0001144204-18-031249.txt : 20180529
0001144204-18-031249.hdr.sgml : 20180529
20180529120034
ACCESSION NUMBER: 0001144204-18-031249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180525
FILED AS OF DATE: 20180529
DATE AS OF CHANGE: 20180529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carroll Larry W.
CENTRAL INDEX KEY: 0001514106
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01022
FILM NUMBER: 18863519
MAIL ADDRESS:
STREET 1: C/O PARK STERLING BANK
STREET 2: 1043 EAST MOREHEAD STREET, SUITE 201
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capitala Finance Corp.
CENTRAL INDEX KEY: 0001571329
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: 704-376-5502
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET, SUITE 360
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
4
1
tv495199_4.xml
FORM 4
X0306
4
2018-05-25
0
0001571329
Capitala Finance Corp.
CPTA
0001514106
Carroll Larry W.
C/O CAPITALA FINANCE CORP.
4201 CONGRESS STREET, SUITE 360
CHARLOTTE
NC
28209
1
0
0
0
Common Stock
2018-05-25
4
P
0
4533
8.1593
A
140000
D
Common Stock
660
I
via Parent
The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.15 to $8.16. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.
/s/ Richard G. Wheelahan, III, attorney-in-fact
2018-05-29