0000909012-12-000432.txt : 20121107
0000909012-12-000432.hdr.sgml : 20121107
20121107143222
ACCESSION NUMBER: 0000909012-12-000432
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121107
DATE AS OF CHANGE: 20121107
EFFECTIVENESS DATE: 20121107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AYM CAPITAL, LLC
CENTRAL INDEX KEY: 0001513455
IRS NUMBER: 841682628
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14432
FILM NUMBER: 121186217
BUSINESS ADDRESS:
STREET 1: 44 WALL STREET, 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-742-7002
MAIL ADDRESS:
STREET 1: 44 WALL STREET, 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
t306922.txt
AYM
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AYM Capital, LLC
Address: 44 Wall Street, 2nd Floor
New York, NY 10005
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Abraham Muller
Title: Managing Member
Phone: 212.742.7002
Signature, Place, and Date of Signing:
/s/ Abraham Muller New York, New York November 6, 2012
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-------------
Form 13F Information Table Entry Total: 60
---------------
Form 13F Information Table Value Total: $ 30,504
---------------
(thousands)
List of Other Included Managers:
None
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS NV COMM N00985106 1,688 135,000 SH Sole 135,000
AMERICAN AXLE & MFG HOLDINGS COMM 024061103 575 50,998 SH Sole 50,998
AMKOR TECHNOLOGY INC COMM 031652100 702 159,100 SH Sole 159,100
CEREPLAST INC COMM 156732307 14 55,583 SH Sole 55,583
CHINA CERAMICS CO LTD COMM G2113X100 19 10,000 SH Sole 10,000
CHINA MING YANG WIND POW-ADS ADRS 16951C108 162 144,983 SH Sole 144,983
CHINA XD PLASTICS CO LTD COMM 16948F107 172 45,000 SH Sole 45,000
CHIPMOS TECHNOLOGIES BERMUDA COMM G2110R114 1,696 107,000 SH Sole 107,000
COMMERCIAL VEHICLE GROUP INC COMM 202608105 176 24,000 SH Sole 24,000
DANA HOLDING CORP COMM 235825205 246 20,000 SH Sole 20,000
DANAOS CORP COMM Y1968P105 39 12,150 SH Sole 12,150
DIREXION SMALL CAP BEAR 3X ETF 25459W110 2,277 153,000 SH Sole 153,000
E-COMMERCE CHINA-SPON ADR ADRS 26833A105 189 40,000 SH Sole 40,000
ECOTALITY INC COMM 27922Y202 43 93,301 SH Sole 93,301
FEIHE INTERNATIONAL INC COMM 31429Y103 241 40,000 SH Sole 40,000
GT ADVANCED TECHNOLOGIES INC COMM 36191U106 54 10,000 CALL Sole 10,000
GT ADVANCED TECHNOLOGIES INC COMM 36191U106 1,603 294,400 SH Sole 294,400
GT ADVANCED TECHNOLOGIES INC COMM 36191U106 272 50,000 CALL Sole 50,000
HOVNANIAN ENTERPRISES-A COMM 442487203 69 20,000 SH Sole 20,000
ISHARES RUSSELL 2000 COMM 464287655 3,338 40,000 PUT Sole 40,000
KEMET CORP COMM 488360207 180 40,997 SH Sole 40,997
KIT DIGITAL INC COMM 482470200 75 25,000 CALL Sole 25,000
KIT DIGITAL INC COMM 482470200 152 50,700 CALL Sole 50,700
KIT DIGITAL INC COMM 482470200 240 80,000 SH Sole 80,000
LTX-CREDENCE CORPORATION COMM 502403207 311 54,078 SH Sole 54,078
MANNKIND CORP COMM 56400P201 490 170,000 CALL Sole 170,000
MANNKIND CORP COMM 56400P201 55 19,000 CALL Sole 19,000
MANNKIND CORP COMM 56400P201 691 240,000 CALL Sole 240,000
MANNKIND CORP COMM 56400P201 29 10,000 CALL Sole 10,000
MANNKIND CORP COMM 56400P201 1,440 500,000 SH Sole 500,000
MANNKIND CORP COMM 56400P201 16 5,600 CALL Sole 5,600
MANNKIND CORP COMM 56400P201 36 12,500 CALL Sole 12,500
MANNKIND CORP WRNT 56400P201 590 205,000 SH Sole 205,000
MEMC ELECTRONIC MATERIALS COMM 552715104 275 100,000 SH Sole 100,000
MGIC INVESTMENT CORP - WISC COMM 552848103 77 50,115 SH Sole 50,115
MOTORCAR PARTS OF AMERICA IN COMM 620071100 127 26,100 CALL Sole 26,100
MOTORCAR PARTS OF AMERICA IN COMM 620071100 228 47,000 CALL Sole 47,000
MOTORCAR PARTS OF AMERICA IN COMM 620071100 286 59,000 CALL Sole 59,000
MOTORCAR PARTS OF AMERICA IN COMM 620071100 10 2,000 CALL Sole 2,000
MOTORCAR PARTS OF AMERICA IN COMM 620071100 2,289 472,000 SH Sole 472,000
NAVIOS MARITIME ACQUISITION COMM Y62159101 206 77,113 SH Sole 77,113
NAVIOS MARITIME HOLDINGS INC COMM Y62196103 90 25,000 SH Sole 25,000
NETLIST INC COMM 64118P109 117 90,377 SH Sole 90,377
PULTE GROUP INC COMM 745867101 155 10,000 SH Sole 10,000
RADIAN GROUP INC COMM 750236101 544 125,300 SH Sole 125,300
ULTRAPETROL (BAHAMAS) LTD COMM P94398107 914 643,888 SH Sole 643,888
UNITED CONTINENTAL HOLDINGS COMM 910047109 1,170 60,000 SH Sole 60,000
US AIRWAYS GROUP INC COMM 90341W108 314 30,000 SH Sole 30,000
US AIRWAYS GROUP INC COMM 90341W108 523 50,000 CALL Sole 50,000
VELTI PLC COMM G93285107 838 100,100 SH Sole 100,100
WTS ATRINSIC INC SER A EXP 05/31/16 WRNT ATRNWA 0 94,828 SH Sole 94,828
WTS ATRINSIC INC SER C EXP 05/31/16 WRNT ATRNWC 0 45,043 SH Sole 45,043
XERIUM TECHNOLOGIES INC COMM 98416J118 419 119,677 SH Sole 119,677
XERIUM TECHNOLOGIES INC WRNT 98416J118 0 1 SH Sole 1
XERIUM TECHNOLOGIES INC WRNT 98416J118 1 162 SH Sole 162
XUEDA EDUCATION GROUP-ADR ADRS 98418W109 1,028 311,400 SH Sole 311,400
YONGYE INTERNATIONAL INC COMM 98607B106 458 100,000 SH Sole 100,000
YONGYE INTERNATIONAL INC COMM 98607B106 46 10,000 CALL Sole 10,000
YRC WORLDWIDE INC COMM 984249607 10 1,425 SH Sole 1,425
YRC WORLDWIDE INC CONV 984249607 2,500 2,500,000 PRN Sole 2,500,000
30,504