0001571049-16-013018.txt : 20160314 0001571049-16-013018.hdr.sgml : 20160314 20160314180902 ACCESSION NUMBER: 0001571049-16-013018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farkas Daniel S CENTRAL INDEX KEY: 0001566517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 161505051 MAIL ADDRESS: STREET 1: 5840 SW 117TH STREET CITY: CORAL GABLES STATE: FL ZIP: 33156 4 1 t1600700_farkas.xml OWNERSHIP DOCUMENT X0306 4 2016-03-10 0 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001566517 Farkas Daniel S 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 0 1 0 0 SVP Gen. Counsel & Asst. Sec'y Common Stock 2016-03-10 4 M 0 18770 19.00 A 87941 D Common Stock 2016-03-10 4 S 0 18770 47.60 D 69171 D Common Stock 2016-03-11 4 M 0 6300 19.00 A 75471 D Common Stock 2016-03-11 4 S 0 20300 47.56 D 55171 D Stock Option (right to buy) 19.00 2016-03-10 4 M 0 18770 0 D 2020-01-17 Common Stock 18770 7659 D Stock Option (right to buy) 19.00 2016-03-11 4 M 0 6300 0 D 2020-01-17 Common Stock 6300 1359 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.67, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.79, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). 680 of the total options were vested as of 09/04/15, 1,707 of the total options were vested as of 09/15/15, 9,826 of the total options vested based on performance conditions as of 3/18/14, and 6,557 of the total options vested based on performance conditions as of 8/13/15. 6,300 of the total options were vested based on a performance condition as of 8/13/15. /s/ Daniel S. Farkas 2016-03-14