0000902664-16-005623.txt : 20160212
0000902664-16-005623.hdr.sgml : 20160212
20160212160052
ACCESSION NUMBER: 0000902664-16-005623
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polygon Management Ltd.
CENTRAL INDEX KEY: 0001515070
IRS NUMBER: 980646182
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15287
FILM NUMBER: 161418718
BUSINESS ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-359-7356
MAIL ADDRESS:
STREET 1: PO BOX 309
STREET 2: UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001515070
XXXXXXXX
12-31-2015
12-31-2015
false
Polygon Management Ltd.
Po Box 309
Ugland House
Grand Cayman
E9
KY1-1104
13F HOLDINGS REPORT
028-15287
N
Stacy Scheehle
Chief Compliance Officer
212-359-7357
/s/ Stacy Scheehle
New York
NY
02-12-2016
3
23
281222
1
0001511278
028-15282
TFG Asset Management L.P.
2
0001511306
028-15285
Polygon Global Partners LLP
3
0001511305
028-15284
Polygon Global Partners LP
INFORMATION TABLE
2
infotable.xml
ACCURAY INC
NOTE 3.500% 2/0
004397AD7
10066
7350000
PRN
DFND
1,2,3
0
7350000
0
ALERE INC
NOTE 3.000% 5/1
01449JAA3
4655
4500000
PRN
DFND
1,2,3
0
4500000
0
AMTRUST FINL SVCS INC
NOTE 2.750%12/1
032359AG6
4679
5000000
PRN
DFND
1,2,3
0
5000000
0
ARRIS GROUP INC NEW
COM
04270V106
24837
812475
SH
DFND
1,2,3
0
812475
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
9281
11000000
PRN
DFND
1,2,3
0
11000000
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
10628
18500000
PRN
DFND
1,2,3
0
18500000
0
ENDOLOGIX INC
NOTE 4.250% 8/1
29266SAB2
15228
13900000
PRN
DFND
1,2,3
0
13900000
0
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
14025
11800222
PRN
DFND
1,2,3
0
11800222
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
2803
115253
SH
DFND
1,2,3
0
115253
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
9138
560798
SH
DFND
1,2,3
0
560798
0
GLOBALSTAR INC
NOTE 8.000% 4/0
378973AD3
35162
15188747
PRN
DFND
1,2,3
0
15188747
0
GOLDEN OCEAN GROUP LTD
SHS
G39637106
119
109861
SH
DFND
1,2
0
109861
0
HEARTWARE INTL INC
COM
422368100
378
7500
SH
DFND
1,2,3
0
7500
0
HUDBAY MINERALS INC
COM
443628102
2141
558000
SH
DFND
1,2,3
0
558000
0
JAZZ TECHNOLOGIES INC NEW
NOTE 8.000%12/3
47214GAF4
35004
21886000
PRN
DFND
1,2,3
0
21886000
0
MERRIMACK PHARMACEUTICALS IN
NOTE 4.500% 7/1
590328AA8
24791
16490000
PRN
DFND
1,2,3
0
16490000
0
NII HLDGS INC
COM PAR $0.001
62913F508
2032
402438
SH
DFND
1,2,3
0
402438
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
31525
20000000
PRN
DFND
1,2,3
0
20000000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10194
50000
SH
Put
DFND
1,2,3
0
50000
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
760
1000000
PRN
DFND
1,2,3
0
1000000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
11922
12000000
PRN
DFND
1,2,3
0
12000000
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
14029
9000000
PRN
DFND
1,2,3
0
9000000
0
YAHOO INC
NOTE 12/0
984332AF3
7825
8000000
PRN
DFND
1,2,3
0
8000000
0