0001104659-14-038579.txt : 20140514 0001104659-14-038579.hdr.sgml : 20140514 20140514143908 ACCESSION NUMBER: 0001104659-14-038579 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polygon Management Ltd. CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 14840839 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001515070 XXXXXXXX 03-31-2014 03-31-2014 false Polygon Management Ltd.

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 N Sean Cote 011-44-207-901-8330 /s/ Sean Cote London X0 05-14-2014 3 15 181300 false 1 0001511278 028-15282 TFG Asset Management L.P. 2 0001511306 028-15285 Polygon Global Partners LLP 3 0001511305 028-15284 Polygon Global Partners LP INFORMATION TABLE 2 a14-12441_1informationtable.xml INFORMATION TABLE ACCURAY INC NOTE 3.500% 2/0 004397AD7 12685 6600000 PRN DFND 1,2,3 6600000 0 0 ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 5681 3970000 PRN DFND 1,2,3 3970000 0 0 BIRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 9731 7836000 PRN DFND 1,2,3 7836000 0 0 CEMEX SAB DE CV NOTE 3250% 3/1 151290BB8 15829 11500000 PRN DFND 1,2,3 11500000 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 9666 10750000 PRN DFND 1,2,3 10750000 0 0 HORSEHEAD HLDG CORP NOTE 3.800% 7/0 440694AB3 7942 6000000 PRN DFND 1,2,3 6000000 0 0 ICONIX BRAND GROUP INC NOTE 2.500%6/0 451055AE7 21130 15449000 PRN DFND 1,2,3 15449000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2021 85627 SH DFND 1,2,3 85627 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 1253 34599 SH DFND 1,2,3 34599 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 869 23991 SH DFND 1,2 23991 0 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 1546 1500000 PRN DFND 1,2,3 1500000 0 0 MICRON TECHNOLOGY INC NOTE 1.875% 8/0 595112AR4 28417 11290000 PRN DFND 1,2,3 11290000 0 0 OMNICARE INC NOTE 3.750% 4/0 681904AP3 26640 17475000 PRN DFND 1,2,3 17475000 0 0 SOLAZYME INC NOTE 6.000% 2/0 83415TAB7 9084 5850000 PRN DFND 1,2,3 5850000 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 28806 16000000 PRN DFND 1,2,3 16000000 0 0