0001104659-14-057641.txt : 20140806 0001104659-14-057641.hdr.sgml : 20140806 20140806165731 ACCESSION NUMBER: 0001104659-14-057641 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140806 DATE AS OF CHANGE: 20140806 EFFECTIVENESS DATE: 20140806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cain Brothers Asset Management, LLC CENTRAL INDEX KEY: 0001513702 IRS NUMBER: 271150449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14424 FILM NUMBER: 141020653 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-869-5600 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001513702 XXXXXXXX 06-30-2014 06-30-2014 false Cain Brothers Asset Management, LLC

360 Madison Avenue 5th Floor New York NY 10017

13F HOLDINGS REPORT 028-14424 N Charity A. Davidenko 212-981-6937 /s/ Charity A. Davidenko New York NY 08-06-2014 0 9 32831 false INFORMATION TABLE 2 a14-18086_1informationtable.xml INFORMATION TABLE ISHARES TR MSCI EAFE INDEX Equity 464287465 3965 58000 SH Call SOLE 58000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 6085 89000 SH Call SOLE 89000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 7521 110000 SH Call SOLE 110000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 5188 120000 SH Call SOLE 120000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 4755 110000 SH Call SOLE 110000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1513 35000 SH Call SOLE 35000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 562 13000 SH Call SOLE 13000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1297 30000 SH Call SOLE 30000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1945 45000 SH Call SOLE 45000 0 0