0000899243-19-015501.txt : 20190604 0000899243-19-015501.hdr.sgml : 20190604 20190604182742 ACCESSION NUMBER: 0000899243-19-015501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190604 DATE AS OF CHANGE: 20190604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anstiss Raymond L. Jr. CENTRAL INDEX KEY: 0001531743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00861 FILM NUMBER: 19878037 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE, SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp CENTRAL INDEX KEY: 0001513363 IRS NUMBER: 275017321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-3940 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-03 0 0001513363 FIDUS INVESTMENT Corp FDUS 0001531743 Anstiss Raymond L. Jr. C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201 1 0 0 0 Common Stock 2019-06-03 4 P 0 1000 15.97 A 6260 D Common Stock 2019-06-03 4 P 0 1740 15.93 A 8000 D Common Stock 5232 I By Anstiss & Co., P.C. 401(k) Profit Sharing Trust Common Stock 2000 I By Son Common Stock 2000 I By Daughter /s/ Raymond L. Anstiss Jr. 2019-06-04