0000902664-17-003281.txt : 20170814
0000902664-17-003281.hdr.sgml : 20170814
20170814073901
ACCESSION NUMBER: 0000902664-17-003281
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 171026905
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
06-30-2017
06-30-2017
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
08-14-2017
3
45
672171
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
4102
3750000
PRN
DFND
1,2,3
0
3750000
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
15416
14050000
PRN
DFND
1,2,3
0
14050000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
14501
10000000
PRN
DFND
1,2,3
0
10000000
0
ARRIS INTL INC
SHS
G0551A103
30738
1097018
SH
DFND
1,2,3
0
1097018
0
ARRIS INTL INC
SHS
G0551A103
14094
502982
SH
DFND
1,2
0
502982
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
15451
14500000
PRN
DFND
1,2,3
0
14500000
0
BECTON DICKINSON & CO
PFD SHS CONV A
075887208
11223
205000
PRN
DFND
1,2,3
0
205000
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
8743
6690000
PRN
DFND
1,2,3
0
6690000
0
COBALT INTL ENERGY INC
COM NEW
19075F304
115
46667
SH
DFND
1,2,3
0
46667
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
826
4000000
PRN
DFND
1,2,3
0
4000000
0
CORENERGY INFRASTRUCTURE TR
NOTE 7.000% 6/1
21870UAA4
3755
3340000
PRN
DFND
1,2,3
0
3340000
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
4350
1048163
SH
DFND
1,2,3
0
1048163
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
2002
482337
SH
DFND
1,2
0
482337
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
4222
242798
SH
DFND
1,2,3
0
242798
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
55742
15985766
PRN
DFND
1,2,3
0
15985766
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
3468
3000000
PRN
DFND
1,2,3
0
3000000
0
IMMUNOGEN INC
NOTE 4.500% 7/0
45253HAB7
33268
18000000
PRN
DFND
1,2,3
0
18000000
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
6453
10200000
PRN
DFND
1,2,3
0
10200000
0
INTEL CORP
SDCV 12/1
458140AD2
20919
16000000
PRN
DFND
1,2,3
0
16000000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
18684
17000000
PRN
DFND
1,2,3
0
17000000
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
77712
31470000
PRN
DFND
1,2,3
0
31470000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
36587
17500000
PRN
DFND
1,2,3
0
17500000
0
LGI HOMES INC
NOTE 4.250%11/1
50187TAB2
17289
9000000
PRN
DFND
1,2,3
0
9000000
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
10116
6100000
PRN
DFND
1,2,3
0
6100000
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
6601
5000000
PRN
DFND
1,2,3
0
5000000
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
32600
16000000
PRN
DFND
1,2,3
0
16000000
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
32926
21840000
PRN
DFND
1,2,3
0
21840000
0
MONSANTO CO NEW
COM
61166W101
28662
242158
SH
DFND
1,2,3
0
242158
0
MONSANTO CO NEW
COM
61166W101
12764
107842
SH
DFND
1,2
0
107842
0
NEVRO CORP
COM
64157F103
849
11400
SH
DFND
1,2,3
0
11400
0
PRETIUM RES INC
COM
74139C102
120
12500
SH
DFND
1,2,3
0
12500
0
RENEWABLE ENERGY GROUP INC
NOTE 4.000% 6/1
75972AAC7
10647
7800000
PRN
DFND
1,2,3
0
7800000
0
REPLIGEN CORP
NOTE 2.125% 6/0
759916AA7
11999
8327000
PRN
DFND
1,2,3
0
8327000
0
SANOFI
RIGHT 12/31/2020
80105N113
1015
2670316
SH
DFND
1,2,3
0
2670316
0
SHIRE PLC
SPONSORED ADR
82481R106
13463
81458
SH
DFND
1,2,3
0
81458
0
SHIRE PLC
SPONSORED ADR
82481R106
6029
36478
SH
DFND
1,2
0
36478
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12090
50000
SH
Put
DFND
1,2,3
0
50000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
20267
20000000
PRN
DFND
1,2,3
0
20000000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
12647
10000000
PRN
DFND
1,2,3
0
10000000
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
5872
2806000
PRN
DFND
1,2,3
0
2806000
0
UNISYS CORP
NOTE 5.500% 3/0
909214BS6
25569
16500000
PRN
DFND
1,2,3
0
16500000
0
WORKDAY INC
NOTE 0.750% 7/1
98138HAC5
1852
1500000
PRN
DFND
1,2,3
0
1500000
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
14166
10000000
PRN
DFND
1,2,3
0
10000000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
1123
738994
SH
DFND
1,2,3
0
738994
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
11134
878782
SH
DFND
1,2,3
0
878782
0