0000073124-18-000066.txt : 20180212
0000073124-18-000066.hdr.sgml : 20180212
20180212185631
ACCESSION NUMBER: 0000073124-18-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180212
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohodes Jeffrey D.
CENTRAL INDEX KEY: 0001514798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36609
FILM NUMBER: 18598507
MAIL ADDRESS:
STREET 1: 50 S LASALLE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TRUST CORP
CENTRAL INDEX KEY: 0000073124
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 362723087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3126306000
MAIL ADDRESS:
STREET 1: 50 S LASALLE ST
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: NORTRUST CORP
DATE OF NAME CHANGE: 19780525
4
1
wf-form4_151847977659765.xml
FORM 4
X0306
4
2018-02-12
0
0000073124
NORTHERN TRUST CORP
NTRS
0001514798
Cohodes Jeffrey D.
50 SOUTH LASALLE STREET
CHICAGO
IL
60603
0
1
0
0
Executive Vice President
Common Stock
2018-02-12
4
M
0
5084
60.85
A
37936
D
Common Stock
2018-02-12
4
M
0
6898
58.25
A
44834
D
Common Stock
2018-02-12
4
S
0
6200
98.33
D
38634
D
Common Stock
2018-02-12
4
S
0
5282
99.12
D
33352
D
Common Stock
2018-02-12
4
S
0
500
100
D
32852
D
Common Stock
3809.77
I
401(k) as of 12-31-17
Employee Stock Option (right-to-buy)
60.85
2018-02-12
4
M
0
5084
0
D
2024-02-10
Common Stock
5084.0
0
D
Employee Stock Option (right-to-buy)
58.25
2018-02-12
4
M
0
6898
0
D
2026-02-16
Common Stock
6898.0
20693
D
Price reflects the weighted average sales price from $97.81 to $98.80. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $98.83 to $99.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Price reflects the weighted average sales price from $99.87 to $100.15. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning 2/10/2015.
This option becomes exercisable in four equal annual installments beginning 2/16/2017.
Bradley R. Gabriel, Attorney-In-Fact for Jeffrey D. Cohodes
2018-02-12