0001515156-17-000128.txt : 20171215
0001515156-17-000128.hdr.sgml : 20171215
20171215175240
ACCESSION NUMBER: 0001515156-17-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Fundamental Advisers LLC
CENTRAL INDEX KEY: 0001641604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 171260017
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE - SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2123191778
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE - SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Fundamental Advisers SP LLC
CENTRAL INDEX KEY: 0001666423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37822
FILM NUMBER: 171260016
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2123191778
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: SUITE 19A
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advanced Emissions Solutions, Inc.
CENTRAL INDEX KEY: 0001515156
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 275472457
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 640 PLAZA DRIVE, SUITE 270
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 720-598-3500
MAIL ADDRESS:
STREET 1: 640 PLAZA DRIVE, SUITE 270
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
4
1
wf-form4_151337834484290.xml
FORM 4
X0306
4
2017-12-13
0
0001515156
Advanced Emissions Solutions, Inc.
ADES
0001641604
Alta Fundamental Advisers LLC
777 THIRD AVENUE
SUITE 19A
NEW YORK
NY
10017
1
0
0
0
0001666423
Alta Fundamental Advisers SP LLC
777 THIRD AVENUE
SUITE 19A
NEW YORK
NY
10017
1
0
0
0
Common Stock
2017-12-13
4
P
0
244020
9.8897
A
1268088
I
See Footnote
Common Stock
2017-12-14
4
P
0
18246
9.8575
A
1286334
I
See Footnote
This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.8001 to $9.9000, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4.
These securities are directly held by Clients, Funds, and Affiliates ("Accounts") that are managed by Alta Fundamental Advisers LLC ("Alta"). Gilbert Li, a Director of the Issuer, is Managing Partner of Alta. In addition, Mr. Li is an investor in one or more of these Accounts and therefore is an indirect beneficial owner of a portion of these shares. Alta and Mr. Li disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Alta Fundamental Advisers LLC, By: /s/ Gilbert Li, Manager
2017-12-15
Alta Fundamental Advisers SP LLC, By: /s/ Gilbert Li, Manager
2017-12-15