0000073124-18-000101.txt : 20180220 0000073124-18-000101.hdr.sgml : 20180220 20180220180325 ACCESSION NUMBER: 0000073124-18-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohodes Jeffrey D. CENTRAL INDEX KEY: 0001514798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36609 FILM NUMBER: 18626196 MAIL ADDRESS: STREET 1: 50 S LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 4 1 wf-form4_151916779072443.xml FORM 4 X0306 4 2018-02-16 0 0000073124 NORTHERN TRUST CORP NTRS 0001514798 Cohodes Jeffrey D. 50 SOUTH LASALLE STREET CHICAGO IL 60603 0 1 0 0 Executive Vice President Common Stock 2018-02-16 4 M 0 6898 58.25 A 38248 D Common Stock 2018-02-16 4 S 0 6898 105.27 D 31350 D Common Stock 3809.77 I 401(k) as of 12-31-17 Employee Stock Option (right-to-buy) 58.25 2018-02-16 4 M 0 6898 0 D 2026-02-16 Common Stock 6898.0 13795 D Includes 18,007 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Price reflects the weighted average sales price from $104.98 to $105.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. This option becomes exercisable in four equal annual installments beginning 2/16/2017. Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes 2018-02-20