0000902664-23-005531.txt : 20231114
0000902664-23-005531.hdr.sgml : 20231114
20231114160514
ACCESSION NUMBER: 0000902664-23-005531
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFG Asset Management GP Ltd
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 231405842
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
FORMER COMPANY:
FORMER CONFORMED NAME: Polygon Management Ltd.
DATE OF NAME CHANGE: 20110310
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
09-30-2023
09-30-2023
false
TFG Asset Management GP Ltd
PO Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
11-14-2023
3
50
548345952
1
0001511305
028-15284
000295265
TFG Asset Management US LP
2
0001511278
028-15282
000156040
801-74150
TFG Asset Management L.P.
3
0001511306
028-15285
000295259
TFG Asset Management UK LLP
INFORMATION TABLE
2
infotable.xml
2U INC
NOTE 2.250% 5/0
90214JAB7
3633810
6000000
PRN
DFND
1,2,3
0
0
0
ALBEMARLE CORP
COM
012653101
832686
4897
SH
DFND
1,2,3
0
0
0
ALTERYX INC
COM CL A
02156B103
18845000
500000
SH
DFND
0
0
0
APOLLO STRATEGIC GRWT CPTL I
*W EXP 02/12/202
G0412A128
2341
29824
SH
DFND
1,2,3
0
0
0
ATI INC
NOTE 3.500% 6/1
01741RAK8
10811222
4000000
PRN
DFND
1,2,3
0
0
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
27960000
12000000
SH
DFND
0
0
0
BALLYS CORPORATION
COM
05875B106
8516649
649630
SH
DFND
1,2,3
0
0
0
BALLYS CORPORATION
COM
05875B106
5904351
450370
SH
DFND
1,2
0
0
0
Allego NV
*W EXP 03/16/202
N0796A118
10229
24328
SH
DFND
1,2,3
0
0
0
BLUERIVER ACQUISITION CORP
*W EXP 01/04/202
G1261Q115
890
16639
SH
DFND
1,2,3
0
0
0
BRIDGEBIO PHARMA INC
NOTE 2.500% 3/1
10806XAB8
5622500
5850000
PRN
DFND
1,2,3
0
0
0
CAZOO GROUP LTD
CL A
G2007L204
132621
243296
SH
DFND
1,2,3
0
0
0
CAZOO GROUP LTD
CL A
G2007L204
90843
166653
SH
DFND
1,2
0
0
0
CHART INDS INC
NOTE 1.000%11/1
16115QAE0
19253266
6602000
PRN
DFND
1,2,3
0
0
0
CORENERGY INFRASTRUCTURE TR
NOTE 5.875% 8/1
21870UAC0
8168236
9773000
PRN
DFND
1,2,3
0
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
18411800
110000
SH
DFND
0
0
0
CUTERA INC
NOTE 2.250% 3/1
232109AB4
5549000
7750000
PRN
DFND
1,2,3
0
0
0
CUTERA INC
NOTE 2.250% 6/0
232109AD0
13728700
23000000
PRN
DFND
1,2,3
0
0
0
CYTOKINETICS INC
NOTE 3.500% 7/0
23282WAC4
30100000
35000000
PRN
DFND
1,2,3
0
0
0
EAGLE BULK SHIPPING INC
NOTE 5.000% 8/0
269442AB5
9884414
7031000
PRN
DFND
1,2,3
0
0
0
FREELINE THERAPEUTICS HLDGS
SPONSORED ADS
35655L206
1146664
266666
SH
DFND
0
0
0
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
12153748
17614000
PRN
DFND
1,2,3
0
0
0
HERTZ GLOBAL HLDGS INC
*W EXP 06/30/205
42806J148
4437392
725064
SH
DFND
1,2,3
0
0
0
INFORMATICA INC
COM CL A
45674M101
10188483
483554
SH
DFND
0
0
0
INSEEGO CORP
NOTE 3.250% 5/0
45782BAD6
420782
1000000
PRN
DFND
1,2,3
0
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
6965066
94480
SH
DFND
1,2,3
0
0
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
965
24121
SH
DFND
1,2,3
0
0
0
LITHIUM AMERS CORP NEW
NOTE 1.750% 1/1
53680QAA6
19401056
26000000
PRN
DFND
1,2,3
0
0
0
LIVENT CORP
COM
53814L108
287196
15600
SH
DFND
1,2,3
0
0
0
LYFT INC
CL A COM
55087P104
35836000
3400000
SH
DFND
0
0
0
MICROSTRATEGY INC
NOTE 0.750%12/1
594972AC5
18397542
17000000
PRN
DFND
1,2,3
0
0
0
NCL CORP LTD
NOTE 6.000% 5/1
62886HAT8
17973419
13312000
PRN
DFND
1,2,3
0
0
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
27523240
13495000
PRN
DFND
1,2,3
0
0
0
OATLY GROUP AB
DEBT 9.250% 9/1
67421JAB4
12925416
17000000
PRN
DFND
1,2,3
0
0
0
OATLY GROUP AB
SPONSORED ADS
67421J108
1871856
2088892
SH
DFND
1,2,3
0
0
0
PALO ALTO NETWORKS INC
NOTE 0.375% 6/0
697435AF2
58937625
25000000
PRN
DFND
1,2,3
0
0
0
ROSS ACQUISITION CORP II
*W EXP 02/01/202
G7641C114
5593
50164
SH
DFND
1,2,3
0
0
0
SENSEONICS HLDGS INC
COM
81727U105
360632
597171
SH
DFND
1,2,3
0
0
0
SKILLSOFT CORP
*W EXP 06/11/202
83066P119
5002
450630
SH
DFND
1,2,3
0
0
0
SLAM CORP
*W EXP 02/23/202
G8210L121
3140
25020
SH
DFND
1,2,3
0
0
0
SNOWFLAKE INC
CL A
833445109
1527700
10000
SH
DFND
0
0
0
SONDER HOLDINGS INC
*W EXP 01/18/202
83542D110
302
18898
SH
DFND
1,2,3
0
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
6195536
7275000
PRN
DFND
1,2,3
0
0
0
SPRINKLR INC
CL A
85208T107
26296000
1900000
SH
DFND
0
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
17765207
1148365
SH
DFND
1,2,3
0
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
11684445
755297
SH
DFND
1,2
0
0
0
TARSUS PHARMACEUTICALS INC
COM
87650L103
266550
15000
SH
DFND
1,2,3
0
0
0
TARSUS PHARMACEUTICALS INC
COM
87650L103
10662000
600000
SH
DFND
0
0
0
TECK RESOURCES LTD
CL B
878742204
1185837
27520
SH
DFND
1,2,3
0
0
0
UIPATH INC
CL A
90364P105
56463000
3300000
SH
DFND
0
0
0