0001104659-23-078150.txt : 20230705 0001104659-23-078150.hdr.sgml : 20230705 20230705163024 ACCESSION NUMBER: 0001104659-23-078150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Rio Frank J CENTRAL INDEX KEY: 0001625861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35784 FILM NUMBER: 231069593 MAIL ADDRESS: STREET 1: 8300 NW 33RD STREET, SUITE 100 CITY: MIAMI STATE: FL ZIP: 33122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd. CENTRAL INDEX KEY: 0001513761 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980691007 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 BUSINESS PHONE: 305-436-4000 MAIL ADDRESS: STREET 1: 7665 CORPORATE DRIVE CITY: MIAMI STATE: FL ZIP: 33126 4 1 tm2320612-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-30 1 0001513761 Norwegian Cruise Line Holdings Ltd. NCLH 0001625861 Del Rio Frank J 7665 CORPORATE CENTER DRIVE MIAMI FL 33126 1 1 0 0 Former Pres. & CEO 0 Common Stock 2023-06-30 4 A 0 1071426 0 A 1997931 D Common Stock 2023-06-30 4 F 0 136159 21.77 D 1861772 D Common Stock 2023-06-30 4 F 0 17577 21.77 D 1844195 D Common Stock 2023-06-30 4 F 0 421607 21.77 D 1422588 D Common Stock 2023-06-30 4 F 0 62461 21.77 D 1360127 D Common Stock 27875 I By FJDR Family Trust Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2022. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance condition achievement level on June 30, 2023, and the restricted share units vested on June 30, 2023, pursuant to the terms of the award agreement. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 346,020 restricted share units granted to the reporting person on October 1, 2020. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 44,668 restricted share units granted to the reporting person on June 11, 2021. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1,071,426 performance-based restricted share units granted to the reporting person on March 1, 2022. Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 158,730 restricted share units granted to the reporting person on March 1, 2022. /s/Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio 2023-07-05