0000902664-24-005317.txt : 20240829 0000902664-24-005317.hdr.sgml : 20240829 20240829074548 ACCESSION NUMBER: 0000902664-24-005317 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240829 EFFECTIVENESS DATE: 20240829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TFG Asset Management GP Ltd CENTRAL INDEX KEY: 0001515070 ORGANIZATION NAME: IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 241258715 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Polygon Management Ltd. DATE OF NAME CHANGE: 20110310 N-PX 1 primary_doc.xml N-PX IM LIVE 0001515070 XXXXXXXX false false 06/30/2024 YEAR 2024 TFG Asset Management GP Ltd 212-359-7357

PO BOX 309 UGLAND HOUSE GRAND CAYMAN E9 KY1-1104

Stacy Scheehle

399 Park Avenue, 22nd Floor New York NY 10022

INSTITUTIONAL MANAGER VOTING REPORT N 028-15287 000156040 801-74150 N 3 1 028-15282 000156040 801-74150 TFG Asset Management L.P. 2 028-15285 000295259 TFG Asset Management UK LLP 3 028-15284 000295265 TFG Asset Management US LP TFG Asset Management GP Ltd /s/ Stacy Scheehle /s/ Stacy Scheehle Chief Compliance Officer 08/29/2024 PROXY VOTING RECORD 2 srz510294gp-npx.xml BALLYS CORPORATION 05875B106 US05875B1061 05/16/2024 Approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 618506 0 For 618506 FOR 12 BALLYS CORPORATION 05875B106 US05875B1061 05/16/2024 Approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 881494 0 For 881494 FOR 123 LIVENT CORP 53814L108 US53814L1089 12/19/2023 Approve, in a non-binding, advisory vote, the compensation that may be paid or become payable to Livent's named executive officers in connection with the Transaction (Proposal 2). SECTION 14A SAY-ON-PAY VOTES ISSUER 18400 0 For 18400 FOR 123 LYFT INC 55087P104 US55087P1049 06/13/2024 To approve, on an advisory basis, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 600000 0 For 600000 FOR SNOWFLAKE INC 833445109 US8334451098 07/05/2023 To approve, on an advisory basis, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 50000 0 For 50000 FOR SPRINKLR INC 85208T107 US85208T1079 06/13/2024 To approve, on a non-binding, advisory basis, the compensation of our named executive officers. SECTION 14A SAY-ON-PAY VOTES ISSUER 6462 0 For 6462 FOR 123 UIPATH INC 90364P105 US90364P1057 06/20/2024 To approve, on a non-binding, advisory basis, the compensation paid to our named executive officers ("say-on-pay vote"). SECTION 14A SAY-ON-PAY VOTES ISSUER 1361475 0 For 1361475 FOR