0000902664-18-004089.txt : 20181114 0000902664-18-004089.hdr.sgml : 20181114 20181114140410 ACCESSION NUMBER: 0000902664-18-004089 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polygon Management Ltd. CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 181182558 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001515070 XXXXXXXX 09-30-2018 09-30-2018 false Polygon Management Ltd.

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 N Stacy Scheehle 212-359-7357 /s/ Stacy Scheehle New York NY 11-14-2018 3 59 835669 1 0001511278 028-15282 TFG Asset Management L.P. 2 0001511306 028-15285 Polygon Global Partners LLP 3 0001511305 028-15284 Polygon Global Partners LP INFORMATION TABLE 2 infotable.xml ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 4068 300000 SH DFND 0 300000 0 ALGONQUIN PWR UTILS CORP COM 015857105 569 55000 SH DFND 1,2,3 0 55000 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 47497 21756000 PRN DFND 1,2,3 0 21756000 0 ARRIS INTL INC SHS G0551A103 29705 1142943 SH DFND 1,2,3 0 1142943 0 ARRIS INTL INC SHS G0551A103 15777 607057 SH DFND 1,2 0 607057 0 ASSOCIATED BANC CORP *W EXP 11/21/201 045487113 106 14525 SH DFND 1,2,3 0 14525 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 24234 790150 SH DFND 0 790150 0 BAYTEX ENERGY CORP COM 07317Q105 726 250000 SH DFND 1,2,3 0 250000 0 CAE INC COM 124765108 1926 94800 SH DFND 1,2,3 0 94800 0 CARBONITE INC NOTE 2.500% 4/0 141337AB1 15138 10000000 PRN DFND 1,2,3 0 10000000 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 4290 3900000 PRN DFND 1,2,3 0 3900000 0 CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/1 21870UAA4 16594 14050000 PRN DFND 1,2,3 0 14050000 0 CRESCENT PT ENERGY CORP COM 22576C101 2706 425000 SH DFND 1,2,3 0 425000 0 DHT HOLDINGS INC SHS NEW Y2065G121 4433 943192 SH DFND 1,2,3 0 943192 0 DHT HOLDINGS INC SHS NEW Y2065G121 2476 526808 SH DFND 1,2 0 526808 0 ENCANA CORP COM 292505104 2951 225000 SH DFND 1,2,3 0 225000 0 ENERPLUS CORP COM 292766102 1668 135000 SH DFND 1,2,3 0 135000 0 EURONET WORLDWIDE INC NOTE 1.500% 10/0 298736AH2 1009 721000 PRN DFND 1,2,3 0 721000 0 FORTIS INC COM 349553107 2336 72000 SH DFND 1,2,3 0 72000 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 820 49722 SH DFND 1,2,3 0 49722 0 GOPRO INC CL A 38268T103 5023 697600 SH DFND 1,2,3 0 697600 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 4875 5000000 PRN DFND 1,2,3 0 5000000 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 3520 3000000 PRN DFND 1,2,3 0 3000000 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 935 882467 SH DFND 1,2,3 0 882467 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 8592 7700000 PRN DFND 1,2,3 0 7700000 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 12831 10750000 PRN DFND 1,2,3 0 10750000 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 10811 9564000 PRN DFND 1,2,3 0 9564000 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 14861 13595000 PRN DFND 1,2,3 0 13595000 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 21776 14500000 PRN DFND 1,2,3 0 14500000 0 LGI HOMES INC NOTE 4.250%11/1 50187TAB2 34934 15710000 PRN DFND 1,2,3 0 15710000 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 14035 20000000 PRN DFND 1,2,3 0 20000000 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 100998 29500000 PRN DFND 1,2,3 0 29500000 0 MAGNACHIP SEMICONDUCTOR SA NOTE 5.00% 3/0 55932XAB0 3034 2230000 PRN DFND 1,2,3 0 2230000 0 MARATHON OIL CORP COM 565849106 1513 65000 SH DFND 1,2,3 0 65000 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 5404 5000000 PRN DFND 1,2,3 0 5000000 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 27049 10000000 PRN DFND 1,2,3 0 10000000 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 44438 29340000 PRN DFND 1,2,3 0 29340000 0 MICRON TECHNOLOGY INC NOTE 3.000% 11/1 595112AY9 27333 17500000 PRN DFND 1,2,3 0 17500000 0 NATIONAL CINEMEDIA INC COM 635309107 7207 680549 SH DFND 1,2,3 0 680549 0 NATIONAL CINEMEDIA INC COM 635309107 4072 384492 SH DFND 1,2 0 384492 0 NIGHTSTAR THERAPEUTICS PLC ADR 65413A101 4597 225000 SH DFND 0 225000 0 PARSLEY ENERGY INC CL A 701877102 2430 83079 SH DFND 1,2,3 0 83079 0 PEMBINA PIPELINE CORP COM 706327103 3502 103000 SH DFND 1,2,3 0 103000 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 66399 24250000 PRN DFND 1,2,3 0 24250000 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 35700 20000000 PRN DFND 1,2,3 0 20000000 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 4116 4000000 PRN DFND 1,2,3 0 4000000 0 SHIRE PLC SPONSORED ADR 82481R106 18625 102748 SH DFND 1,2,3 0 102748 0 SHIRE PLC SPONSORED ADR 82481R106 8311 45850 SH DFND 1,2 0 45850 0 SUNCOR ENERGY INC NEW COM 867224107 2517 65000 SH DFND 1,2,3 0 65000 0 TELADOC HEALTH INC NOTE 3.000% 12/1 87918AAB1 48770 23500000 PRN DFND 1,2,3 0 23500000 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 10229 10000000 PRN DFND 1,2,3 0 10000000 0 TRILOGY METALS INC NEW COM 89621C105 316 158174 SH DFND 1,2,3 0 158174 0 TRULIA INC NOTE 2.750%12/1 897888AB9 5409 2806000 PRN DFND 1,2,3 0 2806000 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 47747 21500000 PRN DFND 1,2,3 0 21500000 0 VERMILION ENERGY INC COM 923725105 2090 63400 SH DFND 1,2,3 0 63400 0 WHEATON PRECIOUS METALS CORP COM 962879102 3150 180000 SH DFND 1,2,3 0 180000 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 345 238994 SH DFND 1,2,3 0 238994 0 WRIGHT MED GROUP N V NOTE 2.250% 11/1 98236JAB4 22539 15500000 PRN DFND 1,2,3 0 15500000 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 16607 927762 SH DFND 1,2,3 0 927762 0