0001104659-14-029222.txt : 20140422 0001104659-14-029222.hdr.sgml : 20140422 20140422172407 ACCESSION NUMBER: 0001104659-14-029222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140422 DATE AS OF CHANGE: 20140422 EFFECTIVENESS DATE: 20140422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cain Brothers Asset Management, LLC CENTRAL INDEX KEY: 0001513702 IRS NUMBER: 271150449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14424 FILM NUMBER: 14776975 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-869-5600 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001513702 XXXXXXXX 03-31-2014 03-31-2014 false Cain Brothers Asset Management, LLC

360 Madison Avenue 5th Floor New York NY 10017

13F HOLDINGS REPORT 028-14424 N Charity A. Davidenko 212-981-6937 /s/ Charity A. Davidenko New York NY 04-22-2014 0 11 34262 false INFORMATION TABLE 2 a14-10900_1informationtable.xml INFORMATION TABLE ISHARES TR MSCI EAFE INDEX Equity 464287465 3892 58000 SH Call SOLE 58000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 1174 17500 SH Call SOLE 17500 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 5973 89000 SH Call SOLE 89000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 7382 110000 SH Call SOLE 110000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 4918 120000 SH Call SOLE 120000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 4508 110000 SH Call SOLE 110000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1373 33500 SH Call SOLE 33500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1434 35000 SH Call SOLE 35000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 533 13000 SH Call SOLE 13000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1230 30000 SH Call SOLE 30000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1844 45000 SH Call SOLE 45000 0 0