDEX KEY: 0001618774 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37822 FILM NUMBER: 18667908 MAIL ADDRESS: STREET 1: C/O ADVANCED EMISSIONS SOLUTIONS, INC. STREET 2: 9135 S RIDGELINE BLVD STE 200 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc. CENTRAL INDEX KEY: 0001515156 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 275472457 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 640 PLAZA DRIVE, SUITE 270 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 720-598-3500 MAIL ADDRESS: STREET 1: 640 PLAZA DRIVE, SUITE 270 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 4 1 wf-form4_152029139209730.xml FORM 4 X0306 4 2018-03-01 0 0001515156 Advanced Emissions Solutions, Inc. ADES 0001618774 Sampson L Heath 640 PLAZA DRIVE, SUITE 270 C/O ADVANCED EMISSIONS SOLUTIONS, INC. HIGHLANDS RANCH CO 80129 1 1 0 0 President & CEO Common Stock 2018-03-01 4 M 0 12304 0 A 198721 D Common Stock 2018-03-01 4 F 0 2667 9.73 D 196054 D Performance Share Units 2018-03-01 4 M 0 29166 0 D Common Stock 29166.0 0 D On March 1, 2018, the Compensation Committee of the Board of Directors of the issuer determined that of the 29,166 performance share units ("PSUs") awarded to the reporting person on March 3, 2015 pursuant to the 2015 Long Term Incentive Plan under the issuer's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), 12,304 PSUs vested based on the achievement of specific performance criteria over a three year performance period ended December 31, 2017. Each vested PSU represented the right to receive one share of the issuer's common stock. /s/ L. Heath Sampson 2018-03-05