0000902664-19-001036.txt : 20190214
0000902664-19-001036.hdr.sgml : 20190214
20190214094405
ACCESSION NUMBER: 0000902664-19-001036
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 19601719
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
12-31-2018
12-31-2018
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
02-14-2019
3
51
633909
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
2875
500000
SH
DFND
0
500000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
37075
21756000
PRN
DFND
1,2,3
0
21756000
0
AUTOLUS THERAPEUTICS PLC
SPON ADS
05280R100
26272
800000
SH
DFND
0
800000
0
CANADIAN NATL RY CO
COM
136375102
1535
20700
SH
DFND
1,2,3
0
20700
0
CANADIAN PAC RY LTD
COM
13645T100
1350
7600
SH
DFND
1,2,3
0
7600
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
9014
7500000
PRN
DFND
1,2,3
0
7500000
0
CORENERGY INFRASTRUCTURE TR
NOTE 7.000% 6/1
21870UAA4
23879
22727000
PRN
DFND
1,2,3
0
22727000
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
2937
749144
SH
DFND
1,2,3
0
749144
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1571
400856
SH
DFND
1,2
0
400856
0
EOG RES INC
COM
26875P101
1831
21000
SH
DFND
1,2,3
0
21000
0
EURONET WORLDWIDE INC
NOTE 1.500% 10/0
298736AH2
32346
22669000
PRN
DFND
1,2,3
0
22669000
0
FORTIS INC
COM
349553107
1085
32500
SH
DFND
1,2,3
0
32500
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3963
249389
SH
DFND
1,2,3
0
249389
0
GOPRO INC
CL A
38268T103
3698
872200
SH
DFND
1,2,3
0
872200
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
3203
3000000
PRN
DFND
1,2,3
0
3000000
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
820
882467
SH
DFND
1,2,3
0
882467
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
7469
7700000
PRN
DFND
1,2,3
0
7700000
0
INTREXON CORP
NOTE 3.500% 7/0
46122TAA0
7379
10500000
PRN
DFND
1,2,3
0
10500000
0
INVACARE CORP
NOTE 4.500% 6/0
461203AH4
3978
6064000
PRN
DFND
1,2,3
0
6064000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
9267
12595000
PRN
DFND
1,2,3
0
12595000
0
ISHARES INC
MSCI GBL ETF NEW
46434G848
685
25400
SH
DFND
1,2,3
0
25400
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
16211
14500000
PRN
DFND
1,2,3
0
14500000
0
LGI HOMES INC
NOTE 4.250%11/1
50187TAB2
33257
15710000
PRN
DFND
1,2,3
0
15710000
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
22139
34363000
PRN
DFND
1,2,3
0
34363000
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.00% 3/0
55932XAB0
2368
2230000
PRN
DFND
1,2,3
0
2230000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
40116
28340000
PRN
DFND
1,2,3
0
28340000
0
MICRON TECHNOLOGY INC
NOTE 3.000% 11/1
595112AY9
19492
17500000
PRN
DFND
1,2,3
0
17500000
0
NATIONAL CINEMEDIA INC
COM
635309107
6481
1000117
SH
DFND
1,2,3
0
1000117
0
NATIONAL CINEMEDIA INC
COM
635309107
3456
533339
SH
DFND
1,2
0
533339
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
9792
850000
SH
DFND
0
850000
0
PEMBINA PIPELINE CORP
COM
706327103
1233
41500
SH
DFND
1,2,3
0
41500
0
PINNACLE WEST CAP CORP
COM
723484101
2428
28500
SH
DFND
1,2,3
0
28500
0
PIONEER NAT RES CO
COM
723787107
1447
11000
SH
DFND
1,2,3
0
11000
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
71169
29000000
PRN
DFND
1,2,3
0
29000000
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
34024
20000000
PRN
DFND
1,2,3
0
20000000
0
SHIRE PLC
SPONSORED ADR
82481R106
17882
102748
SH
DFND
1,2,3
0
102748
0
SHIRE PLC
SPONSORED ADR
82481R106
7980
45850
SH
DFND
1,2
0
45850
0
SIBANYE STILLWATER
SPONSORED ADR
825724206
280
99000
SH
DFND
1,2,3
0
99000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
16245
65000
SH
Call
DFND
1,2,3
0
65000
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
13952
14501000
PRN
DFND
1,2,3
0
14501000
0
TELADOC HEALTH INC
NOTE 3.000% 12/1
87918AAB1
26160
19000000
PRN
DFND
1,2,3
0
19000000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
12239
10000000
PRN
DFND
1,2,3
0
10000000
0
TRILOGY METALS INC NEW
COM
89621C105
274
158174
SH
DFND
1,2,3
0
158174
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
3834
2806000
PRN
DFND
1,2,3
0
2806000
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
30412
21500000
PRN
DFND
1,2,3
0
21500000
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
4018
190500
SH
DFND
1,2,3
0
190500
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
5154
170550
SH
DFND
1,2,3
0
170550
0
WARRIOR MET COAL INC
COM
93627C101
3954
164000
SH
DFND
1,2,3
0
164000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
3
238694
SH
DFND
1,2,3
0
238694
0
WRIGHT MED GROUP N V
NOTE 2.250% 11/1
98236JAB4
41449
30000000
PRN
DFND
1,2,3
0
30000000
0
ZIONS BANCORPORATION N A
*W EXP 05/21/202
989701115
4228
449793
SH
DFND
1,2,3
0
449793
0