0000902664-20-003024.txt : 20200814
0000902664-20-003024.hdr.sgml : 20200814
20200814100307
ACCESSION NUMBER: 0000902664-20-003024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 201102089
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
06-30-2020
06-30-2020
false
Polygon Management Ltd.
PO Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
08-14-2020
3
43
750970
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
4366
3992000
PRN
DFND
1,2,3
0
3992000
0
AURORA CANNABIS INC
COM
05156X108
258
20808
SH
DFND
1,2, 3
0
20808
0
AURORA CANNABIS INC
NOTE 5.500% 2/2
05156XAG3
2291
4550000
PRN
DFND
1,2,3
0
4550000
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
34465
2150000
SH
DFND
0
2150000
0
BHP GROUP LTD
SPON ADS
088606108
5207
104700
SH
DFND
1,2,3
0
104700
0
CAESARS ENTMT CORP
NOTE 5.000%10/0
127686AA1
1708
1000000
PRN
DFND
1,2,3
0
1000000
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
1929
117500
SH
DFND
1, 2, 3
0
117500
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
9351
14447000
PRN
DFND
1, 2, 3
0
14447000
0
COLFAX CORP
UNIT 01/15/2022T
194014205
6104
50000
PRN
DFND
1, 2, 3
0
50000
0
COLLEGIUM PHARMACEUTICAL INC
NOTE 2.625% 2/1
19459JAA2
456
500000
PRN
DFND
1,2,3
0
500000
0
CORECIVIC INC
COM
21871N101
889
95000
SH
Put
DFND
1,2,3
0
95000
0
CORECIVIC INC
COM
21871N101
515
55000
SH
DFND
1,2,3
0
55000
0
COUPA SOFTWARE INC
NOTE 0.125% 6/1
22266LAC0
4535
2500000
PRN
DFND
1,2,3
0
2500000
0
DHT HOLDINGS INC
NOTE 4.500% 8/1
23335SAD8
29280
27000000
PRN
DFND
1,2,3
0
27000000
0
DOCUSIGN INC
NOTE 0.500% 9/1
256163AB2
21924
9000000
PRN
DFND
1,2,3
0
9000000
0
GOL LINHAS AEREAS INTLG S A
SPON ADR PFD NEW
38045R206
1167
172100
SH
DFND
1, 2, 3
0
172100
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
759
882467
SH
DFND
1,2,3
0
882467
0
INOVIO PHARMACEUTICALS INC
NOTE 6.500% 3/0
45773HAB8
7588
1500000
PRN
DFND
1,2,3
0
1500000
0
INSEEGO CORP
NOTE 3.250% 5/0
45782BAD6
2127
2000000
PRN
DFND
1,2,3
0
2000000
0
INSULET CORP
NOTE 1.375% 11/1
45784PAH4
10657
5000000
PRN
DFND
1, 2, 3
0
5000000
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
3783
8550000
PRN
DFND
1,2,3
0
8550000
0
INVACARE CORP
COM
461203101
31
4900
SH
DFND
1,2,3
0
4900
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
3976
4000000
PRN
DFND
1,2,3
0
4000000
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
27343
25000000
PRN
DFND
1,2,3
0
25000000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
7387
14500000
PRN
DFND
1,2,3
0
14500000
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
36996
48163000
PRN
DFND
1,2,3
0
48163000
0
LYFT INC
CL A COM
55087P104
24758
750000
SH
DFND
0
750000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
5492
4000000
PRN
DFND
1,2,3
0
4000000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
63508
28340000
PRN
DFND
1,2,3
0
28340000
0
NICE SYS INC
NOTE 1.250% 1/1
65366HAB9
34701
15081000
PRN
DFND
1,2,3
0
15081000
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
16430
1000000
SH
DFND
1,2,3
0
1000000
0
PRECIGEN INC
COM
74017N105
93
18634
SH
DFND
1,2,3
0
18634
0
REALPAGE INC
NOTE 1.500% 5/1
75606NAC3
541
500000
PRN
DFND
1,2,3
0
500000
0
REALPAGE INC
NOTE 1.500%11/1
75606NAB5
16151
10000000
PRN
DFND
1,2,3
0
10000000
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
44031
18525000
PRN
DFND
1,2,3
0
18525000
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
8163
455254
SH
DFND
1,2,3
0
455254
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
3557
198408
SH
DFND
1,2
0
198408
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
67264
25000000
PRN
DFND
1,2,3
0
25000000
0
TESLA INC
NOTE 2.000% 5/1
88160RAG6
158124
45000000
PRN
DFND
1,2,3
0
45000000
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
6745
2806000
PRN
DFND
1,2,3
0
2806000
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1594
32146
SH
DFND
1,2,3
0
32146
0
WORLD WRESTLING ENTMT INC
NOTE 3.375% 12/1
98156QAB4
39249
21000000
PRN
DFND
1,2,3
0
21000000
0
WRIGHT MED GROUP N V
NOTE 2.250% 11/1
98236JAB4
35477
25000000
PRN
DFND
1,2,3
0
25000000
0