0001144204-18-031249.txt : 20180529 0001144204-18-031249.hdr.sgml : 20180529 20180529120034 ACCESSION NUMBER: 0001144204-18-031249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180525 FILED AS OF DATE: 20180529 DATE AS OF CHANGE: 20180529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll Larry W. CENTRAL INDEX KEY: 0001514106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01022 FILM NUMBER: 18863519 MAIL ADDRESS: STREET 1: C/O PARK STERLING BANK STREET 2: 1043 EAST MOREHEAD STREET, SUITE 201 CITY: CHARLOTTE STATE: NC ZIP: 28204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitala Finance Corp. CENTRAL INDEX KEY: 0001571329 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-376-5502 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET, SUITE 360 CITY: CHARLOTTE STATE: NC ZIP: 28209 4 1 tv495199_4.xml FORM 4 X0306 4 2018-05-25 0 0001571329 Capitala Finance Corp. CPTA 0001514106 Carroll Larry W. C/O CAPITALA FINANCE CORP. 4201 CONGRESS STREET, SUITE 360 CHARLOTTE NC 28209 1 0 0 0 Common Stock 2018-05-25 4 P 0 4533 8.1593 A 140000 D Common Stock 660 I via Parent The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.15 to $8.16. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. /s/ Richard G. Wheelahan, III, attorney-in-fact 2018-05-29