0001104659-13-064156.txt : 20130815 0001104659-13-064156.hdr.sgml : 20130815 20130815093559 ACCESSION NUMBER: 0001104659-13-064156 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cain Brothers Asset Management, LLC CENTRAL INDEX KEY: 0001513702 IRS NUMBER: 271150449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14424 FILM NUMBER: 131040827 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-869-5600 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001513702 XXXXXXXX 06-30-2013 06-30-2013 false Cain Brothers Asset Management, LLC

360 Madison Avenue 5th Floor New York NY 10017

13F HOLDINGS REPORT 028-14424 N Charity A. Davidenko 212-981-6937 /s/ Charity Davidenko New York NY 08-14-2013 0 21 134771 false INFORMATION TABLE 2 a13-18564_1informationtable.xml INFORMATION TABLE ISHARES SILVER TRUST ISHARES Equity 46428Q109 7578 400000 SH Call SOLE 360000 0 40000 ISHARES TR MSCI EAFE INDEX Equity 464287465 2864 50000 SH Call SOLE 50000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 2577 45000 SH Call SOLE 45000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 5298 92500 SH Call SOLE 92500 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 5441 95000 SH Call SOLE 95000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 2577 45000 SH Call SOLE 45000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 2892 50500 SH Call SOLE 50500 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 2921 51000 SH Call SOLE 51000 0 0 ISHARES TR MSCI EAFE INDEX Equity 464287465 17183 300000 SH Call SOLE 300000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1175 30500 SH Call SOLE 30500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1290 33500 SH Call SOLE 33500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1213 31500 SH Call SOLE 31500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 4910 127500 SH Call SOLE 127500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 39 1000 SH Call SOLE 1000 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 1175 30500 SH Call SOLE 30500 0 0 ISHARES TR MSCI EMERG MKT Equity 464287234 11553 300000 SH Put SOLE 270000 0 30000 POWERSHARES QQQ TRUST UNIT SER Equity 73935A104 14241 200000 SH Call SOLE 180000 0 20000 POWERSHARES QQQ TRUST UNIT SER Equity 73935A104 10681 150000 SH Call SOLE 135000 0 15000 POWERSHARES QQQ TRUST UNIT SER Equity 73935A104 14241 200000 SH Call SOLE 180000 0 20000 POWERSHARES QQQ TRUST UNIT SER Equity 73935A104 14241 200000 SH Call SOLE 180000 0 20000 POWERSHARES QQQ TRUST UNIT SER Equity 73935A104 10681 150000 SH Call SOLE 135000 0 15000