0001104659-23-078150.txt : 20230705
0001104659-23-078150.hdr.sgml : 20230705
20230705163024
ACCESSION NUMBER: 0001104659-23-078150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Del Rio Frank J
CENTRAL INDEX KEY: 0001625861
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35784
FILM NUMBER: 231069593
MAIL ADDRESS:
STREET 1: 8300 NW 33RD STREET, SUITE 100
CITY: MIAMI
STATE: FL
ZIP: 33122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Norwegian Cruise Line Holdings Ltd.
CENTRAL INDEX KEY: 0001513761
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 980691007
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
BUSINESS PHONE: 305-436-4000
MAIL ADDRESS:
STREET 1: 7665 CORPORATE DRIVE
CITY: MIAMI
STATE: FL
ZIP: 33126
4
1
tm2320612-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-30
1
0001513761
Norwegian Cruise Line Holdings Ltd.
NCLH
0001625861
Del Rio Frank J
7665 CORPORATE CENTER DRIVE
MIAMI
FL
33126
1
1
0
0
Former Pres. & CEO
0
Common Stock
2023-06-30
4
A
0
1071426
0
A
1997931
D
Common Stock
2023-06-30
4
F
0
136159
21.77
D
1861772
D
Common Stock
2023-06-30
4
F
0
17577
21.77
D
1844195
D
Common Stock
2023-06-30
4
F
0
421607
21.77
D
1422588
D
Common Stock
2023-06-30
4
F
0
62461
21.77
D
1360127
D
Common Stock
27875
I
By FJDR Family Trust
Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2022. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance condition achievement level on June 30, 2023, and the restricted share units vested on June 30, 2023, pursuant to the terms of the award agreement.
Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 346,020 restricted share units granted to the reporting person on October 1, 2020.
Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 44,668 restricted share units granted to the reporting person on June 11, 2021.
Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1,071,426 performance-based restricted share units granted to the reporting person on March 1, 2022.
Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 158,730 restricted share units granted to the reporting person on March 1, 2022.
/s/Daniel S. Farkas, as attorney-in-fact for Frank J. Del Rio
2023-07-05