0000902664-17-002348.txt : 20170515
0000902664-17-002348.hdr.sgml : 20170515
20170515112617
ACCESSION NUMBER: 0000902664-17-002348
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 17842283
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
03-31-2017
03-31-2017
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
05-15-2017
3
38
533088
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
4086
3750000
PRN
DFND
1,2,3
0
3750000
0
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
15389
14050000
PRN
DFND
1,2,3
0
14050000
0
ALLEGHENY TECHNOLOGIES INC
NOTE 4.750% 7/0
01741RAG7
15012
10000000
PRN
DFND
1,2,3
0
10000000
0
ARRIS INTL INC
SHS
G0551A103
29016
1097018
SH
DFND
1,2,3
0
1097018
0
ARRIS INTL INC
SHS
G0551A103
13304
502982
SH
DFND
1,2
0
502982
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
15780
14500000
PRN
DFND
1,2,3
0
14500000
0
CARRIAGE SVCS INC
NOTE 2.750% 3/1
143905AM9
8731
6690000
PRN
DFND
1,2,3
0
6690000
0
CORENERGY INFRASTRUCTURE TR
NOTE 7.000% 6/1
21870UAA4
3514
3090000
PRN
DFND
1,2,3
0
3090000
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
4685
1048163
SH
DFND
1,2,3
0
1048163
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
2156
482337
SH
DFND
1,2
0
482337
0
FRONTLINE LTD
SHS NEW
G3682E192
2447
363000
SH
DFND
1,2,3
0
363000
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
2441
136726
SH
DFND
1,2,3
0
136726
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
41020
15807929
PRN
DFND
1,2,3
0
15807929
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
3812
3000000
PRN
DFND
1,2,3
0
3000000
0
HEALTHSOUTH CORP
DEBT 2.000%12/0
421924BL4
12280
10000000
PRN
DFND
1,2,3
0
10000000
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.750% 8/0
45780VAB8
6557
10200000
PRN
DFND
1,2,3
0
10200000
0
INTEL CORP
SDCV 12/1
458140AD2
41093
30000000
PRN
DFND
1,2,3
0
30000000
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
15340
15000000
PRN
DFND
1,2,3
0
15000000
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
73685
31330000
PRN
DFND
1,2,3
0
31330000
0
LEXICON PHARMACEUTICALS INC
NOTE 5.250%12/0
528872AB0
32791
17500000
PRN
DFND
1,2,3
0
17500000
0
LGI HOMES INC
NOTE 4.250%11/1
50187TAB2
12590
7500000
PRN
DFND
1,2,3
0
7500000
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
12093
8100000
PRN
DFND
1,2,3
0
8100000
0
MEDICINES CO
DBCV 1.375% 6/0
584688AC9
33133
18788000
PRN
DFND
1,2,3
0
18788000
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
7919
5000000
PRN
DFND
1,2,3
0
5000000
0
MERCADOLIBRE INC
NOTE 2.250% 7/0
58733RAB8
13155
7500000
PRN
DFND
1,2,3
0
7500000
0
MONSANTO CO NEW
COM
61166W101
19355
170979
SH
DFND
1,2,3
0
170979
0
MONSANTO CO NEW
COM
61166W101
8945
79021
SH
DFND
1,2
0
79021
0
NEVRO CORP
COM
64157F103
1068
11400
SH
DFND
1,2,3
0
11400
0
SANOFI
RIGHT 12/31/2020
80105N113
1202
2670316
SH
DFND
1,2,3
0
2670316
0
SHIRE PLC
SPONSORED ADR
82481R106
6897
39585
SH
DFND
1,2,3
0
39585
0
SHIRE PLC
SPONSORED ADR
82481R106
3162
18149
SH
DFND
1,2
0
18149
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
11787
50000
SH
Put
DFND
1,2,3
0
50000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
19096
18500000
PRN
DFND
1,2,3
0
18500000
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
10437
10000000
PRN
DFND
1,2,3
0
10000000
0
TRULIA INC
NOTE 2.750%12/1
897888AB9
4398
2806000
PRN
DFND
1,2,3
0
2806000
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
1131
738994
SH
DFND
1,2,3
0
738994
0
YAHOO INC
NOTE 12/0
984332AF3
20738
20000000
PRN
DFND
1,2,3
0
20000000
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
2843
247019
SH
DFND
1,2,3
0
247019
0