0000902664-16-005623.txt : 20160212 0000902664-16-005623.hdr.sgml : 20160212 20160212160052 ACCESSION NUMBER: 0000902664-16-005623 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polygon Management Ltd. CENTRAL INDEX KEY: 0001515070 IRS NUMBER: 980646182 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15287 FILM NUMBER: 161418718 BUSINESS ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-359-7356 MAIL ADDRESS: STREET 1: PO BOX 309 STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001515070 XXXXXXXX 12-31-2015 12-31-2015 false Polygon Management Ltd.
Po Box 309 Ugland House Grand Cayman E9 KY1-1104
13F HOLDINGS REPORT 028-15287 N
Stacy Scheehle Chief Compliance Officer 212-359-7357 /s/ Stacy Scheehle New York NY 02-12-2016 3 23 281222 1 0001511278 028-15282 TFG Asset Management L.P. 2 0001511306 028-15285 Polygon Global Partners LLP 3 0001511305 028-15284 Polygon Global Partners LP
INFORMATION TABLE 2 infotable.xml ACCURAY INC NOTE 3.500% 2/0 004397AD7 10066 7350000 PRN DFND 1,2,3 0 7350000 0 ALERE INC NOTE 3.000% 5/1 01449JAA3 4655 4500000 PRN DFND 1,2,3 0 4500000 0 AMTRUST FINL SVCS INC NOTE 2.750%12/1 032359AG6 4679 5000000 PRN DFND 1,2,3 0 5000000 0 ARRIS GROUP INC NEW COM 04270V106 24837 812475 SH DFND 1,2,3 0 812475 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 9281 11000000 PRN DFND 1,2,3 0 11000000 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 10628 18500000 PRN DFND 1,2,3 0 18500000 0 ENDOLOGIX INC NOTE 4.250% 8/1 29266SAB2 15228 13900000 PRN DFND 1,2,3 0 13900000 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 14025 11800222 PRN DFND 1,2,3 0 11800222 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 2803 115253 SH DFND 1,2,3 0 115253 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 9138 560798 SH DFND 1,2,3 0 560798 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 35162 15188747 PRN DFND 1,2,3 0 15188747 0 GOLDEN OCEAN GROUP LTD SHS G39637106 119 109861 SH DFND 1,2 0 109861 0 HEARTWARE INTL INC COM 422368100 378 7500 SH DFND 1,2,3 0 7500 0 HUDBAY MINERALS INC COM 443628102 2141 558000 SH DFND 1,2,3 0 558000 0 JAZZ TECHNOLOGIES INC NEW NOTE 8.000%12/3 47214GAF4 35004 21886000 PRN DFND 1,2,3 0 21886000 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 24791 16490000 PRN DFND 1,2,3 0 16490000 0 NII HLDGS INC COM PAR $0.001 62913F508 2032 402438 SH DFND 1,2,3 0 402438 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 31525 20000000 PRN DFND 1,2,3 0 20000000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10194 50000 SH Put DFND 1,2,3 0 50000 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 760 1000000 PRN DFND 1,2,3 0 1000000 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 11922 12000000 PRN DFND 1,2,3 0 12000000 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 14029 9000000 PRN DFND 1,2,3 0 9000000 0 YAHOO INC NOTE 12/0 984332AF3 7825 8000000 PRN DFND 1,2,3 0 8000000 0