The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 3,481,312 | 161,396 | SH | DFND | 0 | 161,396 | 0 | |||
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 | 127,721,667 | 100,000,000 | PRN | DFND | 1, 2, 3 | 0 | 100,000,000 | 0 | ||
| ALKERMES PLC | SHS | G01767105 | 447,232 | 15,632 | SH | DFND | 0 | 15,632 | 0 | |||
| AMYLYX PHARMACEUTICALS INC | COM | 03237H101 | 1,402,188 | 218,750 | SH | DFND | 0 | 218,750 | 0 | |||
| ANNEXON INC | COM | 03589W102 | 6,744,000 | 2,810,000 | SH | DFND | 0 | 2,810,000 | 0 | |||
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 21,660,000 | 9,500,000 | SH | DFND | 0 | 9,500,000 | 0 | |||
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 4,335,421 | 41,531 | SH | DFND | 0 | 41,531 | 0 | |||
| CAMECO CORP | COM | 13321L108 | 1,433,488 | 19,280 | SH | DFND | 1, 2, 3 | 0 | 19,280 | 0 | ||
| CELLDEX THERAPEUTICS INC NEW | COM NEW | 15117B202 | 6,433,653 | 316,150 | SH | DFND | 0 | 316,150 | 0 | |||
| CYTOKINETICS INC | NOTE 3.500% 7/0 | 23282WAC4 | 5,385,675 | 5,000,000 | PRN | DFND | 1, 2, 3 | 0 | 5,000,000 | 0 | ||
| DIANA SHIPPING INC | *W EXP 12/14/202 | Y2066G138 | 24,096 | 301,200 | SH | DFND | 1, 2, 3 | 0 | 301,200 | 0 | ||
| DYNE THERAPEUTICS INC | COM | 26818M108 | 1,317,330 | 138,375 | SH | DFND | 0 | 138,375 | 0 | |||
| FIRST MAJESTIC SILVER CORP | NOTE 0.375% 1/1 | 32076VAD5 | 7,287,144 | 7,500,000 | PRN | DFND | 1, 2, 3 | 0 | 7,500,000 | 0 | ||
| HUDBAY MINERALS INC | COM | 443628102 | 1,135,892 | 107,000 | SH | DFND | 1, 2, 3 | 0 | 107,000 | 0 | ||
| IMMUNOVANT INC | COM | 45258J102 | 2,365,072 | 147,817 | SH | DFND | 0 | 147,817 | 0 | |||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 5,537,429 | 68,660 | SH | DFND | 1, 2, 3 | 0 | 68,660 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 66,294,300 | 822,000 | SH | Put | DFND | 1, 2, 3 | 0 | 822,000 | 0 | |
| JD.COM INC | NOTE 0.250% 6/0 | 47215PAJ5 | 20,850,167 | 20,000,000 | PRN | DFND | 1, 2, 3 | 0 | 20,000,000 | 0 | ||
| KEROS THERAPEUTICS INC | COM | 492327101 | 1,708,800 | 128,000 | SH | DFND | 0 | 128,000 | 0 | |||
| KOLIBRI GLOBAL ENERGY INC | COM NEW | 50043K406 | 30,223,256 | 4,389,307 | SH | DFND | 1, 2, 3 | 0 | 4,389,307 | 0 | ||
| KOLIBRI GLOBAL ENERGY INC | COM NEW | 50043K406 | 18,450,458 | 2,679,550 | SH | DFND | 1, 2 | 0 | 2,679,550 | 0 | ||
| LITHIUM ARGENTINA AG | NOTE 1.750% 1/1 | 53680QAA6 | 14,085,585 | 16,609,000 | PRN | DFND | 1, 2, 3 | 0 | 16,609,000 | 0 | ||
| LYFT INC | CL A COM | 55087P104 | 15,760,000 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | |||
| OATLY GROUP AB | NOTE 9.250% 9/1 | 67421JAC2 | 14,014,019 | 20,020,027 | PRN | DFND | 1, 2, 3 | 0 | 20,020,027 | 0 | ||
| PHARVARIS N V | COM | N69605108 | 3,310,560 | 188,100 | SH | DFND | 0 | 188,100 | 0 | |||
| RELAY THERAPEUTICS INC | COM | 75943R102 | 2,418,540 | 699,000 | SH | DFND | 0 | 699,000 | 0 | |||
| SCHOLAR ROCK HLDG CORP | COM | 80706P103 | 3,665,332 | 103,482 | SH | DFND | 0 | 103,482 | 0 | |||
| SNOWFLAKE INC | CL A | 833445109 | 2,237,700 | 10,000 | SH | DFND | 0 | 10,000 | 0 | |||
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 271,579 | 7,700 | SH | DFND | 1, 2, 3 | 0 | 7,700 | 0 | ||
| SONDER HOLDINGS INC | *W EXP 01/18/202 | 83542D110 | 178 | 18,898 | SH | DFND | 1, 2, 3 | 0 | 18,898 | 0 | ||
| SPRINKLR INC | CL A | 85208T107 | 18,612,000 | 2,200,000 | SH | DFND | 0 | 2,200,000 | 0 | |||
| TARSUS PHARMACEUTICALS INC | COM | 87650L103 | 10,127,500 | 250,000 | SH | DFND | 0 | 250,000 | 0 | |||
| TECK RESOURCES LTD | CL B | 878742204 | 257,140 | 6,368 | SH | DFND | 1, 2, 3 | 0 | 6,368 | 0 | ||
| TECTONIC THERAPEUTIC INC | COM | 878972108 | 4,546,892 | 228,832 | SH | DFND | 0 | 228,832 | 0 | |||
| TRIP COM GROUP LTD | NOTE 0.750% 6/1 | 89677QAB3 | 11,104,483 | 10,000,000 | PRN | DFND | 1, 2, 3 | 0 | 10,000,000 | 0 | ||
| UIPATH INC | CL A | 90364P105 | 28,867,866 | 2,255,302 | SH | DFND | 1, 2, 3 | 0 | 2,255,302 | 0 | ||
| UIPATH INC | CL A | 90364P105 | 127,360,000 | 9,950,000 | SH | DFND | 0 | 9,950,000 | 0 | |||
| UIPATH INC | CL A | 90364P105 | 19,416,857 | 1,516,942 | SH | DFND | 1, 2 | 0 | 1,516,942 | 0 | ||
| VYNE THERAPEUTICS INC | COM | 92941V308 | 190,384 | 115,384 | SH | DFND | 0 | 115,384 | 0 | |||
| WORKIVA INC | COM CL A | 98139A105 | 10,267,500 | 150,000 | SH | DFND | 1, 2, 3 | 0 | 150,000 | 0 | ||