The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AERCAP HOLDINGS NV | COMM | N00985106 | 2,810 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
ALTISOURCE PORTFOLIO SOL | COMM | L0175J104 | 2,522 | 77,222 | SH | SOLE | 77,222 | 0 | 0 | ||
BLUELINX HOLDINGS INC | COMM | 09624H109 | 991 | 1,043,012 | SH | SOLE | 1,043,012 | 0 | 0 | ||
CHINA MING YANG WIND POW-ADS | ADRS | 16951C108 | 896 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
CHINA XD PLASTICS CO LTD | COMM | 16948F107 | 494 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CHIPMOS TECHNOLOGIES BERMUDA | COMM | G2110R114 | 1,198 | 72,798 | SH | SOLE | 72,798 | 0 | 0 | ||
CHIPMOS TECHNOLOGIES BERMUDA | COMM | G2110R114 | 3,621 | 220,000 | SH | Call | SOLE | 220,000 | 0 | 0 | |
COMMERCIAL VEHICLE GROUP INC | COMM | 202608105 | 1,478 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
DANAOS CORP | COMM | Y1968P105 | 1,055 | 175,026 | SH | SOLE | 175,026 | 0 | 0 | ||
GT ADVANCED TECHNOLOGIES INC | CONV | 36191U106 | 3,000 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
GT ADVANCED TECHNOLOGIES INC | CONV | 36191U106 | 2,000 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
KEMET CORP | COMM | 488360207 | 117 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
KEMET CORP | COMM | 488360207 | 1,398 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
KEMET CORP | COMM | 488360207 | 517 | 222,000 | SH | Call | SOLE | 222,000 | 0 | 0 | |
KEMET CORP | COMM | 488360207 | 2,233 | 958,301 | SH | SOLE | 958,301 | 0 | 0 | ||
MANNKIND CORP | COMM | 56400P201 | 2,145 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
MANNKIND CORP | COMM | 56400P201 | 43 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 429 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 548 | 127,700 | SH | Call | SOLE | 127,700 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 43 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 1,030 | 240,000 | SH | Call | SOLE | 240,000 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 545 | 127,000 | SH | Call | SOLE | 127,000 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 1 | 300 | SH | Call | SOLE | 300 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 429 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MANNKIND CORP | COMM | 56400P201 | 69 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
MANNKIND CORP | WRNT | 56400P201 | 661 | 154,000 | SH | SOLE | 154,000 | 0 | 0 | ||
MOTORCAR PARTS OF AMERICA IN | COMM | 620071100 | 2,074 | 69,983 | SH | SOLE | 69,983 | 0 | 0 | ||
OCWEN FINANCIAL CORP | COMM | 675746309 | 506 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
OCWEN FINANCIAL CORP | COMM | 675746309 | 843 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
RCS CAPITAL CORPORATION | COMM | 74937W102 | 41 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
RCS CAPITAL CORPORATION | COMM | 74937W102 | 875 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
RCS CAPITAL CORPORATION | COMM | 74937W102 | 350 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
RCS CAPITAL CORPORATION | COMM | 74937W102 | 1,458 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ULTRAPETROL (BAHAMAS) LTD | COMM | P94398107 | 1,262 | 1,608,902 | SH | SOLE | 1,608,902 | 0 | 0 | ||
UNITED CONTINENTAL HOLDINGS | COMM | 910047109 | 478 | 8,479 | SH | SOLE | 8,479 | 0 | 0 | ||
VERSO CORP | COMM | 92531L108 | 7 | 16,200 | SH | Call | SOLE | 16,200 | 0 | 0 | |
VERSO CORP | COMM | 92531L108 | 24 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
VERSO CORP | COMM | 92531L108 | 844 | 1,917,700 | SH | SOLE | 1,917,700 | 0 | 0 | ||
WTS ATRINSIC INC SER A EXP 05/31/16 | WRNT | ATRNWA | 0 | 94,828 | SH | SOLE | 94,828 | 0 | 0 | ||
WTS ATRINSIC INC SER C EXP 05/31/16 | WRNT | ATRNWC | 0 | 45,043 | SH | SOLE | 45,043 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | COMM | 98416J118 | 849 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
XERIUM TECHNOLOGIES INC | COMM | 98416J118 | 1,697 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
XERIUM TECHNOLOGIES INC | COMM | 98416J118 | 2,194 | 129,266 | SH | SOLE | 129,266 | 0 | 0 | ||
YRC WORLDWIDE INC | COMM | 984249607 | 3,088 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
YRC WORLDWIDE INC | COMM | 984249607 | 917 | 47,500 | SH | Call | SOLE | 47,500 | 0 | 0 | |
YRC WORLDWIDE INC | COMM | 984249607 | 386 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
YRC WORLDWIDE INC | COMM | 984249607 | 766 | 39,700 | SH | Call | SOLE | 39,700 | 0 | 0 |