0001437749-23-013635.txt : 20230510 0001437749-23-013635.hdr.sgml : 20230510 20230510163029 ACCESSION NUMBER: 0001437749-23-013635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitts Brian CENTRAL INDEX KEY: 0001514845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39210 FILM NUMBER: 23906984 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001786248 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 842178264 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-08 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001514845 Mitts Brian 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 See Remarks 0 Common Stock 2023-05-08 4 M 0 5780 A 55358 D Common Stock 2023-05-08 4 F 0 2011 13.48 D 53347 D Common Stock 96 I By child Common Stock 7748.53 I By 401(k) plan Restricted Stock Units 2023-05-08 4 M 0 5780 0 D Common Stock 5780 5780 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer /s/ Brian Mitts 2023-05-10