0001437749-23-013635.txt : 20230510
0001437749-23-013635.hdr.sgml : 20230510
20230510163029
ACCESSION NUMBER: 0001437749-23-013635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230508
FILED AS OF DATE: 20230510
DATE AS OF CHANGE: 20230510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitts Brian
CENTRAL INDEX KEY: 0001514845
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 23906984
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-276-6300
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-05-08
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001514845
Mitts Brian
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
1
See Remarks
0
Common Stock
2023-05-08
4
M
0
5780
A
55358
D
Common Stock
2023-05-08
4
F
0
2011
13.48
D
53347
D
Common Stock
96
I
By child
Common Stock
7748.53
I
By 401(k) plan
Restricted Stock Units
2023-05-08
4
M
0
5780
0
D
Common Stock
5780
5780
D
Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer
/s/ Brian Mitts
2023-05-10