0000902664-18-003135.txt : 20180814 0000902664-18-003135.hdr.sgml : 20180814 20180814110847 ACCESSION NUMBER: 0000902664-18-003135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polygon Management Ltd. CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 181015268 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001515070 XXXXXXXX 06-30-2018 06-30-2018 false Polygon Management Ltd.

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 N Stacy Scheehle 212-359-7357 /s/ Stacy Scheehle New York NY 08-14-2018 3 55 742831 1 0001511278 028-15282 TFG Asset Management L.P. 2 0001511306 028-15285 Polygon Global Partners LLP 3 0001511305 028-15284 Polygon Global Partners LP INFORMATION TABLE 2 infotable.xml ALGONQUIN PWR UTILS CORP COM 015857105 677 70000 SH DFND 1,2,3 0 70000 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 41799 21756000 PRN DFND 1,2,3 0 21756000 0 ARRIS INTL INC SHS G0551A103 27538 1126549 SH DFND 1,2,3 0 1126549 0 ARRIS INTL INC SHS G0551A103 15240 623451 SH DFND 1,2 0 623451 0 ASSOCIATED BANC CORP *W EXP 11/21/201 045487113 117 14525 SH DFND 1,2,3 0 14525 0 AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 670 25000 SH DFND 1,2,3 0 25000 0 B2GOLD CORP NOTE 3.250% 10/0 11777QAB6 27107 26874000 PRN DFND 1,2,3 0 26874000 0 CANADIAN NAT RES LTD COM 136385101 2457 68000 SH DFND 1,2,3 0 68000 0 CANOPY GROWTH CORP COM 138035100 334 11400 SH DFND 1,2,3 0 11400 0 CARBONITE INC NOTE 2.500% 4/0 141337AB1 14913 10000000 PRN DFND 1,2,3 0 10000000 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 4702 3900000 PRN DFND 1,2,3 0 3900000 0 CENOVUS ENERGY INC COM 15135U109 260 25000 SH Put DFND 1,2,3 0 25000 0 CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/1 21870UAA4 9809 8447000 PRN DFND 1,2,3 0 8447000 0 DHT HOLDINGS INC SHS NEW Y2065G121 4432 944885 SH DFND 1,2,3 0 944885 0 DHT HOLDINGS INC SHS NEW Y2065G121 2484 529715 SH DFND 1,2 0 529715 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 4338 192357 SH DFND 1,2,3 0 192357 0 GOPRO INC CL A 38268T103 5274 818900 SH DFND 1,2,3 0 818900 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 17949 19300000 PRN DFND 1,2,3 0 19300000 0 HALCON RES CORP COM PAR NEW 40537Q605 439 100000 SH DFND 1,2,3 0 100000 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 3134 3000000 PRN DFND 1,2,3 0 3000000 0 HELMERICH & PAYNE INC COM 423452101 1849 29000 SH DFND 1,2,3 0 29000 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 1500 882467 SH DFND 1,2,3 0 882467 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 7875 7700000 PRN DFND 1,2,3 0 7700000 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 12826 9564000 PRN DFND 1,2,3 0 9564000 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 18455 14000000 PRN DFND 1,2,3 0 14000000 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 23419 14500000 PRN DFND 1,2,3 0 14500000 0 LGI HOMES INC NOTE 4.250%11/1 50187TAB2 44909 16710000 PRN DFND 1,2,3 0 16710000 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 13036 20000000 PRN DFND 1,2,3 0 20000000 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 81249 29500000 PRN DFND 1,2,3 0 29500000 0 MAGNACHIP SEMICONDUCTOR SA NOTE 5.00% 3/0 55932XAB0 3198 2230000 PRN DFND 1,2,3 0 2230000 0 MARATHON PETE CORP COM 56585A102 3613 51500 SH DFND 1,2,3 0 51500 0 MAXAR TECHNOLOGIES LTD COM 57778L103 1805 35737 SH DFND 1,2,3 0 35737 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 6148 5000000 PRN DFND 1,2,3 0 5000000 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 47576 20000000 PRN DFND 1,2,3 0 20000000 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 51838 29340000 PRN DFND 1,2,3 0 29340000 0 MICRON TECHNOLOGY INC NOTE 3.000% 11/1 595112AY9 31480 17500000 PRN DFND 1,2,3 0 17500000 0 NATIONAL CINEMEDIA INC COM 635309107 5471 651250 SH DFND 1,2,3 0 651250 0 NATIONAL CINEMEDIA INC COM 635309107 3190 379723 SH DFND 1,2, 0 379723 0 NEVRO CORP COM 64157F103 910 11400 SH DFND 1,2,3 0 11400 0 NEWFIELD EXPL CO COM 651290108 2692 89000 SH DFND 1,2,3 0 89000 0 NEXTERA ENERGY INC COM 65339F101 3174 19000 SH DFND 1,2,3 0 19000 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 18581 10000000 PRN DFND 1,2,3 0 10000000 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 25968 14500000 PRN DFND 1,2,3 0 14500000 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 31057 20000000 PRN DFND 1,2,3 0 20000000 0 SHIRE PLC SPONSORED ADR 82481R106 23257 137779 SH DFND 1,2,3 0 137779 0 SHIRE PLC SPONSORED ADR 82481R106 10317 61118 SH DFND 1,2 0 61118 0 SIMPLY GOOD FOODS CO COM 82900L110 1061 255696 SH DFND 1,2,3 0 255696 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 12195 10000000 PRN DFND 1,2,3 0 10000000 0 TRILOGY METALS INC NEW COM 89621C105 282 158174 SH DFND 1,2,3 0 158174 0 TRULIA INC NOTE 2.750%12/1 897888AB9 7002 2806000 PRN DFND 1,2,3 0 2806000 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 25037 16500000 PRN DFND 1,2,3 0 16500000 0 VERMILION ENERGY INC COM 923725105 1616 44760 SH DFND 1,2,3 0 44760 0 WRIGHT MED GROUP NV NOTE 2.250% 11/1 98236JAB4 17409 13000000 PRN DFND 1,2,3 0 13000000 0 WRIGHT MED GROUP NV RIGHT 03/01/2019 N96617126 329 238994 SH DFND 1,2,3 0 238994 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 18834 927762 SH DFND 1,2,3 0 927762 0