8-A12B 1 preferredoffering8a-septem.htm 8-A12B Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-A
 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
  
AG Mortgage Investment Trust, Inc.
(Exact name of registrant as specified in its charter)
 
 
 
 
 
Maryland
 
27-5254382
(State of incorporation or organization)
 
(IRS Employer Identification No.)
 
 
245 Park Avenue, 26th Floor
New York, New York
 
10167
(Address of principal executive offices)
 
(Zip Code)

Securities registered pursuant to Section 12(b) of the Act:
 
 
 
 
 
 
Title of each class to be so registered
 
 
  
Name of each exchange on which
each class is to be registered
8.000% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, $0.01 par value per share (Liquidation Preference $25.00 per share)
 
 
  
New York Stock Exchange
 
 
 
  
 
 
 
 
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check the following box.   x
 
 
  
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), please check the following box.   ¨
Securities Act registration statement file number to which this form relates (if applicable): File No. 333-224629
Securities registered pursuant to Section 12(g) of the Act: None








Item 1.
Description of Registrant’s Securities to be Registered
 

The description of the 8.000% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, $0.01 par value per share (Liquidation Preference $25.00 per share), of AG Mortgage Investment Trust, Inc. (the “Registrant”) contained under the caption “Description of the Series C Preferred Stock” in the Registrant’s Prospectus Supplement dated September 11, 2019, as filed with the Securities and Exchange Commission (the “Commission”) on September 12, 2019, pursuant to Rule 424(b) under the Securities Act of 1933, as amended, and under the heading “Description of Preferred Stock” in the accompanying prospectus that constitutes a part of the Registrant’s Registration Statement on Form S-3 (File No. 333-224629), filed with the Commission on May 2, 2018, is incorporated herein by reference.
 
Item 2.
Exhibits
 
Exhibit No.
 
Description
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
3.5
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
3.9
 
 
 
 
 
 
Filed herewith.







SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
AG MORTGAGE INVESTMENT TRUST, INC.
 
 
 
Date: September 16, 2019
By:
/s/ RAUL E. MORENO
 
 
Name: Raul E. Moreno
 
 
Title: General Counsel and Secretary