Chief Compliance Officer

0000902664-17-004310.txt : 20171114 0000902664-17-004310.hdr.sgml : 20171114 20171114095636 ACCESSION NUMBER: 0000902664-17-004310 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polygon Management Ltd. CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 171198887 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001515070 XXXXXXXX 09-30-2017 09-30-2017 false Polygon Management Ltd.

Po Box 309 Ugland House Grand Cayman E9 KY1-1104

13F HOLDINGS REPORT 028-15287 N Stacy Scheehle Chief Compliance Officer 212-359-7357 /s/ Stacy Scheehle New York NY 11-14-2017 3 46 615908 1 0001511278 028-15282 TFG Asset Management L.P. 2 0001511306 028-15285 Polygon Global Partners LLP 3 0001511305 028-15284 Polygon Global Partners LP INFORMATION TABLE 2 infotable.xml ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 18469 10000000 PRN DFND 1,2,3 0 10000000 0 AMBAC FINL GROUP INC COM NEW 023139884 1622 94000 SH DFND 1,2,3 0 94000 0 ARRIS INTL INC SHS G0551A103 30662 1076236 SH DFND 1,2,3 0 1076236 0 ARRIS INTL INC SHS G0551A103 13710 481232 SH DFND 1,2 0 481232 0 B2GOLD CORP NOTE 3.250% 10/0 11777QAB6 18939 18000000 PRN DFND 1,2,3 0 18000000 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 16446 13125000 PRN DFND 1,2,3 0 13125000 0 COBALT INTL ENERGY INC NOTE 3.125% 5/1 19075FAB2 3057 14649000 PRN DFND 1,2,3 0 14649000 0 CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/1 21870UAA4 3970 3360000 PRN DFND 1,2,3 0 3360000 0 DHT HOLDINGS INC SHS NEW Y2065G121 4737 1190170 SH DFND 1,2,3 0 1190170 0 DHT HOLDINGS INC SHS NEW Y2065G121 2126 534280 SH DFND 1,2 0 534280 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 53287 2377815 SH DFND 1,2,3 0 2377815 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 2711 3000000 PRN DFND 1,2,3 0 3000000 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 15758 7500000 PRN DFND 1,2,3 0 7500000 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 510 250000 SH DFND 1,2,3 0 250000 0 IAC INTERACTIVECORP COM 44919P508 1740 14800 SH DFND 1,2,3 0 14800 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 8180 10200000 PRN DFND 1,2,3 0 10200000 0 INTEL CORP SDCV 2.950% 12/1 458140AD2 22933 16000000 PRN DFND 1,2,3 0 16000000 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 20374 17000000 PRN DFND 1,2,3 0 17000000 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 29386 17500000 PRN DFND 1,2,3 0 17500000 0 LGI HOMES INC NOTE 4.250%11/1 50187TAB2 45472 19910000 PRN DFND 1,2,3 0 19910000 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 29198 16000000 PRN DFND 1,2,3 0 16000000 0 MARRIOTT VACATIONS WRLDWIDE C NOTE 1.500% 9/1 57164YAA5 1570 1500000 PRN DFND 1,2,3 0 1500000 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 6363 5000000 PRN DFND 1,2,3 0 5000000 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 41905 20000000 PRN DFND 1,2,3 0 20000000 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 38265 21840000 PRN DFND 1,2,3 0 21840000 0 MICRON TECHNOLOGY INC NOTE 3.000% 11/1 595112AY9 2793 2000000 PRN DFND 1,2,3 0 2000000 0 MONSANTO CO NEW COM 61166W101 8264 68969 SH DFND 1,2,3 0 68969 0 MONSANTO CO NEW COM 61166W101 3718 31031 SH DFND 1,2 0 31031 0 NEVRO CORP COM 64157F103 1036 11400 SH DFND 1,2,3 0 11400 0 QUIDEL CORP NOTE 3.250% 12/1 74838JAA9 1348 885000 PRN DFND 1,2,3 0 885000 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 3531 3500000 PRN DFND 1,2,3 0 3500000 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 19197 14500000 PRN DFND 1,2,3 0 14500000 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 24472 18000000 PRN DFND 1,2,3 0 18000000 0 SANOFI RIGHT 12/31/2020 80105N113 961 2670316 SH DFND 1,2,3 0 2670316 0 SHIRE PLC SPONSORED ADR 82481R106 16258 106165 SH DFND 1,2,3 0 106165 0 SHIRE PLC SPONSORED ADR 82481R106 7421 48459 SH DFND 1,2 0 48459 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1256 50000 SH Put DFND 1,2,3 0 50000 0 STARWOOD PPTY TR INC NOTE 3.750% 10/1 85571BAC9 20354 20000000 PRN DFND 1,2,3 0 20000000 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 12304 10000000 PRN DFND 1,2,3 0 10000000 0 TRULIA INC NOTE 2.750%12/1 897888AB9 4970 2806000 PRN DFND 1,2,3 0 2806000 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 19092 16500000 PRN DFND 1,2,3 0 16500000 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAA9 967 1000000 PRN DFND 1,2,3 0 1000000 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 1953 1500000 PRN DFND 1,2,3 0 1500000 0 WRIGHT MED GROUP N V NOTE 2.250% 11/1 98236JAB4 19002 14000000 PRN DFND 1,2,3 0 14000000 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 1160 738994 SH DFND 1,2,3 0 738994 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 14461 952645 SH DFND 1,2,3 0 952645 0