0001104659-14-004033.txt : 20140124 0001104659-14-004033.hdr.sgml : 20140124 20140124143954 ACCESSION NUMBER: 0001104659-14-004033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cain Brothers Asset Management, LLC CENTRAL INDEX KEY: 0001513702 IRS NUMBER: 271150449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14424 FILM NUMBER: 14545578 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-869-5600 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001513702 XXXXXXXX 12-31-2013 12-31-2013 false Cain Brothers Asset Management, LLC

360 Madison Avenue 5th Floor New York NY 10017

13F HOLDINGS REPORT 028-14424 N Charity A. Davidenko 212-981-6937 /s/ Charity A. Davidenko New York NY 01-24-2014 0 9 24870 false INFORMATION TABLE 2 a14-4265_1informationtable.xml INFORMATION TABLE ISHARES TR MSCI EAFE INDEX Equity 464287465 236 3500 SH Call SOLE 3500 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 2221 33000 SH Call SOLE 33000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 5890 87500 SH Call SOLE 87500 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 6058 90000 SH Call SOLE 90000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 5991 89000 SH Call SOLE 89000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1275 30500 SH Call SOLE 30500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1401 33500 SH Call SOLE 33500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 544 13000 SH Call SOLE 13000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1254 30000 SH Call SOLE 30000 0 0