0000899243-19-023563.txt : 20190913 0000899243-19-023563.hdr.sgml : 20190913 20190913162548 ACCESSION NUMBER: 0000899243-19-023563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190912 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOFFMAN ROBERT CENTRAL INDEX KEY: 0001166288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36361 FILM NUMBER: 191092864 MAIL ADDRESS: STREET 1: ARENA PHARMACEUTICALS INC STREET 2: 6166 NANCY RIDER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aravive, Inc. CENTRAL INDEX KEY: 0001513818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264106690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LYONDELLBASELL TOWER STREET 2: 1221 MCKINNEY STREET, SUITE 3200 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 936-355-1910 MAIL ADDRESS: STREET 1: LYONDELLBASELL TOWER STREET 2: 1221 MCKINNEY STREET, SUITE 3200 CITY: HOUSTON STATE: TX ZIP: 77010 FORMER COMPANY: FORMER CONFORMED NAME: Versartis, Inc. DATE OF NAME CHANGE: 20110223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-12 0 0001513818 Aravive, Inc. ARAV 0001166288 HOFFMAN ROBERT C/O ARAVIVE, INC. 3730 KIRBY DRIVE, SUITE 1200 HOUSTON TX 77098 1 0 0 0 Stock Option 5.77 2019-09-12 4 A 0 7500 0.00 A 2019-10-12 2029-09-11 Common Stock 7500 7500 D These options vest pro rata on a monthly basis commencing on October 12, 2019 for the next 12 months with full vesting, if not fully vested at such time, on the date of the Aravive Inc.'s next annual meeting of stockholders. /s/ Abel Svitavsky, Attorney-In-Fact 2019-09-13 EX-24 2 attachment1.htm EX-24 DOCUMENT

                         LIMITED POWER OF ATTORNEY FOR
                        SECTION 16 REPORTING OBLIGATIONS

Know all by these presents, that the undersigned hereby makes, constitutes and
appoints each of Vinay Shah and Abel Svitavsky of Aravive, Inc. (the "Company"),
signing individually, the undersigned's true and lawful attorney-in-fact and
agent to:

      (1)   prepare, execute on behalf of the undersigned, and submit to the
            U.S. Securities and Exchange Commission (the "SEC") any documents
            necessary or advisable to obtain EDGAR access codes or make any
            updates to the undersigned's EDGAR access codes once obtained,
            enabling the undersigned to make electronic filings of reports with
            the SEC;

     (2)    execute for and on behalf of the undersigned, an officer, director .
            or holder of 10% of more of a registered class of securities of the
            Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the
            Securities Exchange Act of 1934, as amended (the "Exchange Act") and
            the rules thereunder;

     (3)    do and perform any and all acts for and on behalf of the undersigned
            that may be necessary or desirable to complete and execute such
            Form 3, 4 or 5, complete and execute any amendment or amendments
            thereto, and timely file such forms or amendments with the SEC and
            any stock exchange or similar authority; and

     (4)    take any other action of any nature whatsoever in connection with
            the foregoing which, in the opinion of such attorney-in-fact, may be
            of benefit, in the best interest of, or legally required by, the
            undersigned, it being understood that the documents executed by such
            attorney-in-fact on behalf of the undersigned pursuant to this Power
            of Attorney shall be in such form and shall contain such terms and
            conditions as such attorney-in-fact may approve in such
            attorney-in-fact's discretion.

The undersigned hereby grants to such attorney-in-fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary,
or proper to be done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the undersigned might or could
do if personally present, with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact, or such attorney-
in-fact's substitute or substitutes, shall lawfully do or cause to be done by
virtue of this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorney-in-fact, in serving in
such capacity at the request of the undersigned, is not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, (b) revocation by the undersigned in a signed writing
delivered to the foregoing attorney-in-fact or (c) until such attorney-in-fact
shall no longer be employed by the Company, as applicable.


     IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 12th  day of September, 2019.



                        /s/ Robert E. Hoffman
                        -----------------------------------------
                        Robert E. Hoffman